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SuRo Capital (NASDAQ: SSSS) insider details tax-withholding share events

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

SuRo Capital Corp. reported insider tax-withholding stock transactions by a senior executive. Chief Financial Officer, Chief Compliance Officer, Treasurer and Corporate Secretary Allison Green had company common shares withheld to cover taxes when restricted stock vested.

On December 10, 2025, 4,232 shares of common stock were disposed of at $9.59 per share in a transaction coded as tax withholding and identified as a delinquent transaction. On December 15, 2025, another 4,232 shares were disposed of at $9.24 per share for the same tax-withholding purpose. Both were reported as exempt from Section 16(b) under Rule 16b-3. After these events, Green directly beneficially owned 189,805 shares, including restricted shares granted under SuRo Capital’s equity incentive plans that remain subject to vesting schedules.

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Insider Green Allison
Role See Remarks
Type Security Shares Price Value
Tax Withholding Common Stock 4,232 $9.24 $39K
Tax Withholding Common Stock 4,232 $9.59 $41K
Holdings After Transaction: Common Stock — 189,805 shares (Direct)
Footnotes (1)
  1. Represents a delinquent transaction of shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 10, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3. Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3. This total includes restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on December 15, 2023, December 10, 2024 and May 16, 2025, which are subject to certain vesting schedules; and (iii) restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan on November 21, 2025, which is subject to certain vesting schedules.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Green Allison
(Last) (First) (Middle)
C/O SURO CAPITAL CORP.
640 FIFTH AVENUE, 12TH FLOOR
(Street)
NEW YORK NY 10019
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SURO CAPITAL CORP. [ SSSS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
12/10/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/10/2025 F(1) 4,232 D $9.59 194,037(3) D
Common Stock 12/15/2025 F(2) 4,232 D $9.24 189,805(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents a delinquent transaction of shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 10, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.
2. Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.
3. This total includes restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on December 15, 2023, December 10, 2024 and May 16, 2025, which are subject to certain vesting schedules; and (iii) restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan on November 21, 2025, which is subject to certain vesting schedules.
Remarks:
Chief Financial Officer, Chief Compliance Officer, Treasurer and Corporate Secretary
/s/ Allison Green 12/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider stock transactions did SuRo Capital (SSSS) report for Allison Green?

SuRo Capital reported that Allison Green disposed of 4,232 shares of common stock on December 10, 2025 at $9.59 per share and another 4,232 shares on December 15, 2025 at $9.24 per share, in both cases as shares withheld to satisfy tax obligations related to vesting restricted shares.

Why were 4,232 SuRo Capital shares withheld on December 10, 2025?

The 4,232 shares on December 10, 2025 were withheld to satisfy Allison Green’s tax obligations in connection with the vesting of restricted shares on that date, in a transaction reported as delinquent and exempt from Section 16(b) under Rule 16b-3.

What happened on December 15, 2025 with SuRo Capital (SSSS) restricted shares?

On December 15, 2025, 4,232 SuRo Capital common shares were withheld to satisfy Allison Green’s tax obligations when restricted shares vested, with the transaction reported as exempt from Section 16(b) under Rule 16b-3.

How many SuRo Capital shares does Allison Green own after these transactions?

Following the reported transactions, Allison Green beneficially owned 189,805 SuRo Capital common shares directly, including restricted shares granted under the company’s equity incentive plans that are subject to vesting schedules.

What positions does Allison Green hold at SuRo Capital Corp.?

Allison Green serves as SuRo Capital Corp.’s Chief Financial Officer, Chief Compliance Officer, Treasurer and Corporate Secretary.

Under what rule are Allison Green’s SuRo Capital share transactions exempt?

The transactions are reported as exempt from Section 16(b) pursuant to Rule 16b-3, as they involve shares withheld to satisfy tax obligations related to vesting restricted shares.