Welcome to our dedicated page for Surf Air Mobility SEC filings (Ticker: SRFM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Surf Air Mobility Inc. (NYSE: SRFM) files a range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its regional air mobility business, financial condition, and capital structure. As a Los Angeles-based commuter airline and aviation technology company, Surf Air Mobility uses SEC filings to report on its airline operations, on demand services, SurfOS software development, and electrification programs for aircraft such as the Cessna Caravan.
On this page, you can review Surf Air Mobility’s current and historical SEC filings, including annual reports on Form 10-K and quarterly reports on Form 10-Q, which typically contain discussions of revenue from air mobility services, operating performance, risk factors, and management’s analysis of its Transformation Plan. Current reports on Form 8-K provide more frequent updates on material events, such as capital raising transactions, debt refinancings, equity issuances to strategic partners, board and governance changes, preliminary financial results, and NYSE listing compliance notifications.
Filings related to SurfOS and the company’s partnership with Palantir Technologies are particularly relevant for understanding its technology strategy. These documents describe multi-year software licensing agreements, exclusivity arrangements for the Part 135 regional air mobility market, and equity issued as prepayment for software and services. Other filings detail registered direct offerings, senior secured convertible notes, warrant terms, and amendments to equity incentive plans, helping investors assess dilution, leverage, and funding for software and electrification initiatives.
Stock Titan enhances this filings feed with AI-powered summaries that explain complex sections of Surf Air Mobility’s 10-K and 10-Q reports, highlight key terms in 8-Ks, and make it easier to interpret capital structure disclosures. Real-time updates from EDGAR allow you to see new filings as they are posted, while structured views of forms such as 4, S-3, and proxy statements help you follow insider transactions, shelf registrations, and corporate governance matters tied to SRFM.
Surf Air Mobility Inc. entered into a material definitive promissory note with LamVen providing up to $15 million in funding through advances. Each 90-day period, advances are limited to $5 million, and the note matures on April 20, 2029.
The borrowing is secured by certain aircraft-related assets of the company’s subsidiaries, and the note is non-recourse to the parent company, limiting LamVen’s remedies to the borrowers. An origination fee of $1.5 million is payable, which the company may elect to pay in common stock or pre-funded warrants valued at $1.274 per share.
Outstanding principal bears interest at 12.5% per annum, payable monthly in cash, stock, or a combination, also valued at $1.274 per share when paid in equity. Equity issuance to LamVen is subject to beneficial ownership limitations, and the securities are being issued under a private placement exemption from registration.
SURF AIR MOBILITY INC. director Carl A. Albert reported an equity award of common stock. A trust associated with him, the Carl Albert Trust dated June 7, 1991, received a grant of 73,530 shares of common stock at $1.36 per share, increasing its indirect holdings to 135,458 shares. Separately, Albert directly holds 111,547 shares of common stock. The filing shows an acquisition through a grant, with no open-market buying or selling reported.
Surf Air Mobility Inc. director John J. D'Agostino received a grant of 18,382 shares of Common Stock, valued at $1.36 per share. This was reported as a grant or award acquisition, increasing his directly held position to 129,929 shares following the transaction.
Shahani Sudhin reported acquisition or exercise transactions in this Form 4 filing.
SURF AIR MOBILITY INC. director Sudhin Shahani received a grant of 36,765 shares of Common Stock on April 21, 2026. The award was recorded at a reference price of $1.36 per share and is compensation-related, not an open-market purchase. After this grant, Shahani directly holds 482,183 Common Stock shares.
Hack Bruce L. reported acquisition or exercise transactions in this Form 4 filing.
SURF AIR MOBILITY INC. director Bruce L. Hack received a grant of 18,382 shares of Common Stock valued at $1.36 per share. This is a compensation-related award, not an open-market purchase. Following the grant, his direct ownership increased to 129,929 shares of Common Stock.
Reeves Oliver reported acquisition or exercise transactions in this Form 4 filing.
SURF AIR MOBILITY INC. Chief Financial Officer Oliver Reeves received a grant of 18,382 shares of Common Stock at $1.36 per share. This compensation-related award increased his direct holdings to 307,946 shares, reflecting routine equity-based pay rather than an open-market purchase.
White Deanna Leigh reported acquisition or exercise transactions in this Form 4 filing.
SURF AIR MOBILITY INC. Chief Executive Officer Deanna Leigh White received a grant of 18,382 shares of common stock at a stated value of $1.36 per share. Following this compensation-related award, her directly held common stock position increased to 693,912 shares.
Surf Air Mobility Inc. entered a securities purchase agreement for a registered direct stock sale. The company issued 13,318,181 Investor Shares of common stock at $1.10 per share and 257,353 D&O Shares at $1.36 per share to certain directors and officers.
The transaction closed on April 21, 2026 and is expected to generate approximately $15 million in gross proceeds before fees and expenses. As of April 17, 2026, the company had 84,315,976 common shares outstanding, providing context for the size of this issuance.
The shares were issued off an effective Form S-3 shelf registration, using a prospectus supplement. For 30 days after closing, the company agreed not to issue additional common stock or equivalents, or file new registration statements, with limited exceptions such as Form S-8 for equity plans.
Surf Air Mobility Inc. is offering 13,575,534 shares of common stock under a prospectus supplement, including 13,318,181 shares to institutional investors at $1.10 per share and 257,353 shares to certain directors and officers at $1.36 per share. Delivery is expected on or about April 21, 2026. Net proceeds are estimated at approximately $14.5 million to be used to accelerate SurfOS and electrification initiatives and/or repay liabilities. The prospectus supplement also discloses a separate secured promissory Note facility of up to $15 million with a 12.5% annual interest rate and a $1.5 million origination fee, payable in cash or common stock at a stated share valuation.
SURF AIR MOBILITY INC. Chief Executive Officer Deanna Leigh White disposed of 27,720 shares of Common Stock in two open-market sales at $1.3055 per share. Footnotes state the shares were sold solely to pay tax withholding obligations related to vesting of performance-based and time-based restricted stock units granted to her.
After these transactions, she directly holds 675,530 Common Stock shares. The filing shows no remaining derivative securities in this report, indicating these were routine tax-related share sales tied to equity compensation vesting rather than discretionary portfolio changes.