Welcome to our dedicated page for Nuveen S&P 500 Dynamic Overwrite Fund SEC filings (Ticker: SPXX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nuveen S&P 500 Dynamic Overwrite Fund (NYSE: SPXX) SEC filings page on Stock Titan is intended to organize the fund’s regulatory documents in one place and pair them with AI-generated explanations. As a diversified closed-end management investment company, SPXX is subject to U.S. securities regulation and files reports and registration materials with the Securities and Exchange Commission.
For a fund like SPXX, key filings typically include registration statements describing its investment objective and strategy, which in this case involve seeking attractive total returns with less volatility than the S&P 500 Index by investing in a U.S. equity portfolio that aims to substantially replicate the price movements of the S&P 500 Index and selling call options on a portion of the portfolio. When corporate actions are proposed, such as the announced plan to merge Nuveen S&P 500 Buy-Write Income Fund (BXMX) and Nuveen Dow 30℠ Dynamic Overwrite Fund (DIAX) into SPXX, the funds expect to file solicitation materials in the form of a proxy statement and/or a joint proxy statement/prospectus included in a registration statement on Form N-14.
On Stock Titan, when such documents are available, AI tools can summarize lengthy proxy statements, registration statements, and other reports to highlight the sections that describe SPXX’s investment policies, option-writing strategy, risk factors, and details of any proposed mergers. Investors interested in governance and shareholder rights can review proxy materials that discuss Board elections, shareholder meeting procedures, and rules for submitting shareholder proposals, as described in the Business Wire communication.
Although no specific SPXX SEC filings are listed in the provided data, this page is designed to surface those filings as they appear on the SEC’s EDGAR system and to present them with plain-language explanations. That can help investors interpret complex documents related to SPXX’s structure, strategy, and any significant corporate actions.
Nuveen S&P 500 Dynamic Overwrite Fund ownership disclosure: three affiliated filers report joint beneficial ownership of 3,328,754 shares of Common Stock, representing 2.42% of the class as of 03/31/2026. The filing states the shares are held through unit investment trusts and that the reporting persons disclaim beneficial ownership.
The filing is a joint Schedule 13G/A filed by First Trust Portfolios L.P., First Trust Advisors L.P., and The Charger Corporation and includes an attached Joint Filing Agreement.
Nuveen S&P 500 Dynamic Overwrite Fund ownership filing reports that Raymond James Financial Services beneficially owns 1,392,911.49 shares of the fund, representing 8.2% of the class as of 03/31/2026. The filer reports sole dispositive power over 1,392,911.49 shares and no voting power.
SPXX submitted an N-CEN annual report with securities-lending activity disclosed for the reporting period. The filing lists a monthly average value of portfolio securities on loan of 50,5570000000 and reports net income from securities lending of 3,445.
Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) presents its certified annual shareholder report for the period ending December 31, 2025. The report shows SPXX returned 12.70% for the 12-month period, with a regular quarterly distribution of $0.3375 and fiscal year-to-date distributions of $1.3500. The fund discloses its Managed Distribution Policy, portfolio composition, and that Nazar Suschko was added as a portfolio manager effective May 30, 2025. The filing also notes SPXX is authorized to issue common shares through an equity shelf program and reports portfolio-level holdings, option overlays, and audited financial statements.
Nuveen S&P 500 Dynamic Overwrite Fund officer Joseph Castro filed an initial Form 3 as EVP, Chief Risk & Compliance. This filing establishes his status as an insider of the fund. The filing does not report any share purchases, sales, or other transactions.
Nuveen S&P 500 Dynamic Overwrite Fund insider Robert Tanner Page, who serves as VP and Treasurer, filed an initial ownership report on Form 3. This filing establishes his status as a reporting officer for the fund but does not list any share transactions or holdings details in the provided data.