Welcome to our dedicated page for Sunpower SEC filings (Ticker: SPWR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SunPower Inc. filings document the reporting record of an emerging growth company with common stock and warrants outstanding. Recent Forms 8-K describe material agreements, convertible debentures, SAFE financing arrangements, unregistered sales of securities, exchange transactions, creation of debt obligations, and capital-structure changes tied to its solar technology, services, and installation business.
The filing record also covers annual-report timing, operating and financial results, Regulation FD presentation materials, shareholder voting matters, and audit committee determinations that prior interim financial statements should no longer be relied upon. These disclosures include governance, liquidity and accounting matters associated with SunPower's residential solar, New Homes, dealer and related installation operations.
SunPower Inc. filed a Post-Effective Amendment No. 1 to its Form S-1 to update and reconfirm registration of up to 22,381,878 shares of common stock for resale by YA II PN, LTD. (Yorkville) that relate to a standby equity purchase agreement and related convertible instruments, and incorporates subsequent Form 10-K and Form 10-Q disclosures.
The prospectus discloses recent financings including private 10.0% notes financings, Yorkville debenture arrangements, cost-reduction actions including a workforce reduction of 115 employees, a CFO resignation, material weaknesses in internal controls, restatements of prior quarterly filings, and a going-concern qualification tied to limited cash on hand.
SunPower Inc. files a Post-Effective Amendment to its Form S-1 to update disclosure for the resale registration of 48,521,163 shares of common stock issuable to White Lion Capital LLC under an equity line purchase agreement.
The amendment revises the prospectus to incorporate the Company’s Form 10-K for the year ended December 28, 2025 and its Form 10-Q for the quarter ended March 29, 2026, and clarifies that the Company will not receive proceeds from resales by the Selling Securityholder while retaining the option to sell shares to White Lion (up to an implied $48.5M at $1.00/share assumption) during the White Lion Commitment Period.
SunPower Inc. is registering up to 39,534,884 shares of common stock for resale by YA II PN, LTD. (“Yorkville”). The shares include up to 25,000,000 shares that SunPower may sell to Yorkville under a standby equity purchase agreement and up to 14,534,884 shares issuable upon conversion of a $10.0 million YA convertible debenture. SunPower will not receive proceeds from Yorkville’s resales but has already received $1.71 million from a pre-paid SEPA advance and $9.0 million from the debenture and may raise additional equity over time through SEPA advances. The company highlights significant leverage, a recent $41.0 million 10.0% notes financing, cost-cutting measures including layoffs and a four-day workweek, a going concern warning, and the potential for substantial dilution as these securities are issued and resold.
SunPower Inc. has filed an S-1 to register up to 55,088,493 shares of common stock for resale by existing investors. This includes up to 36,283,183 shares issuable upon conversion of its 10.0% convertible senior secured notes due 2029 and 18,805,310 shares previously issued in note exchanges.
SunPower will not receive any proceeds from these sales but will bear registration costs. As of May 15, 2026, 145,819,663 shares were outstanding; if all registered shares were issued and sold, they would equal about 27.4% of shares outstanding and 33.6% of non‑affiliate shares. The prospectus highlights a history of losses, a going concern warning, significant debt, material weaknesses in internal controls leading to restatements, and reliance on incentives and net metering in a changing policy and tariff environment.
SunPower Inc. entered a new note purchase agreement to issue additional 10.00% Convertible Senior Secured Notes due May 1, 2029 in a private transaction. These notes are secured, rank senior in the capital structure, and are guaranteed by wholly owned subsidiary Complete Solar, Inc.
The notes carry a 10.00% annual interest rate, payable quarterly starting July 1, 2026, and are convertible at the holder’s option into common stock at an initial rate of 610.3143 shares per $1,000 principal (about $1.64 per share), with an adjusted maximum conversion rate of 884.9557 shares per $1,000. Initially, a maximum of 4,424,779 shares of common stock may be issued upon conversion, subject to anti-dilution adjustments and a 9.99% beneficial ownership cap per holder.
The notes are not redeemable by the company but include a “Fundamental Change” feature allowing holders to require repurchase for cash at 100% of principal plus accrued interest. The Indenture imposes covenants limiting additional debt, dividends, stock repurchases, certain investments and asset sales, and provides first-priority liens on substantially all assets of SunPower and the guarantor.
SunPower Inc. filed an amended Form 10‑Q to restate its unaudited Q3 2025 financial statements after identifying material errors in revenue recognition, cost of revenues, stock‑based compensation, and interest and debt discount amortization.
For the thirty‑nine weeks ended September 28, 2025, revenue was restated to $209.0 million from $220.3 million and net loss widened to $36.2 million from $31.2 million. The company reported an accumulated deficit of $447.6 million, total debt of $198.5 million, cash and cash equivalents of $5.1 million, and a stockholders’ deficit of $117.7 million, raising substantial doubt about its ability to continue as a going concern.
Management attributes the misstatements to previously reported material weaknesses in internal control over financial reporting, and confirms controls and disclosure procedures remained ineffective as of September 28, 2025, though it states the errors were not caused by override of controls, misconduct, or fraud. The quarter also reflects the finalized accounting for the 2024 SunPower asset acquisition and the September 2025 Sunder Energy LLC acquisition, for which SunPower recorded $57.8 million of consideration and $42.3 million of goodwill, contributing $4.3 million of revenue and $0.3 million of income before taxes over the brief post‑acquisition period.
SunPower Inc. filed an amended Form 10‑Q/A to restate its unaudited Q2 2025 financial statements after identifying material errors in revenue, cost of revenues, stock-based compensation and interest expense. Restated revenue was $66.1 million for the quarter and $144.5 million for the first twenty‑six weeks of 2025, with a Q2 net loss of $27.3 million.
The company reported total debt of $151.2 million, cash and cash equivalents of $11.1 million, and an accumulated deficit of $433.9 million, resulting in a stockholders’ deficit of $113.7 million as of June 29, 2025. Management states there is substantial doubt about SunPower’s ability to continue as a going concern and acknowledges continuing material weaknesses in internal control over financial reporting.
SunPower Inc. reports Q1 2026 results showing revenue of $72.8M, down from $78.4M a year earlier, and a net income of $5.3M driven by fair value gains on derivatives. The core business generated a loss from operations of $19.2M.
Cash and cash equivalents were $9.5M with current debt of about $38.0M and a net operating cash outflow of $25.7M, leading management to state there is substantial doubt about the company’s ability to continue as a going concern. SunPower closed the Cobalt acquisition and continues integrating prior Sunder and Ambia deals, bringing goodwill to $75.6M and expanding its residential solar footprint.
SunPower Inc. filed an amended Form 10‑Q/A to restate its Q1 2025 financial statements. The restatement corrects material errors in revenue recognition, cost of revenues, stock-based compensation, and interest and amortization of debt discount, affecting multiple balance sheet and income statement accounts.
For the thirteen weeks ended March 30, 2025, as restated, SunPower reported revenue of $78.4 million and net income of $4.8 million, largely driven by a $15.1 million gain from remeasurement of derivative liabilities. The company had cash and cash equivalents of $10.6 million, total assets of $143.2 million, total liabilities of $235.3 million and a stockholders’ deficit of $92.1 million.
Management discloses substantial doubt about the company’s ability to continue as a going concern within one year, citing recurring losses, negative operating cash flows and limited liquidity, and notes that material weaknesses in internal control over financial reporting persisted as of March 30, 2025.
SUNPOWER INC. Alyeska Investment Group, L.P., Alyeska Fund GP, LLC and Anand Parekh report beneficial ownership of 10,196,302 shares of common stock, equal to 9.16% of the class, based on holdings as of March 31, 2026. The filing states the position includes 839,577 shares of common stock and 9,356,725 shares issuable upon conversion of convertible securities. The number of shares outstanding is reported as 111,300,000 (as provided by the company on April 21, 2026).