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Spruce Power Holding Corp SEC Filings

SPRU NYSE

Spruce Power Holding Corporation filings document the company’s public-company disclosures as an owner and operator of distributed residential solar assets. Form 8-K reports cover operating results, financial condition, material events, material agreements, capital-structure matters, and governance updates for its NYSE-listed common stock.

The filing record includes disclosures on quarterly results, shareholder proposal and director nomination notice procedures, operational streamlining costs, and amendments related to residential solar portfolio acquisition records. These documents also address security registration details, board-approved actions, pro forma financial information, and other event-driven reporting tied to Spruce Power’s solar asset and customer-contract portfolio.

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Spruce Power Holding Corporation reported a smaller net loss but raised serious liquidity concerns. For the three months ended March 31, 2026, revenue was $23.4 million, roughly flat with $23.8 million a year earlier, while net loss attributable to stockholders improved to $2.9 million from $15.3 million, or $0.16 per share versus $0.84.

The loss narrowed mainly through lower operations and maintenance costs, reduced selling, general and administrative expenses, and a favorable $0.8 million change in the fair value of interest rate swaps compared with a $6.2 million loss in 2025. Cash and cash equivalents were $50.0 million with $35.6 million of restricted cash, against $668.3 million of non-recourse debt (principal $687.3 million).

The company discloses that upcoming maturities on its SP1 Facility, due October 30, 2026 (or January 30, 2027 if a long-term financing term sheet is signed), and its SP2 Facility, due May 14, 2027, create substantial doubt about its ability to continue as a going concern. Management plans to refinance these facilities and has begun lender discussions, but there is no committed refinancing, and failure could lead to foreclosure on collateral and a cross-default under another non-recourse credit agreement.

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Spruce Power Holding Corporation reported a sharply improved first quarter 2026. Revenue was stable at $23.4 million versus $23.8 million a year earlier, while income from operations swung to a $3.8 million profit from a $1.7 million loss. Operating EBITDA reached $18.4 million, up 49% year-over-year, reflecting a 70% drop in operations and maintenance expense and a 21% decline in selling, general and administrative costs. The net loss attributable to stockholders narrowed to $2.9 million, or $0.16 per share, from $15.3 million, or $0.84 per share. Adjusted Cash Flow from Operations turned positive at $2.6 million compared with $3.2 million used in the prior-year quarter. Spruce ended the period with $85.6 million of cash, or $4.71 per share, and $687.3 million of non-recourse project debt at a blended 6.2% rate.

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Spruce Power Holding Corp Chief Legal Officer Jonathan McWhinnie Norling reported a routine tax-related share disposition. On May 12, 2026, 18,669 shares of common stock were withheld at $3.24 per share to cover tax obligations from vesting restricted stock units. After this withholding, he directly holds 399,583 shares of common stock.

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Spruce Power Holding Corporation is soliciting proxies for its virtual 2026 Annual Meeting of Stockholders to be held at 11:00 a.m. Eastern Time on June 25, 2026. Stockholders will vote to elect two Class C directors, approve executive compensation (advisory), ratify CohnReznick LLP as auditor, approve redomiciliation from Delaware to Texas, approve charter transfer restrictions to preserve net operating losses, and approve adjournment authority. Materials are first being made available or mailed on or about May 22, 2026, and the record date for voting is May 4, 2026. The Board recommends voting FOR all proposals.

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Kravetz Shawn W reported acquisition or exercise transactions in this Form 4 filing.

Spruce Power Holding Corp director Shawn W. Kravetz reported equity awards in the form of restricted stock units (RSUs). He was granted 112,500 RSUs that vest in three equal installments on June 24, 2026, June 24, 2027, and June 24, 2028, subject to continued service.

A separate award of 75,000 RSUs will vest in full on June 24, 2026, also conditioned on his continued service. Following these awards, filings show direct holdings of common stock and an additional 311,382 shares reported as indirectly held through Esplanade Capital LLC and its affiliates.

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Spruce Power Holding Corporation filed Amendment No. 2 to its annual report to add the Part III sections on directors, executive compensation, ownership, and auditor matters. The amendment does not include financial statements or update prior disclosures.

The filing details 2025 pay for four named executives, including CEO Christopher Hayes with a $650,000 salary, a $650,000 cash bonus and $894,806 in RSU grants, all heavily tied to performance-based cash incentives and multi-year RSU vesting. A Short-Term Incentive Compensation Plan sets 2025 goals around adjusted free cash flow, new business net revenue and portfolio size, with bonuses ranging from 0% to 200% of target. An Executive Severance Plan outlines severance multiples and change-in-control protections for senior leaders. The amendment also shows auditor fees of $2.46 million for 2025 and that Steel Partners Holdings L.P. beneficially owned 3,366,567 shares, or 18.4%, of Spruce Power as of April 8, 2026.

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Steel Connect Sub LLC, an indirect subsidiary of Steel Connect LLC, bought 24,335 shares of Spruce Power Holding Corp

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Steel Partners-affiliated entities increased their stake in Spruce Power Holding Corp through open-market purchases. Steel Connect Sub LLC, an indirect subsidiary in the Steel Partners structure, bought a total of 14,244 shares of common stock in three transactions at prices between $4.03 and $4.10 per share.

After these trades, Steel Connect Sub LLC held 3,405,045 Spruce Power shares indirectly. The filing notes all reporting entities may be part of a Section 13(d) group owning over 10% of Spruce Power’s outstanding common stock and collectively disclaim beneficial ownership beyond their pecuniary interest.

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Spruce Power Holding Corp reported open-market share purchases by an affiliated holder. Steel Connect Sub LLC, part of a group owning more than 10% of Spruce Power, bought a total of 9,702 shares of common stock at prices between $4.00 and $4.05 per share. Following these transactions, the entity is shown as indirectly holding 3,390,801 shares. The reporting entities collectively disclaim beneficial ownership beyond their pecuniary interest.

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Spruce Power Holding Corp’s Chief Legal Officer, Jonathan McWhinnie Norling, had 6,032 shares of common stock withheld on April 3, 2026 to cover tax obligations tied to the vesting of restricted stock units. The tax-withholding value was $4.13 per share. After this routine, non-market transaction, he directly holds 418,252 shares of Spruce Power common stock.

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FAQ

How many Spruce Power Holding (SPRU) SEC filings are available on StockTitan?

StockTitan tracks 61 SEC filings for Spruce Power Holding (SPRU), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Spruce Power Holding (SPRU)?

The most recent SEC filing for Spruce Power Holding (SPRU) was filed on May 14, 2026.