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  4. [Form 3] Spotify Technology S.A. Initial Statement of Beneficial Ownership

Spotify Technology S.A. (NYSE: SPOT) officer details equity and option holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Spotify Technology S.A. executive Dustee Jenkins, Chief Public Affairs Officer, reported her initial equity holdings. She holds 38,263 Ordinary Shares, including 13,088 restricted stock units that convert one-for-one into shares as they vest. She also holds stock options over 3,099, 8,797 and 11,208 Ordinary Shares at exercise prices of $151.25, $263.75 and $602.26, with portions already vested and the remainder vesting in monthly installments through 2029.

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Insider Jenkins Dustee
Role Chief Public Affairs Officer
Type Security Shares Price Value
holding Stock Option -- -- --
holding Stock Option -- -- --
holding Stock Option -- -- --
holding Ordinary Share -- -- --
Holdings After Transaction: Stock Option — 3,099 shares (Direct); Ordinary Share — 38,263 shares (Direct)
Footnotes (1)
  1. Includes 13,088 restricted stock units ("RSUs"), which vest in accordance with the terms of the applicable awards. Each RSU represents a contingent right to receive one Ordinary Share. The stock option is fully vested and currently exercisable. The stock option is vested and exercisable with respect to 2,399 Ordinary Shares and will vest with respect to the remaining shares in substantially equal monthly installments through March 1, 2028. The stock option is vested and exercisable with respect to 2,335 Ordinary Shares and will vest with respect to the remaining shares in substantially equal monthly installments through May 1, 2029.
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Jenkins Dustee
(Last)(First)(Middle)
33 BOULEVARD PRINCE HENRI
(Street)
LUXEMBOURGL-1724
(City)(State)(Zip)
UNITED STATES
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026		3. Issuer Name and Ticker or Trading Symbol
Spotify Technology S.A. [ SPOT ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Public Affairs Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Share38,263(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (2)03/01/2027Ordinary Share3,099$151.25D
Stock Option (3)03/01/2029Ordinary Share8,797$263.75D
Stock Option (4)05/01/2030Ordinary Share11,208$602.26D
Explanation of Responses:
1. Includes 13,088 restricted stock units ("RSUs"), which vest in accordance with the terms of the applicable awards. Each RSU represents a contingent right to receive one Ordinary Share.
2. The stock option is fully vested and currently exercisable.
3. The stock option is vested and exercisable with respect to 2,399 Ordinary Shares and will vest with respect to the remaining shares in substantially equal monthly installments through March 1, 2028.
4. The stock option is vested and exercisable with respect to 2,335 Ordinary Shares and will vest with respect to the remaining shares in substantially equal monthly installments through May 1, 2029.
Remarks:
Exhibit 24 - Power of Attorney.
/s/ Sung Lee, Attorney-in-fact03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What does Dustee Jenkins report in this Spotify (SPOT) Form 3 filing?

Dustee Jenkins reports her existing equity stake in Spotify, not new trades. The filing lists her Ordinary Shares, restricted stock units, and several stock option grants with specified exercise prices, vesting schedules, and expiration dates as part of her executive compensation package.

How many Spotify (SPOT) Ordinary Shares does Dustee Jenkins hold?

Dustee Jenkins holds 38,263 Spotify Ordinary Shares in total. This figure includes both unrestricted shares and 13,088 restricted stock units that each represent a contingent right to receive one Ordinary Share as they vest over time under the applicable award terms.

What restricted stock units (RSUs) are disclosed for Spotify executive Dustee Jenkins?

The filing shows 13,088 restricted stock units for Dustee Jenkins. Each RSU represents a contingent right to receive one Ordinary Share, vesting in line with the specific award agreements, adding to her potential future share ownership as vesting milestones are met.

What stock options does Dustee Jenkins hold in Spotify (SPOT)?

Dustee Jenkins holds three Spotify stock option grants over 3,099, 8,797 and 11,208 Ordinary Shares. The exercise prices are $151.25, $263.75 and $602.26, with expirations in 2027, 2029 and 2030 and portions already vested and exercisable according to footnote details.

Are any of Dustee Jenkins’s Spotify stock options fully vested?

One stock option grant for Dustee Jenkins is fully vested and currently exercisable. Other option grants are partly vested and will continue vesting in substantially equal monthly installments through March 1, 2028 and May 1, 2029, according to the detailed vesting footnotes.

Does this Spotify (SPOT) filing show Dustee Jenkins buying or selling shares?

The filing does not show Dustee Jenkins buying or selling Spotify shares. It is an initial ownership report listing her existing Ordinary Shares, restricted stock units and stock options rather than documenting new market transactions or changes in her position.