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Padmasree Warrior (SPOT) details shares and options in initial filing

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Spotify Technology S.A. director Padmasree Warrior filed an initial ownership report showing existing equity stakes, rather than new trades. She directly holds 8,269 Ordinary Shares, including 284 restricted stock units that each settle into one Ordinary Share as they vest. She also reports several stock option awards over Ordinary Shares at exercise prices of 241.5700, 153.9200, 313.6200 and 672.0000, with expirations between May 2026 and June 2030, some of which are already exercisable and the rest vesting over time.

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Insider WARRIOR PADMASREE
Role Director
Type Security Shares Price Value
holding Stock Option -- -- --
holding Stock Option -- -- --
holding Stock Option -- -- --
holding Stock Option -- -- --
holding Ordinary Share -- -- --
Holdings After Transaction: Stock Option — 2,815 shares (Direct); Ordinary Share — 8,269 shares (Direct)
Footnotes (1)
  1. Includes 284 restricted stock units ("RSUs"), which vest in accordance with the terms of the applicable awards. Each RSU represents a contingent right to receive one Ordinary Share. The stock option is fully vested and currently exercisable. The stock option is vested and exercisable with respect to 1,243 Ordinary Shares and will vest with respect to the remaining shares on February 15, 2027. The stock option is vested and exercisable with respect to 814 Ordinary Shares and will vest with respect to the remaining shares in two substantially equal annual installments beginning on February 15, 2027. The stock option is vested and exercisable with respect to 95 Ordinary Shares and will vest with respect to the remaining shares in three substantially equal annual installments beginning on February 15, 2027.
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
WARRIOR PADMASREE
(Last)(First)(Middle)
33 BOULEVARD PRINCE HENRI
(Street)
LUXEMBOURGL-1724
(City)(State)(Zip)
UNITED STATES
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026		3. Issuer Name and Ticker or Trading Symbol
Spotify Technology S.A. [ SPOT ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Share8,269(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (2)05/31/2026Ordinary Share2,815$241.57D
Stock Option (3)06/01/2028Ordinary Share1,657$153.92D
Stock Option (4)06/03/2029Ordinary Share1,626$313.62D
Stock Option (5)06/02/2030Ordinary Share379$672D
Explanation of Responses:
1. Includes 284 restricted stock units ("RSUs"), which vest in accordance with the terms of the applicable awards. Each RSU represents a contingent right to receive one Ordinary Share.
2. The stock option is fully vested and currently exercisable.
3. The stock option is vested and exercisable with respect to 1,243 Ordinary Shares and will vest with respect to the remaining shares on February 15, 2027.
4. The stock option is vested and exercisable with respect to 814 Ordinary Shares and will vest with respect to the remaining shares in two substantially equal annual installments beginning on February 15, 2027.
5. The stock option is vested and exercisable with respect to 95 Ordinary Shares and will vest with respect to the remaining shares in three substantially equal annual installments beginning on February 15, 2027.
Remarks:
Exhibit 24 - Power of Attorney.
/s/ Sung Lee, Attorney-in-fact03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What does the Padmasree Warrior Form 3 filing for Spotify (SPOT) show?

The Form 3 shows Padmasree Warrior’s existing ownership in Spotify, not new trades. It lists her direct holdings of Ordinary Shares and multiple stock option awards, establishing a baseline of her equity position as a company director.

How many Spotify (SPOT) Ordinary Shares does Padmasree Warrior report owning?

Padmasree Warrior reports direct ownership of 8,269 Ordinary Shares of Spotify. This figure includes both standard shares and restricted stock units that will convert into Ordinary Shares as they vest under the terms of her equity awards.

What restricted stock units (RSUs) are included in Padmasree Warrior’s Spotify holdings?

Her reported holdings include 284 restricted stock units. Each RSU represents a contingent right to receive one Ordinary Share, vesting according to the specific schedules and conditions set in the applicable Spotify equity award agreements.

What stock options are reported in Padmasree Warrior’s Spotify (SPOT) Form 3?

She reports several stock option grants over Ordinary Shares with exercise prices of 241.5700, 153.9200, 313.6200 and 672.0000. These options expire between May 2026 and June 2030 and have different vesting and exercisability schedules.

Are Padmasree Warrior’s Spotify Form 3 entries buy or sell transactions?

The entries are classified as holdings, not buys or sells. Transaction summaries show no buy or sell counts, indicating the filing simply records her existing Ordinary Share and stock option positions as of the reported date.

Which of Padmasree Warrior’s Spotify stock options are already exercisable?

One option grant is fully vested and currently exercisable. Other grants are partly vested, with remaining Ordinary Shares scheduled to vest in installments beginning on February 15, 2027 according to the respective award terms.