Welcome to our dedicated page for Sofi Technologies SEC filings (Ticker: SOFI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SoFi Technologies, Inc. (NASDAQ: SOFI) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, annual and quarterly reports when available, registration statements, and other materials that describe SoFi’s financial condition, capital markets activity, and significant corporate events.
Recent Form 8-K filings illustrate how SoFi uses SEC reports to communicate material information. For example, the company has filed 8-Ks describing underwritten public offerings of common stock registered on Form S-3, including the size of the offerings, pricing, and intended use of proceeds for general corporate purposes such as enhancing capital position, working capital, and funding growth and business opportunities. Other 8-Ks report quarterly financial results by furnishing earnings press releases for specific periods.
SoFi’s filings also document insider-related transactions and other events. Certain 8-Ks describe prepaid variable forward contracts entered into by senior executives involving shares of SoFi common stock, explaining the structure, pledged shares, and how these contracts provide liquidity while allowing executives to retain voting and dividend rights during the pledge term.
On Stock Titan, users can review these filings in sequence and use AI-powered summaries to understand the key points of lengthy documents. AI tools highlight important items in 10-K and 10-Q reports, explain complex capital markets transactions, and surface notable Form 4 insider activity where available, helping investors quickly interpret what each filing may mean for SoFi’s business. Real-time updates from EDGAR ensure that new SOFI filings, from earnings-related 8-Ks to registration statements, appear promptly so users can analyze SoFi’s regulatory disclosures alongside its stock performance and news flow.
Borden William A. reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies director William A. Borden elected to receive part of his board compensation as Deferred Stock Units (DSUs) rather than cash under the company’s Director Deferred Compensation Plan. On March 31, 2026, he was credited with 1,191 DSUs, each economically equivalent to one share of SoFi common stock.
The first‑quarter 2026 DSU amount was based on the cash compensation he deferred, divided by SoFi’s common stock closing price of $15.23 on March 27, 2026, as described in the plan. Earlier quarters show similar DSU credits tied to then‑current closing prices. The DSUs will be paid out according to the plan’s terms.
SoFi Technologies Inc — Amendment No. 3 to a Schedule 13G/A filed by The Vanguard Group states it beneficially owns 0 shares of SoFi common stock, representing 0% of the class. The filing explains an internal realignment on January 12, 2026 that led certain Vanguard subsidiaries to report ownership separately; Vanguard states it no longer is deemed to have beneficial ownership of securities held by those subsidiaries. The filing is signed by Ashley Grim on 03/27/2026.
SoFi Technologies executive Kelli Keough sold 9,742 shares of common stock in an open-market transaction. The sale occurred on March 20, 2026 at a weighted average price of $16.9438 per share, with individual trade prices ranging from $16.7000 to $17.3600 per share.
After this transaction, Keough directly holds 343,026 shares of SoFi Technologies common stock. The sale was completed under a pre-arranged Rule 10b5-1 trading plan adopted by Keough on July 30, 2025, indicating it was scheduled in advance rather than timed discretionarily.
SoFi Technologies filed a Form 144 reporting a proposed sale of 29,522 shares of Common Stock through J.P. Morgan Securities LLC with a filing date shown as 03/20/2026.
The filing notes prior sales by Kelli Keough: 9,468 shares on 12/23/2025 (proceeds $256,949), 9,468 shares on 01/20/2026 (proceeds $243,798), and 9,755 shares on 02/20/2026 (proceeds $184,118.17).
SoFi Technologies, Inc. Chief Executive Officer Anthony Noto reported the settlement of restricted stock units into common stock and related tax withholding transactions. He acquired a total of 459,848 shares of common stock on March 16, 2026 through the settlement of previously granted stock-settled RSUs for no cash consideration.
To cover tax obligations on these vesting events, 249,004 shares of common stock were withheld at a price of $17.76 per share, and were not issued to or sold by him. After these routine compensation-related transactions, he directly held 11,915,196 shares of SoFi common stock.
SoFi Technologies General Counsel Robert S. Lavet reported routine equity compensation activity. On March 16, 2026, 36,057 restricted stock units were settled into common stock at no cash cost to him, increasing his direct common share holdings. On March 17, 2026, 16,669 common shares were withheld to cover tax obligations related to the RSU vesting, and these withheld shares were not issued to him. Following these events, he directly holds 61,293 shares of SoFi common stock. The transactions reflect RSU vesting and associated tax withholding rather than open-market buying or selling.
SoFi Technologies, Inc. Chief Technology Officer Jeremy Rishel reported a combination of RSU vesting, tax withholding, and a planned share sale. On March 16, 2026, restricted stock units representing 300,500 shares of common stock settled at $0.0000 per share, delivering the same number of common shares.
On March 17, 2026, 160,500 shares of common stock were disposed of at $17.6170 per share to satisfy tax withholding obligations related to the vesting of stock-settled RSUs, and these shares were not issued to him. On March 18, 2026, he completed an open-market sale of 94,958 shares of common stock at an average price of $17.4300 per share pursuant to a Rule 10b5-1 trading plan adopted on June 2, 2025. Following these transactions, he directly holds 839,639.972 shares of SoFi common stock.
SoFi Technologies CFO Christopher Lapointe reported routine equity compensation activity. On March 16, 2026, he settled a total of 155,907 restricted stock units, receiving the same number of SoFi common shares for no cash cost, as each RSU converts into one share upon vesting.
To cover tax obligations on these stock-settled RSUs, 82,913 shares of common stock were withheld at a reference price of $17.76 per share, and were not issued to or sold by him. After these transactions, Lapointe directly holds 1,776,546 shares of SoFi common stock.
SoFi Technologies EVP Kelli Keough reported stock-settled RSU vesting and related tax withholding. On March 16, 2026, she exercised restricted stock units that converted into a total of 122,188 shares of SoFi common stock for no cash consideration, as part of previously granted equity awards.
Following these derivative exercises, a Form 4 entry on March 17, 2026 shows 63,145 common shares were sold at $17.617 per share to cover tax withholding obligations tied to the RSU vesting, and the footnotes state these shares were not issued to her. After these transactions, she directly owns 352,768 shares of common stock.
SoFi Technologies Chief Risk Officer Arun Pinto reported routine equity compensation activity involving restricted stock units (RSUs). On March 16, 2026, 11,434 RSUs vested and were settled into an equal number of shares of SoFi common stock at no cash cost to him.
To cover tax withholding obligations tied to this vesting, 6,375 shares were withheld on March 17, 2026 and, as disclosed, these shares were not issued to Pinto. After these transactions, he directly holds 168,289 shares of SoFi common stock, reflecting a routine compensation-related adjustment rather than an open-market trade.