Welcome to our dedicated page for Sofi Technologies SEC filings (Ticker: SOFI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SoFi Technologies, Inc. filings document a public digital financial-services company with consumer lending, banking, investing, home lending and technology-platform operations. Form 8-K reports quarterly and annual results, loan originations, member and product metrics, adjusted revenue measures and operating data furnished with earnings releases.
Proxy materials cover board matters, executive compensation, equity awards and annual stockholder voting. Other filings disclose leadership transition arrangements, Regulation FD information about officer prepaid variable forward contracts and share pledges, common-stock capital actions, underwriting agreements, registration-statement references, use of proceeds and governance matters tied to SoFi's financial-services and payments platform.
SoFi Technologies director Gary Meltzer exercised restricted stock units that convert into common stock on a one-for-one basis, acquiring 2,823 shares on June 17, 2026. This settlement relates to previously granted RSUs and brings his directly held common stock position to 71,281 shares.
SoFi Technologies General Counsel Robert S. Lavet reported routine equity compensation activity involving restricted stock units (RSUs) and related tax withholding. On June 17, 2026, RSUs covering 2,823 shares of common stock were settled, converting into common stock on a one-for-one basis.
In connection with this vesting, 1,188 common shares were sold at $17.546 per share to satisfy the tax withholding obligation for the stock-settled RSUs, and these shares were not issued to Lavet. Following these transactions, he held 88,200 common shares directly.
SoFi Technologies submitted a Rule 144 notice reporting proposed sale of Common Stock tied to RSU vesting. The filing lists 33,194 shares from an RSU vesting on 06/14/2026 and discloses prior sales of 9,742 shares on 04/20/2026 and 10,037 shares on 05/20/2026. The filing identifies the broker as J.P. Morgan Securities LLC.
SoFi Technologies, Inc. held its 2026 annual stockholder meeting on June 17, 2026. Stockholders elected ten directors, including Anthony Noto, with each nominee receiving over 320 million votes in favor and substantial broker non-votes recorded.
Stockholders approved, on a non-binding advisory basis, the compensation of the named executive officers with 367,917,433 votes for, 20,485,945 against, and 2,437,104 abstentions. They also ratified the selection of Deloitte & Touche LLP as independent registered public accounting firm for the year ending December 31, 2026, with 786,593,792 votes for, 7,043,220 against, and 7,803,849 abstentions.
SOFI submitted a Form 144 notice reporting proposed sales and recent dispositions of Common Stock tied to compensation vesting. The filing lists a proposed sale quantity of 1,188 shares under a "Restricted Stock Vesting" entry dated 06/17/2026. It also records two recent dispositions by Robert S. Lavet on 06/10/2026 (1,020 shares, 16380.59) and 06/16/2026 (14,914 shares, 262568.43).
SoFi Technologies director Magdalena Yesil reported two bona fide gifts totaling 866,208 shares of Common Stock. Each transaction involved 433,104 shares at an indicated price of $0.00 per share, reflecting that these were gifts rather than market trades.
Following the transactions, 433,104 shares are reported as indirectly owned through The Magdalena Yesil Living Trust, where she is the sole beneficiary and trustee, and her direct holdings are reported as zero. The filing shows no option exercises or open-market purchases or sales, so the activity reflects estate or personal planning rather than trading.
SoFi Technologies CFO Christopher Lapointe reported routine equity compensation activity involving restricted stock units (RSUs). On this date, RSUs converted into 104,152 shares of common stock for no cash consideration, reflecting previously granted awards that vested.
To cover tax withholding obligations on these stock-settled RSUs, 55,219 shares of common stock were withheld at a price of $16.58 per share. According to the footnotes, these withheld shares were not issued to or sold by Lapointe, so the filings do not show any open-market purchases or sales.
SoFi Technologies CEO Anthony Noto reported RSU settlements and related tax withholding in stock. On June 15, 2026, he exercised restricted stock units into a total of 345,553 shares of common stock in several transactions coded “M.”
In a separate “F” transaction, 187,018 shares of common stock were withheld to cover tax obligations tied to the vesting of stock‑settled RSUs; these shares were not issued to or sold by him. After these transactions, he directly holds 12,119,042 shares of common stock and 953,158 RSUs, reflecting a routine compensation and tax‑settlement pattern rather than open‑market trading.
SoFi Technologies EVP Kelli Keough reported routine equity compensation activity involving restricted stock units that converted into common shares and related tax withholding.
On June 15, multiple batches of RSUs vested and were settled into a total of 127,868 shares of common stock at a stated price of $0.00 per share, reflecting stock-settled awards with no cash exercise cost. In a related transaction on June 16, 61,479 shares of common stock, valued at $17.606 per share, were disposed of to cover tax withholding obligations tied to these vestings, and were not issued to Keough personally.
After these transactions, Keough directly holds 389,636 shares of SoFi common stock. The filing shows compensation-related vesting and tax withholding rather than open-market buying or selling, so it primarily reflects ongoing equity compensation rather than a change in investment view.
SoFi Technologies General Counsel Robert S. Lavet reported routine equity compensation activity. On June 15, 2026, he exercised 36,057 restricted stock units, receiving an equivalent number of SoFi common shares for no cash consideration. This reflects the settlement of previously granted RSUs.
In connection with this vesting, 14,914 common shares were withheld on June 16, 2026 at $17.606 per share to cover tax obligations, and these withheld shares were not issued to him. After these transactions, he directly holds 86,565 shares of common stock and 72,115 RSUs, indicating a routine compensation-related adjustment rather than an open-market trade.