Welcome to our dedicated page for SMX SEC filings (Ticker: SMX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to SMX (Security Matters) Public Limited Company (NASDAQ: SMX) SEC filings, where the company reports on its activities as a foreign private issuer in the specialty business services segment of the industrials sector. SMX files reports such as Form 20‑F and Form 6‑K under the Securities Exchange Act of 1934, detailing financial statements, capital structure changes, governance matters, and other material information.
Recent Form 6‑K filings describe reverse stock splits that became effective on multiple dates, with SMX’s ordinary shares continuing to trade on the Nasdaq Capital Market under the symbol SMX on a post‑split basis. These filings also explain proportional adjustments to options, warrants, and other convertible securities, and reference amendments to the company’s constitution to reflect changes in par value.
Other 6‑K reports outline financing arrangements, including a Standby Equity Purchase Agreement involving promissory notes and an equity line of credit, amendments to that agreement, and the intended use of proceeds for working capital, general corporate purposes, and repayment of certain indebtedness. Filings also discuss increases to the share pool under the company’s 2022 Incentive Equity Plan and grants of restricted stock units and stock options to executives, directors, and other participants.
Through this filings page, users can follow disclosures related to capital structure, equity incentives, shareholder meetings, and updated financial statements, including restated figures that reflect the impact of reverse stock splits. Stock Titan’s tools surface new submissions from EDGAR and provide AI‑powered summaries to help interpret lengthy documents, so readers can quickly understand key points in SMX’s 6‑K updates, annual reports, and other regulatory materials.
SMX (Security Matters) PLC filed a Form F-3 shelf registration to offer up to $250,000,000 of securities, to be sold from time to time after the registration becomes effective.
The registration covers ordinary shares, preferred shares, debt securities, warrants, rights and units. The prospectus notes the company is an emerging growth company and a foreign private issuer. As of March 24, 2026, the aggregate market value of Ordinary Shares held by non-affiliates was $22,837,247 (based on 2,583,399 ordinary shares at $8.84 per share) and the company had 3,039,063 Ordinary Shares issued and outstanding as of March 24, 2026. The prospectus incorporates by reference the 2025 Annual Report and discloses a shareholder rights plan (issue date/record date March 2, 2026) that creates preferred-share purchase rights triggered at 10% beneficial ownership.
SMX (Security Matters) PLC files a post-effective amendment converting an F-1 into a Form F-3 and registering 30,411,426 Ordinary Shares for resale. These shares represent shares held by a SEPA Investor under a Standby Equity Purchase Agreement that commits up to $250,000,000 in an equity line.
The prospectus states the Company has drawn down approximately $17,880,834 and issued 877,682 Ordinary Shares (post-4.8828125:1 reverse split) to date. The Company will not receive proceeds from Selling Stockholders’ resales, but may receive proceeds from future draws under the SEPA subject to its terms and limits, including a per-advance cap and a 4.99% beneficial ownership limit.
SMX (Security Matters) Public Limited Company has filed its Annual Report on Form 20-F for the year ended December 31, 2025, detailing a highly speculative, high-risk profile. The financial statements include an explanatory paragraph about substantial doubt regarding the company’s ability to continue as a going concern, reflecting ongoing negative cash flows and dependence on new financing.
Current liabilities totaled $21,732 thousand as of December 31, 2025, while operations have not historically generated sufficient cash to meet obligations, repay debt, or fund growth. SMX warns that it may need significant additional equity or debt financing, which could be dilutive and is not assured.
The report highlights risks from high indebtedness, potential covenant constraints, volatility and possible delisting of its Nasdaq-listed ordinary shares and warrants, reliance on a core technology license from Isorad, intense competition in track-and-trace and anti-counterfeit markets, and operational exposure across multiple countries, including Israel. It also discloses an ongoing arbitration with R&I Trading over a previously announced $5 million contract and broad legal, regulatory, cybersecurity and geopolitical risks.
SMX (Security Matters) Public Limited Company registers for resale up to 30,411,426 Ordinary Shares, consisting of shares held by selling stockholders and shares the Company may elect to issue to a SEPA Investor under a Standby Equity Purchase Agreement. The registration covers resale by the named Selling Stockholders.
The prospectus also describes an Equity Line under the SEPA under which the SEPA Investor has committed to purchase up to $250,000,000 of Ordinary Shares; the Company has drawn down portions and may, at its discretion and subject to the SEPA, direct additional purchases within specified per-advance limits.
SMX (Security Matters) PLC reports changes to its board committees. The board appointed Tan Cheong Hwai, Richard G. Hayes and Pebble Sia Huei-Chieh to fill vacancies on the audit committee, with Hayes serving as chairperson. All audit committee members are described as independent and financially literate under SEC and Nasdaq rules.
The same three directors were also appointed to fill vacancies on the compensation committee, with Pebble Sia Huei-Chieh named as chairperson. These members are also stated to qualify as independent for compensation committee purposes. This report is incorporated by reference into the company’s Form S-8 registration statement.
SMX (Security Matters) PLC filed a Form 6-K highlighting a strategic partnership with LIQOS, by algo21 to build what they describe as the world’s first tokenized market infrastructure for verified industrial materials. The parties intend to enter a definitive commercial agreement to deploy an end‑to‑end stack that links SMX’s molecular traceability and blockchain‑based registry with LIQOS’s GENIE liquidity and execution platform.
The planned architecture is expected to verify materials at the molecular level, create digital twins on-chain, and support tokenized instruments tied to assets such as rare earths, precious metals, and recycled materials. SMX has granted LIQOS a priority and exclusive first opportunity for up to ninety days, or earlier upon certain events, to deliver liquidity orchestration and exchange backend technology for the SMX exchange prototype.
SMX (Security Matters) PLC reported a major board reshuffle and a new compensation plan for independent directors. Chairman Ophir Sternberg and directors Roger Meltzer and Thomas Hawkins resigned, each stating their departure was not due to disagreements over operations, policies or practices.
The board appointed three independent directors – finance executive Tan Cheong Hwai, luxury and consulting veteran Daniel Peterlin, and precious-metals and governance specialist Richard G. Hayes – to fill the vacancies. Founder and CEO Haggai Alon was named Chairman, centralizing leadership as SMX pursues global growth in fashion, luxury, mining, rare earth materials and the Singapore financial ecosystem.
The new independent director plan grants each non‑management board member an annual $150,000 cash fee, with an extra $100,000 annually if the chair is independent. These payments apply retroactively from January 1, 2025. Departing directors entered separation agreements covering mutual releases, payment of these fees, registration of certain share holdings, extended directors’ and officers’ insurance coverage for at least six years, voting proxies in favor of Mr. Alon while they still own shares, and mutual non‑disparagement.
SMX (Security Matters) Public Limited Company registers the resale of up to 30,411,426 Ordinary Shares for selling stockholders, to be offered from time to time under this Registration Statement.
The prospectus also covers shares the Company may issue under a Standby Equity Purchase Agreement (SEPA) that contemplates up to $250,000,000 of purchases by a SEPA Investor; the Company has drawn down $11,300,720 and issued 179,682 Ordinary Shares (post-reverse split) to date, subject to the terms and conditions specified in the SEPA. The Selling Stockholders may sell listed shares publicly or privately; the Company will not receive proceeds from resale by the Selling Stockholders but may receive proceeds from sales to the SEPA Investor.