Welcome to our dedicated page for Smith Micro Software SEC filings (Ticker: SMSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Smith Micro Software, Inc. (SMSI) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures, along with AI-powered summaries that help explain key points for investors. Smith Micro is a wireless-focused software publisher whose public reports describe its Digital Family Lifestyle™ offerings, SafePath® platform, and related Wireless segment activities.
Through this page, you can review annual reports on Form 10-K and quarterly reports on Form 10-Q, where Smith Micro discusses its Wireless segment, revenue sources, operating expenses, net income or loss, non-GAAP measures, and risk factors. These filings also describe trends in digital lifestyle services, customer concentration, reliance on wireless service providers, and the impact of cost reduction efforts.
Investors can also track current reports on Form 8-K, which Smith Micro uses to disclose material events such as financing transactions, receipt of a Nasdaq minimum bid price notice, cost reduction initiatives, leadership changes, and the sale of assets like the ViewSpot product. Recent 8-K filings have detailed registered offerings, private placements, secured note agreements, and related warrant issuances, as well as the terms and intended use of proceeds.
For those monitoring ownership and compensation topics, this page links to proxy statements on Form DEF 14A, which cover matters submitted to stockholders, including proposals related to Nasdaq listing rule 5635(d) and adjournment approvals. When available, Form 4 insider transaction reports can be used to analyze trading activity by Smith Micro officers, directors, and significant shareholders.
Stock Titan’s interface combines real-time updates from EDGAR with AI-generated highlights, helping users quickly identify important sections in lengthy documents. Whether you are examining SMSI’s capital structure, warrant and note terms, Nasdaq compliance disclosures, or segment discussion in its 10-K and 10-Q filings, this page centralizes the regulatory information needed for deeper analysis.
Smith Micro Software’s quarter ended March 31, 2026 shows shrinking revenue, continued losses and tight liquidity. Revenue fell 9% to $4.2 million, mainly from lower Family Safety and ViewSpot sales, while gross profit slipped to $3.3 million. Operating expenses dropped by about $1.9 million after cost-cutting, but the company still posted a net loss of $3.9 million (basic and diluted loss of $0.15 per share), slightly better than the prior year’s $5.2 million loss.
Cash and cash equivalents were only $1.7 million with operating cash outflow of $3.8 million in the quarter, leading management to conclude that substantial doubt about the company’s ability to continue as a going concern within one year has not been alleviated. To bolster liquidity, Smith Micro raised $1.0 million via a secured note and $4.9 million through secured convertible notes bearing 8.0% interest and maturing in 2029, issuing 9.4 million warrants alongside. The company also faces Nasdaq minimum bid-price pressure and remains heavily dependent on a few large customers, which together represented 99% of Q1 2026 revenue.
Smith Micro Software reported first quarter 2026 results showing lower revenue but improved profitability. Revenue was $4.2 million for the quarter ended March 31, 2026, down from $4.6 million a year earlier, while gross margin expanded to 78.4% from 72.8%.
GAAP net loss narrowed to $3.9 million, or $0.15 per share, compared with a $5.2 million loss, or $0.28 per share, in the prior-year quarter. Non-GAAP net loss improved to $1.5 million, or $0.06 per share, from $2.9 million, or $0.16 per share. Cash and cash equivalents were $1.7 million at March 31, 2026, supported by $4.0 million of proceeds from convertible notes, notes payable and warrants offerings.
SMITH MICRO SOFTWARE, INC. Executive Chairman and 10% owner William W. Smith Jr. reported routine share updates. A total of 1,618 shares of common stock were withheld at an average vesting price of $0.70 per share to cover income taxes on vested equity.
After this tax-withholding disposition, he directly holds 295,138 shares of common stock. In addition, 5,517,674 shares are held indirectly through the Smith Living Trust, reflecting his larger overall ownership position in the company.
Smith Micro Software VP, CFO and Treasurer Bethany M. Braund reported a routine tax-related share disposition. On the transaction date, 6,761 shares of common stock were withheld at an average vesting price of $0.72 per share to cover income tax obligations on vested equity. This was not an open-market sale. After the withholding, Braund directly owned 32,824 shares of common stock, reflecting her remaining equity stake in the company.
SMITH MICRO SOFTWARE, INC. President and CEO Timothy C. Huffmyer reported a routine tax-withholding disposition of company stock. On April 27, 2026, 588 shares of common stock were withheld at an average vesting price of $0.70 per share to cover income taxes related to equity compensation. After this non-market transaction, Huffmyer directly owns 183,979 shares of SMITH MICRO SOFTWARE common stock, indicating only a very small change in his overall holdings.
Smith Micro Software, Inc. is asking stockholders to vote at its virtual 2026 annual meeting on May 26, 2026, at 9:00 a.m. Eastern Time. Holders of 25,610,016 common shares as of April 2, 2026 are entitled to vote, with a 40% quorum requirement.
Key items include electing two directors (Executive Chairman William W. Smith, Jr. and CEO Timothy C. Huffmyer), an advisory say-on-pay vote, and ratification of SingerLewak LLP as auditor for 2026. Stockholders are also asked to approve adding 3,000,000 shares to the omnibus equity incentive plan and switching full-value awards to a one-for-one share counting.
Additional proposals seek approval under Nasdaq rules for warrant-related share issuances that could exceed 20% of current outstanding stock, authorization of a reverse stock split, and authority to adjourn the meeting if needed to obtain sufficient votes.
Braund Bethany M reported acquisition or exercise transactions in this Form 4 filing.
SMITH MICRO SOFTWARE, INC. reported that VP, CFO and Treasurer Bethany M. Braund received a grant of 20,000 shares of common stock on March 31, 2026. The shares were an unrestricted stock award under the company’s Amended and Restated Omnibus Equity Incentive Plan and carried a stated price of $0.00 per share, reflecting compensation rather than a market purchase. After this award, Braund directly holds a total of 39,585 shares of Smith Micro common stock.
SMITH MICRO SOFTWARE, INC. executive Bethany M. Braund, VP, CFO and Treasurer, reported her initial holdings of the company’s common stock. She holds 19,585 shares directly, including 5,683 shares of restricted stock subject to time and performance-based vesting conditions.
Smith Micro Software, Inc. is soliciting proxies for its 2026 virtual Annual Meeting of Stockholders with a Record Date of April 2, 2026. The meeting will consider election of two directors, ratification of auditors, an advisory vote on executive compensation, an amendment to the Amended and Restated Omnibus Equity Incentive Plan to add 3,000,000 shares (increasing the Share Reserve to 10,578,125), Nasdaq approval items to permit warrant adjustments tied to prior private placements, and a proposed reverse stock split. The proxy materials state 25,609,766 shares of Common Stock outstanding as of March 31, 2026, 1,571,175 shares available for grant under the Equity Plan as of March 31, 2026, and a closing share price of $0.7196 on March 31, 2026. The filings describe unregistered Common Warrants issued in September 2025 exercisable for 1,650,405 shares (initial exercise prices $0.73 or $0.74) that could adjust to 1,802,126 shares at a reduced exercise price of $0.6708 if stockholder approval under Nasdaq rules is obtained. The Annual Meeting materials and the Company’s 2025 Annual Report are available at www.envisionreports.com/SMSI.