Welcome to our dedicated page for NuScale Power Corporation SEC filings (Ticker: SMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The NuScale Power Corporation (NYSE: SMR) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures, along with AI-powered summaries designed to make complex documents easier to understand. As a developer of advanced small modular reactor (SMR) nuclear technology, NuScale uses its SEC filings to report on capital-raising activities, governance changes, strategic agreements, and key risks associated with its business.
Investors can review annual reports on Form 10-K and quarterly reports on Form 10-Q for discussions of NuScale’s SMR technology, including the NuScale Power Module™, its regulatory status with the U.S. Nuclear Regulatory Commission (NRC), relationships with partners such as ENTRA1 Energy and Fluor Corporation, and detailed risk factor sections. AI-generated highlights help readers quickly identify information on topics like liquidity, commercialization plans, and the company’s expectations about the emerging SMR market.
Current reports on Form 8-K document material events such as at-the-market equity offering agreements, amendments to the certificate of incorporation to increase authorized Class A shares, the Partnership Milestones Agreement with ENTRA1 Energy, changes in executive roles, and other significant corporate actions. AI tools summarize these filings so users can see at a glance how new agreements or governance changes may affect NuScale’s capital structure and strategic direction.
For users interested in ownership and compensation, NuScale’s proxy materials on Schedule 14A describe matters submitted to stockholders, including proposals to increase authorized shares and details of director compensation plans. Insider transaction reports on Form 4, when available, provide visibility into trading activity by directors and officers. With real-time updates from EDGAR and AI explanations, this page helps investors navigate NuScale’s filing history and better understand the regulatory and financial context behind SMR stock.
BOECKMANN ALAN L reported acquisition or exercise transactions in this Form 4 filing.
NuScale Power Corp director Alan L. Boeckmann received a grant of 3,470 shares of phantom stock as compensation. Each phantom stock unit represents the right to receive one share of Class A common stock on a one-for-one basis.
The grant was issued on March 31, 2026 in lieu of quarterly cash fees under the company’s Deferred Compensation Plan for Non-Employee Directors. Boeckmann elected to defer settlement, so the underlying Class A shares become payable only when he separates from service with the company. Following this award, he holds 3,470 phantom stock units directly.
KRESA KENT reported acquisition or exercise transactions in this Form 4 filing.
NuScale Power Corp director Kent Kresa received a grant of 3,946 phantom stock units on March 31, 2026. Each phantom share represents the right to receive one share of Class A common stock on a one-for-one basis.
The grant was made in lieu of quarterly cash fees under the company’s Deferred Compensation Plan for Non-Employee Directors, reflecting compensation taken in equity rather than cash. Kresa elected to defer settlement of the underlying Class A common shares until separation from service with the company, when the phantom stock becomes payable. Following this grant, he holds 3,946 phantom stock units directly.
The Vanguard Group filed Amendment No. 4 to a Schedule 13G/A regarding NuScale Power Corp common stock (CUSIP 67079K100). The filing states The Vanguard Group now reports 0 shares beneficially owned and 0% of the class. It explains an internal realignment on January 12, 2026 that caused certain subsidiaries or business divisions to report ownership separately, and notes those subsidiaries pursue the same investment strategies previously held. The amendment is signed by Ashley Grim, Head of Global Fund Administration, dated 03/27/2026.
NuScale Power Corp Chief Accounting Officer David A. Tonnel reported routine equity compensation activity. On March 24, 2026, restricted stock units converted into 9,710 shares of Class A Common Stock on a one-for-one basis, increasing his direct share holdings.
In a related transaction on March 25, 2026, Tonnel sold 2,290 shares at $11.845 per share to cover tax withholding obligations through a “sell to cover” arrangement tied to the RSU vesting and settlement. Following these transactions, he directly holds 7,420 shares of Class A Common Stock and 19,421 restricted stock units that continue to vest over time.
NuScale Power Corp Chief Operating Officer Carl M. Fisher reported selling a total of 49,277 shares of Class A common stock in open-market transactions. The sales occurred on March 4, 2026 at a price of $12.64 per share under a Rule 10b5-1 trading plan adopted on August 12, 2025. Following these planned sales, he directly holds 90,864 shares of NuScale Class A common stock.
SMR filed a Form 144 notice reporting proposed sales of Class A common stock tied to recent restricted stock vesting. The notice lists 49,277 Class A shares associated with a 02/28/2026 restricted stock vesting event and a separate reported sale of 22,197 Class A shares by Carl Fisher on 03/03/2026 for $271,251.78. The filing shows 318,603,143 shares as of 03/04/2026.
NuScale Power Corp CEO John Lawrence Hopkins reported multiple equity transactions involving Class A common stock and restricted stock units. On March 3, he sold 82,667 shares of Class A common stock at an average price of $12.22 per share, with the filing stating these sales were made to cover tax withholding obligations through a “sell to cover” transaction related to restricted stock unit vesting.
On March 2, he exercised several blocks of restricted stock units that convert into Class A common stock on a one-for-one basis, acquiring corresponding shares of Class A common stock at a stated price of $0.00 per share. On February 28, 2026, he was granted 275,486 restricted stock units, which vest annually in three equal installments beginning on the anniversary of the grant date.
NuScale Power Chief Financial Officer Robert Ramsey Hamady reported a mix of equity awards, conversions, and a tax‑related share sale. He sold 18,570 shares of Class A common stock in an open‑market transaction at $12.22 per share to cover tax withholding tied to restricted stock unit vesting through a “sell to cover” arrangement.
He also received a new grant of 128,404 restricted stock units, which vest in three equal annual installments beginning on the grant anniversary. In connection with RSU vesting, he exercised and converted 44,271 and 25,208 restricted stock units into the same number of Class A shares on a one‑for‑one basis. After these transactions, he directly owned 97,192 Class A shares.
NuScale Power Chief Technology Officer Jose N. Reyes Jr. reported multiple equity compensation events. On February 28, 2026, he received a grant of 89,494 restricted stock units, which vest annually in three installments beginning on the grant anniversary.
On March 2, 2026, previously granted restricted stock units were exercised and converted into Class A common stock on a one-for-one basis, with shares held indirectly through the Jose N. Reyes, Jr. Trust dated August 2, 2021. The trust then sold 25,951 Class A shares at $12.22 per share in an open-market transaction solely to cover tax withholding obligations through a “sell to cover” arrangement.