Welcome to our dedicated page for Smartfinancial SEC filings (Ticker: SMBK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SmartFinancial, Inc. filings document the public-company disclosures of a Tennessee bank holding company whose common stock trades on the New York Stock Exchange under SMBK. The company’s Form 8-K reports cover quarterly operating results, Regulation FD investor materials, dividend declarations, share repurchase authorization, and capital-structure matters tied to subordinated notes.
Proxy materials provide governance and shareholder-meeting disclosures, including board matters, executive compensation, equity awards, and voting items. The filing record also documents registered securities, financial-condition updates, credit-related metrics, and other material events relevant to SmartBank’s full-service commercial banking operations.
SmartFinancial, Inc. reported results of its 2026 annual shareholder meeting held on May 21, 2026. Shareholder turnout was strong, with 13,783,833 of 17,098,473 common shares represented, equal to 80.61% of shares outstanding as of the record date.
Shareholders elected ten directors to serve until the 2027 annual meeting, including William (“Billy”) Y. Carroll Jr. and William (“Bill”) Y. Carroll Sr. They also ratified Elliott Davis, PLLC as independent registered public accounting firm for the fiscal year ending December 31, 2026. In addition, shareholders approved, on a non-binding advisory basis, the compensation paid to SmartFinancial’s named executive officers as described in the April 7, 2026 proxy statement.
SMARTFINANCIAL INC. director Geoffrey Alan Wolpert reported two bona fide gift transfers of Common Stock. On May 19, 2026, entities associated with him made gifts totaling 62,236 shares, split into two transactions of 31,118 shares each, at a price of $0.00 per share.
One gift involved shares held indirectly through a Grantor Retained Annuity Trust of Sylvia Patricia Wolpert, and the other involved shares held indirectly by his spouse. After these transactions, Wolpert continued to hold 100,577 shares directly, with additional remaining indirect holdings reported for the trust and spouse accounts. These are non-market, no‑consideration transfers rather than open-market sales.
SMARTFINANCIAL INC. director Geoffrey Alan Wolpert reported an indirect gift of 24,849 shares of Common Stock on May 18, 2026. The shares were held by the Grantor Retained Annuity Trust of Sylvia Patricia Wolpert and transferred as a bona fide gift.
A footnote explains that, in connection with the trust’s maturity, 8,283 shares were transferred to each of the reporting person’s three independent children. After the gift, the trust holds 65,178 shares indirectly, while Wolpert also reports 100,577 shares held directly and 24,238 shares held indirectly by his spouse.
SMARTFINANCIAL INC. director Geoffrey Alan Wolpert reported non-market transfers of common stock. On May 1, 2026, entities associated with him made two bona fide gifts totaling 47,442 shares of common stock, one from a grantor retained annuity trust and one from his spouse.
After these gifts, Wolpert continues to hold 100,577 shares directly, 90,027 shares indirectly through a grantor retained annuity trust of Sylvia Patricia Wolpert, and 24,238 shares indirectly through his spouse. The filing notes that his direct holdings include shares acquired through the SMBK Dividend Reinvestment Plan.
SmartFinancial, Inc. reported stronger quarterly results, with net income of $13.7M for the three months ended March 31, 2026, up from $11.3M a year earlier. Basic and diluted earnings per share were $0.81, compared with $0.67 in 2025.
Total assets reached $5.91B, slightly above $5.86B at December 31, 2025, as loans and leases grew to $4.52B from $4.36B. Deposits were $5.20B, up from $5.15B, while cash and cash equivalents declined to $346.1M from $464.4M as the bank deployed liquidity.
Net interest income increased to $45.9M from $38.2M, but the provision for credit losses rose to $4.1M from $1.0M, reflecting updated credit loss modeling. The allowance for credit losses increased to $44.0M, or 0.97% of total loans and leases, versus 0.94% at year-end. Comprehensive income was $10.6M, down from $15.3M, driven by unrealized losses in the securities portfolio.
SMARTFINANCIAL INC. director Kelli D. Shomaker made an open-market purchase of the company’s Common Stock. On May 4, 2026, she bought 290 shares at a price of $41.30 per share. Following this transaction, she directly owns 2,120 Common shares.
SmartFinancial, Inc. registers $100,000,000 of securities on a shelf to be offered from time to time, including common stock, preferred stock, senior and subordinated debt, depositary shares, purchase contracts, units, warrants and rights. The shelf prospectus provides a general description; specific terms, issuance amounts, pricing and distribution methods will be set forth in subsequent prospectus supplements for each offering. The company discloses consolidated balance-sheet anchors: total assets of $5.9 billion, total loans of $4.5 billion, total deposits of $5.2 billion and shareholders’ equity of $562.2 million as of March 31, 2026.
SmartFinancial, Inc. declared a regular quarterly cash dividend of $0.09 per share of common stock. The dividend is payable on June 1, 2026 to shareholders of record at the close of business on May 15, 2026.
The $0.09 quarterly dividend represents a 12.5% increase from the prior quarterly dividend of $0.08 per share declared in January 2026, signaling a higher ongoing cash return to shareholders.
BlackRock, Inc. files a Schedule 13G/A reporting beneficial ownership of 1,029,869 shares of SMARTFINANCIAL INC. common stock, representing 6.0% of the class as shown on the cover date 03/31/2026.
The filing states sole voting power of 1,013,564 shares and sole dispositive power of 1,029,869 shares held by certain Reporting Business Units of BlackRock. The cover lists BlackRock’s business address as 50 Hudson Yards, New York, NY. Item 6 notes various persons have rights to dividends or sale proceeds; no single outside person holds more than 5%.