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Smucker (NYSE: SJM) CMO granted 3,136 restricted shares vesting from 2027

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

The J. M. Smucker Co. Chief Marketing Officer Katherine Marie Williams received a compensation-related grant of 3,136 common shares at no cost, classified as a grant or award acquisition.

After this award, she directly holds 12,848 common shares. The restricted stock granted for fiscal year 2027 under The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan will vest in three equal annual installments beginning on June 11, 2027.

Positive

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Insider Williams Katherine Marie
Role Chief Marketing Officer
Type Security Shares Price Value
Grant/Award Common Shares 3,136 $0.00 --
Holdings After Transaction: Common Shares — 12,848 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Restricted stock grant 3,136 shares Grant of common shares for fiscal year 2027
Shares after transaction 12,848 shares Total direct common shares held after grant
Grant price $0.00 per share Reported transaction price for restricted stock award
Vesting schedule 3 equal annual installments Restricted stock vests starting June 11, 2027
restricted stock financial
"The restricted stock granted for fiscal year 2027 pursuant to The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan vests in three equal annual installments"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
Equity and Incentive Compensation Plan financial
"pursuant to The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan vests in three equal annual installments"
grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Williams Katherine Marie
(Last)(First)(Middle)
ONE STRAWBERRY LANE
(Street)
ORRVILLE OHIO 44667
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
J M SMUCKER Co [ SJM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Marketing Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares06/11/2026A3,136(1)A$012,848D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The restricted stock granted for fiscal year 2027 pursuant to The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan vests in three equal annual installments beginning on June 11, 2027.
Remarks:
/s/ Jeannette L. Knudsen, POA06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did SJM executive Katherine Marie Williams report in this Form 4?

Katherine Marie Williams reported receiving a grant of 3,136 J. M. Smucker common shares as restricted stock. The shares were awarded at no cost as part of her compensation and increase her direct holdings to 12,848 common shares after the transaction.

Is the SJM Form 4 for Katherine Marie Williams an open-market stock purchase?

No, the Form 4 reports a grant or award acquisition, not an open-market purchase. The 3,136 common shares were granted as restricted stock compensation at a reported price of $0.00 per share, under the company’s 2020 Equity and Incentive Compensation Plan.

How many SJM shares does Katherine Marie Williams hold after this grant?

After receiving the 3,136-share restricted stock grant, Katherine Marie Williams directly holds 12,848 J. M. Smucker common shares. This total reflects her position following the reported award transaction and does not include any derivative securities, as none are listed in this filing.

When do the restricted SJM shares granted to Katherine Marie Williams vest?

The restricted stock granted for fiscal year 2027 vests in three equal annual installments. Vesting begins on June 11, 2027, with two additional equal installments in subsequent years, as specified under The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan.

What compensation plan governs the SJM restricted stock granted to Katherine Marie Williams?

The grant is made under The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan. This plan provides for equity-based awards, including restricted stock, and the filing notes the fiscal 2027 grant vests over three years starting June 11, 2027.