Welcome to our dedicated page for SCHMID Group N.V. SEC filings (Ticker: SHMD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SCHMID Group N.V. (SHMD) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as a foreign private issuer listed on The Nasdaq Capital Market. SCHMID files reports such as Form 20‑F for its annual financial statements and Form 6‑K for interim updates and material information, in line with its status as a Netherlands-incorporated group with headquarters in Freudenstadt, Germany.
In its recent Form 6‑K submissions, SCHMID has furnished press releases on topics including unaudited half-year financial results, updated guidance, financing transactions and Nasdaq listing matters. These filings describe revenue trends, operating results and non‑IFRS measures such as adjusted EBITDA, along with commentary on order intake, market conditions and the status of the company’s audit and reporting timetable. They also outline key financing steps, such as share issuances to offset financial liabilities, a waiver of certain shareholder loans and a secured two‑tranche term loan facility with an equity conversion feature.
Other 6‑K reports detail the company’s receipt of a Nasdaq staff determination letter regarding non-compliance with a filing requirement and the potential delisting of its ordinary shares and warrants, as well as SCHMID’s intention to appeal and request a stay of any suspension. These documents help investors understand the regulatory context around SHMD’s listing and the company’s plans to complete and file its Annual Report on Form 20‑F for the year ended December 31, 2024.
On Stock Titan, SCHMID’s SEC filings are updated as new documents are posted to the EDGAR system. AI-powered summaries highlight the main points of lengthy filings, helping readers quickly identify information on financial performance, capital structure changes, listing status and other material developments without reading every page. Users can review historical 20‑F annual reports, 6‑K current reports and related exhibits to follow how SCHMID’s business, financing arrangements and regulatory status evolve over time.
SCHMID Group N.V. Chief Executive Officer Christian Mathias Schmid filed an amended initial ownership report that corrects and clarifies his holdings. The filing states he beneficially owns 10,341,000 ordinary shares as an heir to the Community of Heirs of Dieter C. Schmid, representing 69.2% of that community’s 14,937,000 ordinary shares. He also directly holds Private Warrants exercisable at $11.50 per share, each relating to 1,000,000 underlying ordinary shares and expiring on April 30, 2029. In addition, he has a contractual right to 2,500,000 earn-out shares that remain restricted and unvested unless specified share price thresholds of $15 and $18 are met for 20 out of 30 trading days by April 30, 2027, and is contractually entitled to receive an additional 1,000,000 Private Warrants.
SCHMID Group N.V. director and more-than-10% owner Anette Schmid has amended her initial ownership report. The filing updates how jointly held shares were allocated in a prior Form 3, particularly the number of ordinary shares listed.
The amendment states she holds 4,596,000 ordinary shares as an heir in the Community of Heirs of Dieter C. Schmid, representing 30.8% of that community’s total 14,937,000 ordinary shares, which she beneficially owns. She also directly holds 1,000,000 Private Warrants exercisable at $11.50 per share, and is contractually entitled to receive an additional 1,000,000 Private Warrants. Separately, she has a contractual right to 2,500,000 restricted earn-out shares that vest only if share-price thresholds of $15 and $18 are met for specified trading periods by April 30, 2027, and she currently has no voting, distribution, or disposal rights over these unvested earn-out shares.
SCHMID Group N.V. reports a Q1 2026 operational update, capital structure actions, and governance items. The company recorded order intake of €13.6 million, revenues of €18.2 million, and ended the quarter with an order book of €49 million, all relating to equipment orders.
SCHMID reaffirms its 2026 outlook for revenues exceeding €100 million, an Adjusted EBITDA margin above 12%, and order intake of about €114 million. The company notes that Q1 is typically its softest quarter.
SCHMID entered subscription and set‑off agreements to convert €30.75 million of financial liabilities to equity at a price based on a 5‑day VWAP, with €2.4 million priced at a 20% discount, subject to shareholder approval on May 20, 2026. Separately, institutional holders converted USD 12 million of convertible notes into 2,197,898 shares, bringing total shares outstanding to 57,800,864, including 5,000,000 non‑voting earn‑out shares. The company states these conversions will strengthen its balance sheet and reduce leverage.
SCHMID has regained full compliance with Nasdaq Listing Rules after filing its 2024 Form 20‑F and plans to file the 2025 Form 20‑F within SEC timelines. Shareholders will also vote on a new share incentive plan authorizing up to 2.5 million shares for executives, directors, and employees.
XJ Harbour HK Limited and affiliated Xinjin entities filed Amendment No. 1 to update their ownership in SCHMID Group N.V. They report beneficial ownership of 11,420,271 Class A Ordinary Shares, representing about 22.6% of 50,603,011 outstanding Class A shares.
The group has sole power to vote and dispose of these shares. The filing also discloses open market sales totaling 1,530,928 Class A shares between February 13, 2026 and April 22, 2026, at prices ranging from $6.5021 to $8.0718 per share. The ownership percentage excludes earn-out shares without voting rights and outstanding warrants, and does not reflect potential conversions under a EUR 2.5 million facility or a USD 30 million convertible bond and warrants.
SCHMID Group N.V. filed a Form 3 identifying Julia Natterer as a reporting person in relation to the company. She is not listed as a director, officer, or ten percent owner, but is described as “CFO of affiliate.” The excerpt shows no reported transactions, derivative positions, or holdings.
SCHMID Group N.V. Chief Executive Officer and director Christian Mathias Schmid filed an initial ownership report showing a large stake in the company’s ordinary shares and related warrants.
He beneficially owns 8,962,200 ordinary shares as an heir to the Community of Heirs of Dieter C. Schmid, representing 60% of that community’s 14,937,000-share position, with the remaining 40% owned by his sister, Anette Schmid. The filing also lists additional directly held ordinary shares totaling 4,979,000. In addition, he is contractually entitled to receive 1,000,000 Private Warrants, each exercisable into ordinary shares at an exercise price of $11.50 per share and expiring on April 30, 2029.
SCHMID Group N.V. officer Helmut Rauch, identified as COO of an affiliate of the issuer, has filed an initial Form 3 statement of beneficial ownership. The provided data shows no reported transactions, with buy, sell, exercise, gift, tax withholding, and restructuring counts all at zero.
SCHMID Group N.V. director Ralf Speth reported his initial ownership in the company. He holds 185,000 Ordinary Shares directly. He also holds Private Warrants that are exercisable into 145,538 Ordinary Shares at an exercise price of $11.50 per share, expiring on April 30, 2029.
SCHMID Group N.V. director Yoon Boo Keun has filed an initial ownership report showing direct holdings of 17,500 Ordinary Shares. This filing simply records his current stake in the company’s shares and does not report any recent buy or sell transaction.
SCHMID Group N.V. director Annedore Streyl filed an initial statement of beneficial ownership on Form 3. This filing establishes her status as a director and shows no reportable transactions or derivative positions, serving as a baseline disclosure of her insider status with the company.