Welcome to our dedicated page for SHIMMICK CORPORATION SEC filings (Ticker: SHIM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Shimmick Corporation (NASDAQ: SHIM) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a construction-sector company focused on water and sewer line and related structures construction and other complex infrastructure, Shimmick uses these filings to report on its financial condition, project portfolio composition, and capital markets activity.
Among the key documents available are current reports on Form 8-K. For example, Shimmick has filed 8-K reports to furnish quarterly earnings press releases, which discuss revenue, gross margin, net loss, adjusted metrics, and the performance of Shimmick Projects versus Non-Core Projects. These filings also describe backlog, new awards, and the status of Non-Core Loss Projects, giving readers a view into the company’s project mix and transition strategy.
Another 8-K filing details an At The Market Offering Agreement with Roth Capital Partners, LLC, under which Shimmick may, at its discretion, sell shares of common stock under an effective shelf registration statement. This filing outlines the structure of the at-the-market program, the maximum aggregate offering amount, the role of the sales agent, and related representations, covenants, and indemnification provisions.
On this page, users can review Shimmick’s 10-K annual reports and 10-Q quarterly reports when available, along with 8-K current reports and other forms, and take advantage of AI-powered summaries that explain complex sections. The platform also surfaces insider transaction reports on Form 4 and related ownership filings, helping users understand executive and director trading activity in the context of Shimmick’s broader financial and strategic disclosures.
Tacker Sarah Beth reported acquisition or exercise transactions in this Form 4 filing.
Shimmick Corp reported that Chief Operating Officer Sarah Beth Tacker received two new awards of Restricted Stock Units (RSUs). She was granted 88,652 RSUs and a separate award of 26,596 RSUs, each representing the right to receive one share of common stock per unit.
The 88,652 RSUs vest in full and settle into common shares on May 29, 2026, subject to her continued service. The 26,596 RSUs vest and settle in three equal annual installments beginning on April 29, 2027, conditioned on her continued employment with the company.
Shimmick Corp reported that its Chief Operating Officer, Sarah Beth Tacker, filed an initial Form 3 insider ownership report. The filing lists her as an officer but shows no reported purchases, sales, option exercises, gifts, or other transactions, serving purely as a baseline disclosure of her insider status.
Shimmick Corporation appointed Sarah Tacker as Executive Vice President and Chief Operating Officer effective April 28, 2026. She joins from FlatironDragados, where she led Northern California operations and brings 27 years of construction industry experience.
Under her offer letter, Ms. Tacker receives an annual base salary of $500,000 and is eligible for an annual cash bonus targeted at 50% of base salary, based on performance goals set by the board. Her equity package includes a one-time grant of restricted stock units with a fair market value of $150,000 that vest 30 days after her start date, plus annual RSU grants valued at $500,000 vesting in three equal installments on the first three anniversaries of her start date, subject to continued employment. She will also participate in Shimmick’s standard benefit programs and enter into its standard officer indemnification agreement.
Shimmick Corporation is asking stockholders to vote at its virtual 2026 annual meeting on June 2, 2026, at 11:00 a.m. Eastern time. The agenda includes electing five directors to one-year terms and ratifying Deloitte & Touche LLP as independent auditor for the fiscal year ending January 1, 2027.
The company describes 2025 as a transition year, emphasizing a strategy to focus on core, higher‑margin infrastructure projects, exit legacy non‑core work, and tighten execution and cost control. Management reports improved margins in core projects, planned declines in non‑core revenue, and solid liquidity. Governance changes include reducing the board to five members after a long‑tenured director’s retirement, maintaining a separate Executive Chairman and CEO, and using a special committee linked to 2024 financing transactions. Safety remains a priority, with a 2025 total recordable incident rate of 1.39 and a 33.3% reduction in lost‑time incidents.
Compensation highlights include a $800,000 base salary and $720,000 annual cash bonus for the CEO in 2025, and a $450,000 target base salary for the CFO with cash and equity sign‑on awards. A controlling holder, GOHO, LLC, beneficially owns 57.8% of shares, while AECOM holds 18.5%, giving significant influence over voting outcomes.
Shimmick Corp Chief Financial Officer Todd Wilbur Yoder reported the vesting of previously granted Restricted Stock Units that converted into common stock on a one-for-one basis. On April 14, 2026, 72,464 RSUs and 59,783 RSUs settled into an equal number of common shares.
To cover tax obligations from these vestings, the company withheld 22,335 and 16,393 common shares at $3.91 per share, described as payment of tax liability by delivering securities. Following these transactions, Yoder holds 95,519 shares of common stock directly. Footnotes also note a grant of 181,159 RSUs that vest in three equal annual installments beginning April 14, 2026, subject to continued employment.
Shimmick Corporation reported that longtime director Steven Richards will retire from its board at the end of his term at the company’s 2026 annual meeting of stockholders. Richards has served the company for 45 years, including as Chief Executive Officer from March 2020 through December 2024 and guiding Shimmick through its November 2023 initial public offering.
Following his retirement, Shimmick expects to reduce the size of its board of directors to five members.
Shimmick Corp director and ten percent owner Mitchell B. Goldsteen reported an indirect open-market sale of 125,000 shares of common stock at a weighted average price of $2.86 per share. The shares were sold through GOHO, LLC, where he is the sole managing member, and the transaction was executed under a Rule 10b5-1 sales plan adopted on December 5, 2025. Following the sale, GOHO, LLC continued to hold 20,974,873 shares indirectly attributed to Goldsteen, indicating that a large position remains.
Shimmick Corporation files its Annual Report describing a water-focused and critical infrastructure construction business with strong roots in California and a growing national footprint. The company delivers dams, reservoirs, water and wastewater treatment, climate resilience, transportation and energy transition projects, often self-performing key scopes.
As of January 2, 2026, Shimmick reports project backlog of approximately $793 million, mostly in California with work in six other states, and non‑affiliate equity market value of about $13.1 million. It had 36,091,730 common shares outstanding and 971 employees, including 590 craft workers.
Management highlights a shift from legacy large, higher‑risk jobs toward smaller and mid‑sized, higher‑margin projects, launch of electrical subsidiary Axia Electric LLC, investments in digital project controls, and expanded collaborative contracting. Safety remains a focus, with 2025 total recordable incident rate of 1.39 and a 33.3% reduction in lost‑time incidents versus 2024. Extensive risk factors cover fixed‑price contract exposure, bonding, reliance on public funding, California concentration, labor availability, regulation, climate and economic conditions.