Welcome to our dedicated page for SHIMMICK CORPORATION SEC filings (Ticker: SHIM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Shimmick Corporation filings document a public infrastructure contractor focused on water, electrical, and other critical infrastructure construction services. Its Form 8-K reports include earnings releases, backlog and new-awards disclosures, project-mix commentary, executive appointments, board-transition matters, and material financing arrangements such as common-stock offering agreements and shelf-registration activity.
Proxy materials describe annual meeting proposals, board structure, executive compensation, equity incentives, indemnification arrangements, and governance oversight. The filing record also documents Shimmick’s strategy to concentrate on technically aligned work, complete and exit lower-margin non-core projects, and improve operating consistency through execution and cost control.
Shimmick Corp director Geoffrey E. Heekin exercised restricted stock units and received a new equity award. He converted 100,671 restricted stock units (RSUs) into the same number of common shares, reflecting a one-for-one RSU-to-share conversion. After this exercise, he directly held 209,449 common shares.
On the same date, he was granted 60,000 additional RSUs, which will vest and settle into common stock on the date of the next annual meeting of stockholders, subject to his continued service. Following this grant, he held 60,000 RSUs as a separate derivative position.
Shimmick Corp director Peter Kravitz increased his equity stake through compensation-related actions. On June 2, 2026, he exercised 100,671 restricted stock units (RSUs) into an equal number of common shares, bringing his directly held common stock to 184,940 shares.
The filing also reports a new award of 60,000 RSUs, which convert into common stock on a one-for-one basis and are scheduled to vest in full on the date of the next annual stockholders’ meeting, subject to his continued service.
Shimmick Corp director Joseph Del Guercio increased his equity stake through compensation-related transactions. He exercised 100,671 restricted stock units (RSUs) into the same number of common shares at a reported price of $0.00 per share, bringing his direct common stock holdings to 224,576 shares.
On the same date, he also received a new grant of 44,000 RSUs, which convert into common stock on a one-for-one basis. These new RSUs will vest and settle into common shares on the date of Shimmick’s next annual stockholder meeting, contingent on his continued service through that date.
Shimmick Corporation reported the results of its 2026 Annual Meeting of Stockholders held on June 2, 2026. Stockholders elected five directors to one-year terms ending at the 2027 annual meeting. Each nominee received over 22.6 million votes in favor, with relatively few votes against or abstentions.
Mitchell B. Goldsteen received 22,767,298 votes for and 777,200 against, while Ural Yal received 23,109,765 votes for and 37,886 against. Stockholders also ratified the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the fiscal year ending January 1, 2027, with 25,372,573 votes for, 168,195 against, and 92 abstentions.
Shimmick Corp Chief Operating Officer Sarah Beth Tacker reported routine equity compensation activity. On May 29, 2026, 26,596 Restricted Stock Units (RSUs) granted on April 29, 2026 fully vested and converted into 26,596 shares of common stock on a one-for-one basis.
To cover taxes due at vesting, 8,463 shares were disposed of through a tax-withholding transaction at $3.54 per share, rather than an open-market sale. After these transactions, Tacker directly holds 18,133 shares of Shimmick common stock, and 88,652 RSUs remain outstanding.
Shimmick Corporation reported that it completed an underwritten public offering of 4,289,500 shares of common stock at $3.50 per share. This total includes 559,500 additional shares sold when the underwriter fully exercised its 30-day option at closing.
After underwriting discounts and estimated expenses, Shimmick received approximately $14.0 million in net proceeds from the offering. The transaction closed on May 26, 2026 and was conducted under the company’s effective Form S-3 shelf registration statement using a prospectus supplement.
Shimmick Corporation is offering 3,730,000 shares of its common stock at a public offering price of $3.50 per share. The underwriter has a 30-day option to purchase up to 559,500 additional shares. Proceeds before expenses to the company are $3.290 per share, approximately $12.27 million (about $14.11 million if the option is exercised in full).
Net proceeds are expected to be used for working capital and general corporate purposes. The prospectus notes a prior reduction of $19 million in revenue related to a contract termination and states outstanding common shares were 36,696,072 as of April 3, 2026.
Shimmick Corporation amended its ATM shelf to register up to $4,986,750 of Common Stock for sale pursuant to an At the Market Offering Agreement with Roth Capital Partners. The supplement reduces the previously registered $7,800,000 amount and continues to permit sales at the market as defined under Rule 415.
The supplement states no shares have been sold under the Prospectus. It reports a last reported sale price of $4.03 per share and an aggregate market value of Common Stock held by non-affiliates of $33.4 million, calculated from 8,278,806 shares as of May 21, 2026. The ATM is subject to the Form S-3 placement limit described in General Instruction I.B.6.
Shimmick Corporation reports joint Schedule 13G/A amendment showing 20,974,873 shares beneficially owned by GOHO, LLC and Mitchell B. Goldsteen. The filing states this equals 57.8% of the Common Stock class based on 36,300,928 shares outstanding as of April 20, 2026.
The filing notes shared voting and dispositive power over the reported shares and identifies a joint filing agreement between the reporting persons. Signatures are dated May 15, 2026.