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Smithfield Foods (SFD) exec gets RSU award; shares withheld for tax

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

Smithfield Foods executive Kraig A. Westerbeek, President of Hog Production, reported a routine equity compensation event involving restricted stock units and related tax withholding. He received an award of 34,319 shares of Common Stock in the form of RSUs that will vest in three equal annual installments on the date of grant, March 10, 2027, and March 10, 2028, subject to his continuous service.

To cover tax obligations from RSU vesting, 5,000 shares of Common Stock were withheld by the company at a value of $23.76 per share, and no shares were sold in the market. Following these transactions, he directly holds 52,095 shares of Common Stock.

Positive

  • None.

Negative

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Insider Westerbeek Kraig A.
Role President, Hog Production
Type Security Shares Price Value
Grant/Award Common Stock 34,319 $0.00 --
Tax Withholding Common Stock 5,000 $23.76 $119K
Holdings After Transaction: Common Stock — 52,095 shares (Direct, null)
Footnotes (1)
  1. Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will vest in three equal annual installments on the date of grant, March 10, 2027, and March 10, 2028, subject to the Reporting Person's continuous service through such dates. Represents the withholding of shares by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs. No shares were sold in the market as a result of the vesting of these RSUs and the satisfaction of tax withholding obligations.
Tax-withheld shares 5,000 shares at $23.76 Shares withheld to satisfy RSU-related tax obligations
RSU award size 34,319 shares Restricted stock units granted to executive
Post-transaction holdings 52,095 shares Common Stock directly held after transactions
RSU vesting schedule Three equal annual installments Vesting on date of grant, March 10, 2027 and March 10, 2028
Tax-withholding shares count 5,000 shares Count of shares withheld for tax obligations
restricted stock units financial
"Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSUs financial
"Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right"
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
tax withholding obligations financial
"Represents the withholding of shares by the Issuer to satisfy tax withholding obligations in connection with the vesting"
vest financial
"The RSUs will vest in three equal annual installments on the date of grant, March 10, 2027, and March 10, 2028"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
continuous service financial
"subject to the Reporting Person's continuous service through such dates"
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FAQ

What insider transactions did Smithfield Foods (SFD) report for Kraig A. Westerbeek?

Smithfield Foods reported that Kraig A. Westerbeek received 34,319 restricted stock units and had 5,000 shares withheld to cover taxes. These non-market transactions reflect routine executive compensation and tax withholding rather than open-market buying or selling of shares.

How many Smithfield Foods (SFD) shares were withheld for taxes in this Form 4/A?

The filing shows 5,000 shares of Smithfield Foods Common Stock were withheld at $23.76 per share to satisfy tax obligations tied to RSU vesting. The company states no shares were sold in the market as part of this tax-withholding event.

What RSU award did the Smithfield Foods (SFD) executive receive in this filing?

Kraig A. Westerbeek received an award of 34,319 restricted stock units, each representing one share of Common Stock. The RSUs vest in three equal annual installments on the date of grant, March 10, 2027, and March 10, 2028, contingent on his continued service.

Did the Smithfield Foods (SFD) executive sell any shares on the market in this Form 4/A?

The company states that no shares were sold in the market. The 5,000-share disposition reflects withholding by Smithfield Foods to satisfy tax obligations associated with vesting restricted stock units, not an open-market sale by the executive.

What is Kraig A. Westerbeek’s Smithfield Foods (SFD) shareholding after these transactions?

After the reported RSU award and tax-withholding event, Kraig A. Westerbeek directly holds 52,095 shares of Smithfield Foods Common Stock. This post-transaction balance comes from the Form 4/A totals shown after the acquisition transaction entry.

How do the RSUs in this Smithfield Foods (SFD) filing vest over time?

The restricted stock units vest in three equal annual installments. Vesting occurs on the date of grant, then on March 10, 2027, and March 10, 2028, provided the reporting person remains in continuous service through each of those vesting dates.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Westerbeek Kraig A.

(Last)(First)(Middle)
C/O SMITHFIELD FOODS, INC.
200 COMMERCE STREET

(Street)
SMITHFIELD VIRGINIA 23430

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SMITHFIELD FOODS INC [ SFD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President, Hog Production
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)
03/12/2026
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/10/2026A34,319(1)A$052,095D
Common Stock03/10/2026F(2)5,000D$23.7647,095D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will vest in three equal annual installments on the date of grant, March 10, 2027, and March 10, 2028, subject to the Reporting Person's continuous service through such dates.
2. Represents the withholding of shares by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs. No shares were sold in the market as a result of the vesting of these RSUs and the satisfaction of tax withholding obligations.
Remarks:
This Form 4/A amends the original Form 4 filed by the Reporting Person on March 12, 2026 (the "Original Filing"), which inadvertently omitted the Issuer's withholding of shares of Common Stock to satisfy the tax withholding obligation resulting from the vesting of RSUs awarded to the Reporting Person. This Form 4/A also corrects the amount of securities beneficially owned following the award of RSUs reported therein, as the amount shown in the Original Filing inadvertently did not take into account the Issuer's previous withholding of shares to satisfy tax obligations resulting from a vesting of RSUs.
/s/ David Coleman, as Attorney-in-Fact06/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)