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Stardust Power Inc SEC Filings

SDSTW NASDAQ

Welcome to our dedicated page for Stardust Power SEC filings (Ticker: SDSTW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Stardust Power's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Stardust Power's regulatory disclosures and financial reporting.

Rhea-AI Summary

Stardust Power Inc. entered into an At Market Issuance Sales Agreement with B. Riley Securities Inc., allowing it to sell from time to time up to $5,000,000 of common stock on the Nasdaq Capital Market. Shares will be issued under the company’s existing Form S-3 shelf registration. B. Riley will act as sales agent or principal and receive a customary commission. Stardust Power plans to use any net proceeds for general corporate purposes.

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Rhea-AI Summary

Stardust Power Inc. entered into an At Market Issuance Sales Agreement with B. Riley Securities Inc., allowing it to sell from time to time up to $5,000,000 of common stock on the Nasdaq Capital Market. Shares will be issued under the company’s existing Form S-3 shelf registration. B. Riley will act as sales agent or principal and receive a customary commission. Stardust Power plans to use any net proceeds for general corporate purposes.

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Rhea-AI Summary

Stardust Power Inc. is offering shares of its common stock having an aggregate offering price of up to $5,000,000 in an "at-the-market" offering under a Sales Agreement with B. Riley Securities, Inc. dated May 8, 2026.

The sales may occur from time to time at prevailing market prices on Nasdaq (ticker: SDST) or in negotiated transactions; the Agent may also buy shares as principal. The Agent may receive commissions up to 3.0% when acting as agent and up to 5.0% when purchasing as principal. Proceeds are for general corporate purposes. The prospectus states the Company had 10,385,366 shares outstanding as of April 30, 2026 (public float approximately $29.3 million), and discloses continuing going-concern risk and the Company’s development-stage plan for a lithium refinery in Muskogee, Oklahoma with planned capacity of up to 50,000 metric tons per annum of BGLC when fully operational.

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Rhea-AI Summary

Stardust Power Inc. is offering shares of its common stock having an aggregate offering price of up to $5,000,000 in an "at-the-market" offering under a Sales Agreement with B. Riley Securities, Inc. dated May 8, 2026.

The sales may occur from time to time at prevailing market prices on Nasdaq (ticker: SDST) or in negotiated transactions; the Agent may also buy shares as principal. The Agent may receive commissions up to 3.0% when acting as agent and up to 5.0% when purchasing as principal. Proceeds are for general corporate purposes. The prospectus states the Company had 10,385,366 shares outstanding as of April 30, 2026 (public float approximately $29.3 million), and discloses continuing going-concern risk and the Company’s development-stage plan for a lithium refinery in Muskogee, Oklahoma with planned capacity of up to 50,000 metric tons per annum of BGLC when fully operational.

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Rhea-AI Summary

Stardust Power Inc. received notice from Nasdaq that it no longer meets the Nasdaq Capital Market’s continued listing standards, including the $35 million market value of listed securities requirement maintained for 30 consecutive business days. The company has 180 calendar days, until October 21, 2026, to regain compliance by meeting any of Nasdaq Listing Rule 5550(b)’s alternative standards for equity, market value, or net income. The notice does not immediately affect trading of its common stock or warrants. Separately, Stardust Power’s proposed Lithium Refinery Project received expressions of support from the Oklahoma Governor’s Office and the Oklahoma Department of Commerce, citing the state’s energy hub status and potential for jobs and capital investment.

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Rhea-AI Summary

Stardust Power Inc. received notice from Nasdaq that it no longer meets the Nasdaq Capital Market’s continued listing standards, including the $35 million market value of listed securities requirement maintained for 30 consecutive business days. The company has 180 calendar days, until October 21, 2026, to regain compliance by meeting any of Nasdaq Listing Rule 5550(b)’s alternative standards for equity, market value, or net income. The notice does not immediately affect trading of its common stock or warrants. Separately, Stardust Power’s proposed Lithium Refinery Project received expressions of support from the Oklahoma Governor’s Office and the Oklahoma Department of Commerce, citing the state’s energy hub status and potential for jobs and capital investment.

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Rhea-AI Summary

Stardust Power Inc. is asking stockholders to vote at its virtual 2026 Annual Meeting on June 2, 2026. Investors will elect six directors, ratify KNAV CPA LLP as auditor for 2026, and approve share issuances tied to a financing with Lind Global Asset Management XIII LLC.

The Lind deal allows up to $15 million in senior secured convertible notes and related warrants, which the company estimates could result in roughly 2.7 million conversion shares plus up to about 1.59 million warrant shares, potentially exceeding 20% of current outstanding shares and diluting existing holders.

Stockholders are also being asked to approve a charter amendment clarifying that directors may be removed with or without cause, and an amendment and restatement of the 2024 Equity Incentive Plan that adds 2,600,000 shares and extends the plan’s term.

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Rhea-AI Summary

Stardust Power Inc. is asking stockholders to vote at its virtual 2026 Annual Meeting on June 2, 2026. Investors will elect six directors, ratify KNAV CPA LLP as auditor for 2026, and approve share issuances tied to a financing with Lind Global Asset Management XIII LLC.

The Lind deal allows up to $15 million in senior secured convertible notes and related warrants, which the company estimates could result in roughly 2.7 million conversion shares plus up to about 1.59 million warrant shares, potentially exceeding 20% of current outstanding shares and diluting existing holders.

Stockholders are also being asked to approve a charter amendment clarifying that directors may be removed with or without cause, and an amendment and restatement of the 2024 Equity Incentive Plan that adds 2,600,000 shares and extends the plan’s term.

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Rhea-AI Summary

Stardust Power Inc. announced a non-binding Letter of Intent with a single institutional investor outlining a framework for up to $150 million of project-level financing for its planned lithium refinery in Muskogee, Oklahoma. The potential investment may be structured across equity, debt, or hybrid instruments and is intended to complement funding from other investors while helping shape long-term capital plans.

The refinery is designed to produce up to 50,000 metric tons per annum of battery-grade lithium carbonate, in two phases of about 25,000 metric tons per year each. Stardust Power has completed a FEL-3 engineering study, obtained key permits including an air permit from the Oklahoma Department of Environmental Quality, and continues broader project-level financing discussions, but the LOI remains subject to due diligence and definitive agreements.

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Rhea-AI Summary

Stardust Power Inc. announced a non-binding Letter of Intent with a single institutional investor outlining a framework for up to $150 million of project-level financing for its planned lithium refinery in Muskogee, Oklahoma. The potential investment may be structured across equity, debt, or hybrid instruments and is intended to complement funding from other investors while helping shape long-term capital plans.

The refinery is designed to produce up to 50,000 metric tons per annum of battery-grade lithium carbonate, in two phases of about 25,000 metric tons per year each. Stardust Power has completed a FEL-3 engineering study, obtained key permits including an air permit from the Oklahoma Department of Environmental Quality, and continues broader project-level financing discussions, but the LOI remains subject to due diligence and definitive agreements.

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Rhea-AI Summary

Stardust Power Inc. has signed a non-binding Letter of Intent with a strategic counterparty to supply up to 15,000 metric tons per year of lithium carbonate equivalent in the form of lithium chloride. The feedstock would support the company’s planned Muskogee, Oklahoma lithium refinery.

The LOI is tied to a lithium brine project in California and contemplates initial deliveries beginning in the first half of 2028, with an option for Stardust Power to purchase additional volumes at its discretion. The Muskogee refinery is being developed with planned capacity of up to 50,000 metric tons of battery-grade lithium carbonate annually, supported by completion of an FEL-3 engineering study and receipt of an air quality construction permit.

The agreement remains non-binding and subject to further due diligence and negotiation of a definitive agreement, with no certainty that such agreement will be executed.

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Rhea-AI Summary

Stardust Power Inc. has signed a non-binding Letter of Intent with a strategic counterparty to supply up to 15,000 metric tons per year of lithium carbonate equivalent in the form of lithium chloride. The feedstock would support the company’s planned Muskogee, Oklahoma lithium refinery.

The LOI is tied to a lithium brine project in California and contemplates initial deliveries beginning in the first half of 2028, with an option for Stardust Power to purchase additional volumes at its discretion. The Muskogee refinery is being developed with planned capacity of up to 50,000 metric tons of battery-grade lithium carbonate annually, supported by completion of an FEL-3 engineering study and receipt of an air quality construction permit.

The agreement remains non-binding and subject to further due diligence and negotiation of a definitive agreement, with no certainty that such agreement will be executed.

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Rhea-AI Summary

Stardust Power Inc. major shareholder and CEO Roshen Pujari updated his ownership report on the company’s common stock. He beneficially owns 2,330,357 shares, representing 23.38% of the class, based on 9,966,473 shares outstanding as of March 24, 2026.

On March 20, 2026, Pujari received a grant of 243,117 fully vested restricted stock units and sold 1,132 shares to cover tax withholding obligations. He holds sole voting and dispositive power over all reported shares and reports no other transactions in the past 60 days.

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Rhea-AI Summary

Stardust Power Inc. major shareholder and CEO Roshen Pujari updated his ownership report on the company’s common stock. He beneficially owns 2,330,357 shares, representing 23.38% of the class, based on 9,966,473 shares outstanding as of March 24, 2026.

On March 20, 2026, Pujari received a grant of 243,117 fully vested restricted stock units and sold 1,132 shares to cover tax withholding obligations. He holds sole voting and dispositive power over all reported shares and reports no other transactions in the past 60 days.

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Stardust Power Inc. filed Amendment No. 2 to a Schedule 13D reporting updated ownership details for Chief Technical Officer Pablo Cortegoso. He beneficially owns 626,916 shares of common stock, representing 6.29% of the company, based on 9,966,473 shares outstanding as of March 24, 2026.

Cortegoso has sole voting and dispositive power over all reported shares. On March 20, 2026, he received a grant of 130,909 fully vested restricted stock units, and on the same date sold 290 shares to cover tax withholding obligations related to this equity compensation.

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Rhea-AI Summary

Stardust Power Inc. filed Amendment No. 2 to a Schedule 13D reporting updated ownership details for Chief Technical Officer Pablo Cortegoso. He beneficially owns 626,916 shares of common stock, representing 6.29% of the company, based on 9,966,473 shares outstanding as of March 24, 2026.

Cortegoso has sole voting and dispositive power over all reported shares. On March 20, 2026, he received a grant of 130,909 fully vested restricted stock units, and on the same date sold 290 shares to cover tax withholding obligations related to this equity compensation.

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FAQ

How many Stardust Power (SDSTW) SEC filings are available on StockTitan?

StockTitan tracks 64 SEC filings for Stardust Power (SDSTW), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Stardust Power (SDSTW)?

The most recent SEC filing for Stardust Power (SDSTW) was filed on May 8, 2026.