Welcome to our dedicated page for Schwab (CHARLES) (The) SEC filings (Ticker: SCHW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Charles Schwab Corporation filings document the regulatory record of a financial services company with brokerage, banking, asset management, custody, wealth management, and advisory operations. Its 8-K reports cover quarterly results, Regulation FD disclosures, completed acquisition activity, executive appointments, senior note issuances, preferred stock offerings, and modifications to securityholder rights.
Schwab’s SEC materials also identify its listed common stock and preferred depositary shares, including series-specific preferred stock designations and dividend or redemption mechanics. Proxy filings describe annual meeting matters, board and governance practices, executive compensation, and stockholder voting items, while securities offering documents and related exhibits provide terms for debt and preferred capital instruments.
Charles Schwab’s latest insider report shows a large stock gift, not a market sale. A trust associated with Charles R. Schwab made a bona fide gift of 210,000 shares of Charles Schwab common stock at a reported price of $0.0000 per share. After this gift, the trust still indirectly holds 54,174,341 shares. Other indirect holdings reported as of the same date include 10,624,797.33 shares held by his spouse as trustee, 44,025 shares held by 188 Corp, and 30,209,768 shares held through a limited partnership.
Charles Schwab Corp director Joan Dea reported a bona fide gift of 835 shares of Common Stock. The shares were transferred at no stated price and are classified as a gift disposition, not a market sale. After the transaction, Dea directly holds 26,838 shares of Charles Schwab common stock.
The Charles Schwab Corporation reported results from its 2026 Annual Meeting of Stockholders held on May 21, 2026. All director nominees, including Marianne C. Brown and Richard A. Wurster, were elected with more votes cast "for" than "against."
Stockholders approved the ratification of Deloitte & Touche LLP as independent auditors for the 2026 fiscal year and gave advisory approval to named executive officer compensation. A proposal to amend the Certificate of Incorporation and Bylaws to declassify the Board received majority support but did not achieve the required 80% of all outstanding common shares, so it was not approved.
The Charles Schwab Corporation issued new senior debt to institutional investors. The company sold $1,000,000,000 aggregate principal amount of 4.744% fixed-to-floating rate senior notes due 2030 and $1,250,000,000 aggregate principal amount of 5.493% fixed-to-floating rate senior notes due 2037.
Net proceeds from the offering were approximately $2,236 million after underwriting discounts and estimated expenses. The notes were issued under an existing senior indenture, as supplemented on May 21, 2026, and the transaction was conducted under Schwab’s effective shelf registration on Form S-3.
Charles R. Schwab, Co-Chairman of Charles Schwab Corp, reported an indirect open-market sale of 27,500 shares of common stock on May 19, 2026. The shares were sold by a Limited Partnership at a weighted average price of $92.2228 per share.
The filing notes that this transaction was executed in multiple trades at prices ranging from $91.95 to $92.54. Following the sale, the Limited Partnership held 30,209,768 shares indirectly.
Additional indirect holdings reported as of that date include 10,624,797.33 shares held by his spouse as trustee, 54,384,341 shares held by a trust, and 44,025 shares held by 188 Corp.
The Charles Schwab Corporation is offering $1,000,000,000 of 4.744% fixed-to-floating rate senior notes due 2030 and $1,250,000,000 of 5.493% fixed-to-floating rate senior notes due 2037.
The notes pay the stated fixed rates through their respective interest reset dates and thereafter pay interest quarterly based on compounded SOFR plus a spread (0.780% for the 2030 notes; 1.280% for the 2037 notes). The offering is senior, unsecured debt and proceeds (net approximately $2,236 million) are for general corporate purposes.
The Charles Schwab Corporation filed a Form 144 reporting insider sales by Charles R. Schwab. The filing lists multiple proposed dispositions of Common Stock and shows shares outstanding were 1,739,135,507 as of 05/19/2026.
The excerpt includes several sale entries by Charles R. Schwab, including 109,300 shares on 05/06/2026 for $10,057,043 and 50,000 shares on 04/30/2026 for $4,590,411. The filing lists additional sale dates and quantities between 04/23/2026 and 05/18/2026.
Charles Schwab Corp Co-Chairman Charles R. Schwab reported insider activity involving indirect holdings of the company’s common stock. On May 18, 2026, a limited partnership associated with him sold 27,500 shares in an open-market sale at a weighted-average price of $92.4003 per share, leaving 30,237,268 shares held by that partnership.
On May 15, 2026, a trust associated with him transferred 5,300 shares as a bona fide gift, with 54,384,341 shares remaining in that trust afterward. Additional indirect holdings are reported as 10,624,797.33 shares held by his spouse as trustee and 44,025 shares held by 188 Corp.
Charles R. Schwab reported multiple dispositions of Common stock under Rule 144, including 36,450 shares on 04/27/2026 and 109,300 shares on 05/06/2026.
The filings list several sale dates and share counts with corresponding cash amounts (for example, $3,280,563.00 for 36,450 shares on 04/27/2026). The transactions are reported on a Form 144 covering sales of common stock and do not state any additional qualifiers or proceeds treatment in the excerpt.
The Charles Schwab Corporation is offering multiple series of senior notes under a preliminary prospectus supplement dated May 18, 2026. The offering covers three note series: 2030 fixed-to-floating rate notes, 2030 floating rate notes and 2037 fixed-to-floating rate notes, all to be issued as senior unsecured debt.
The supplement describes interest mechanics linked to compounded SOFR, optional redemption features, ranking as senior unsecured obligations, and customary risk factors. Specific principal amounts, fixed coupon rates and exact payment dates are left as placeholders in the provided excerpt.