Welcome to our dedicated page for Schwab (CHARLES) (The) SEC filings (Ticker: SCHW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Charles Schwab Corporation (NYSE: SCHW) files a range of documents with the U.S. Securities and Exchange Commission that provide detailed information about its financial condition, capital structure, and material events. This page aggregates Schwab’s SEC filings and pairs them with AI-powered summaries to help readers understand the key points in lengthy regulatory documents.
For Schwab, core filings include annual reports on Form 10-K and quarterly reports on Form 10-Q, which describe its brokerage, banking, asset management, custody, and financial advisory operations, along with risk factors, management’s discussion and analysis, and segment information. Current reports on Form 8-K disclose specific events, such as quarterly earnings releases, the issuance of senior notes under a shelf registration statement, and definitive agreements for acquisitions like the announced agreement to acquire Forge Global Holdings, Inc.
Schwab also maintains registration statements, such as its Form S-3 shelf registration used for offerings of senior notes and other securities, and exhibits that include underwriting agreements, indentures, supplemental indentures, and legal opinions. Filings related to its listed securities cover its common stock and depositary shares representing interests in preferred stock series that trade on the New York Stock Exchange.
On this page, users can quickly access new and historical filings, including 10-K and 10-Q reports, 8-K current reports, and other registration and exhibit documents. AI-generated overviews highlight important disclosures, summarize complex capital markets transactions, and clarify technical language, while links to Form 4 and other ownership reports make it easier to review insider transactions and equity awards. Real-time updates from EDGAR ensure that investors, analysts, and researchers can review Schwab’s regulatory history and recent disclosures in one organized location.
The Charles Schwab Corporation Form 144 notice reports proposed sales of company common stock by Charles R. Schwab. The excerpt lists multiple sale dates and share amounts, including transactions on 02/04/2026 through 05/01/2026. The filing records per‑trade share counts and dollar amounts for each listed sale.
Charles Schwab & Co-Chairman Charles R. Schwab reported indirect open-market sales of 168,743 shares of SCHW common stock through trusts. The sales occurred on April 29, April 30 and May 1, at weighted average prices of $90.4920, $91.8082 and $91.8577 per share, respectively. Footnotes note each sale was executed in multiple trades within stated price ranges. After the May 1 transaction, a trust associated with Schwab held 54,389,641 shares indirectly.
The Charles Schwab Corporation insider Charles R. Schwab reported proposed sales of Common Stock on Form 144. The filing lists multiple transactions in Feb and Apr 2026, including 126,200 shares on 02/09/2026 for $13,446,547.00 and 96,625 shares on 02/03/2026 for $10,023,530.00. The Form 144 entries show additional sales on 02/04/2026, 02/10/2026, 04/23/2026, 04/27/2026, 04/29/2026, and 04/30/2026.
The Charles Schwab Corporation reported proposed insider sales of Common Stock by Charles R. Schwab via a Form 144 notice. The excerpt lists multiple sale dates and share quantities, including transactions on 02/03/2026 through 04/29/2026, with individual share counts and gross proceeds shown.
Schwab Charles Corp director Frank C. Herringer reported a mix of stock option exercises and share sales. On April 28, 2026, an entity described as a trust indirectly sold 2,520 shares of common stock at a weighted average price of $90.6006 per share. Herringer also exercised nonqualified stock options to acquire 7,866 common shares at $28.96 per share, and the option grant was fully exhausted.
Following these transactions, indirect holdings through a trust were 177,508 shares, indirect holdings through a spouse were 50,625 shares, and direct holdings were 10,666 shares. A footnote states that shares received upon exercise of the option were contributed to a revocable trust, and that the sale was executed in multiple trades between $90.60 and $90.615 per share.
Vanguard Capital Management reported beneficial ownership of 124,955,967 shares of Charles Schwab Corporation common stock, representing 7.18% of the class as of 03/31/2026. The filing states Vanguard has sole dispositive power over 124,955,967 shares and sole voting power over 16,601,972 shares. The statement clarifies these holdings include securities held for Vanguard funds and managed accounts and lists related Vanguard affiliates. The filing is signed by Ashley Grim on 04/29/2026.
Charles R. Schwab filed a Form 144 reporting proposed sales of Common Stock. The filing lists multiple sale transactions: 126,200 shares on 02/09/2026, 96,625 shares on 02/03/2026, and additional sales on 02/04/2026, 04/23/2026, 04/27/2026.
The record also references RSU NET SHS ACQUIRED ON: 3/1/25 & 3/1/26 and identifies the security as Common Stock. Transaction dates and share counts are provided; cash‑flow counterparties or total proceeds aggregation are shown per line in the excerpt.
Charles R. Schwab, Co-Chairman of SCHWAB CHARLES CORP, reported open-market sales of 72,900 shares of common stock at weighted average prices around $90–$91. The shares are held indirectly by a trust, and after these sales the trust still holds about 55.7 million shares, alongside large additional indirect holdings through a spouse, a corporation, and a limited partnership.
The Charles Schwab Corporation submitted a Form 144 notice reporting multiple proposed sales of Common stock by Charles R. Schwab. The excerpt lists dated transactions ranging from 01/28/2026 through 04/23/2026, with individual share amounts such as 71,437, 146,560, and 36,450.