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Western Asset Intermediate Municipal Fund SEC Filings

SBI NYSE

Western Asset Intermediate Muni Fund, Inc. filings help investors verify the structure and governance of a registered closed-end investment company organized as a Maryland corporation. Key disclosures identify Franklin Templeton Fund Adviser, LLC as investment adviser and administrator, Western Asset Management Company, LLC as subadviser, and the fund's common stock and variable rate demand preferred stock.

Proxy materials are especially relevant for SBI because they document director elections, independent accountant ratification, quorum and voting procedures, preferred-share voting mechanics, and the fund's election to be subject to the Maryland Control Share Acquisition Act. Annual and semiannual reports provide the financial and portfolio context for the fund's municipal bond mandate.

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WESTERN ASSET INTERMEDIATE MUNI FUND INC. filed a Form 3 identifying Kim Stout as a reporting person with the role "CCO/Subadviser." The filing shows no reported transactions, no share holdings, and no derivative positions for this reporting person at the time of the filing.

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Western Asset Intermediate Muni Fund Inc. is asking stockholders to vote at its Annual Meeting on April 17, 2026 in New York. Holders of common and preferred shares as of February 6, 2026 will vote on electing two Class III directors, Nisha Kumar and Peter Mason, to terms running until the 2029 meeting.

Stockholders are also being asked to ratify PricewaterhouseCoopers LLP as independent registered public accountants for the fiscal year ending November 30, 2026. PwC billed audit fees of $46,036 and tax fees of $9,750 for the 2025 fiscal year. The Board, including independent directors, unanimously recommends voting FOR both proposals, and offers mail, phone, internet and in-person voting options.

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SBI’s registered investment company filed its Form N-CEN annual report, providing operational data on trading and service providers. The fund reports aggregate brokerage commissions of 223.17000000 for the period, with individual brokers receiving 74.39000000, 51.90000000, and 96.88000000 in gross commissions.

The filing lists multiple dealers involved in principal transactions, with total purchases and sales values per dealer such as 17,595,922.75000000 and 18,652,856.00000000, indicating significant portfolio trading activity. The report also identifies affiliated broker-dealers, which were paid total commissions of 0.00000000, and documents the use of various agents, custodians, administrators, and pricing services that support the fund’s operations.

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Western Asset Intermediate Muni Fund Inc. (SBI) reports results for the year ended November 30, 2025. The fund returned 1.47% based on net asset value and 1.35% based on New York Stock Exchange market price, compared with 3.84% for its benchmark, the Bloomberg 1–15 Year Municipal Bond Index. It seeks high current income exempt from regular federal income taxes by investing at least 80% of assets in investment‑grade municipal bonds, with a typical maturity of three to ten years.

During the period, management increased duration and added exposure to industrial revenue and transportation sectors, while reducing local general obligation holdings and using leverage. Leverage from preferred shares was roughly 28% of gross assets at period end. The fund paid total distributions of $0.50 per share, of which $0.22 is expected to be treated as return of capital, and maintained a stable monthly payout policy that can modestly reduce net asset value over time.

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RiverNorth Capital Management, LLC filed a Schedule 13G/A (Amendment No. 3) reporting a passive stake in Western Asset Intermediate Muni Fund Inc. (SBI). As of 09/30/2025, RiverNorth beneficially owned 1,216,584 common shares, representing 8.64% of the class.

The filer reports sole voting power over 1,216,584 shares and sole dispositive power over 1,216,584 shares, with no shared powers. The certification states the securities were acquired and are held in the ordinary course of business and not to change or influence control.

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Western Asset Intermediate Muni Fund Inc. insider filing shows that reporting person Jeffrey Masom, listed as "Director- Subadviser," has filed an initial ownership report. The filing states in the remarks section that no securities of Western Asset Intermediate Muni Fund Inc. are beneficially owned.

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RiverNorth Capital Management, LLC reports beneficial ownership of 1,399,124 common shares of Western Asset Intermediate Muni Fund Inc., representing 9.94% of the class. The filing indicates RiverNorth is organized in Delaware and is classified as an investment adviser (IA). RiverNorth reports sole voting and dispositive power over these shares and states the securities are held in the ordinary course of business, not to influence control of the issuer. The filing is submitted on a Schedule 13G/A and is signed by the firm’s General Counsel and Chief Compliance Officer.

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FAQ

How many Western Asset Intermediate Municipal Fund (SBI) SEC filings are available on StockTitan?

StockTitan tracks 8 SEC filings for Western Asset Intermediate Municipal Fund (SBI), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Western Asset Intermediate Municipal Fund (SBI)?

The most recent SEC filing for Western Asset Intermediate Municipal Fund (SBI) was filed on April 7, 2026.