Welcome to our dedicated page for Redwood Trust SEC filings (Ticker: RWT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Redwood Trust, Inc. filings document the specialty finance company's housing credit platforms, public securities, governance, and recurring capital markets disclosures. Form 8-K reports include operating results, shareholder letters, supplemental financial tables, Regulation FD materials, dividend declarations, dividend tax characterization, and announcements tied to mortgage loan distribution and securitization activity.
Proxy materials cover annual meeting matters, board and executive compensation disclosures, equity awards, and stockholder voting. The filing record also identifies the company's NYSE-listed common stock, Series A fixed-rate reset cumulative redeemable preferred stock, and senior notes due 2029 and 2030, connecting capital structure disclosures with Redwood's mortgage banking and investment portfolio activity.
Redwood Trust, Inc. announced that its Board of Directors declared second quarter 2026 dividends on both its common and preferred stock. The regular common stock dividend is $0.18 per share, unchanged from the first quarter of 2026, payable on June 30, 2026 to stockholders of record on June 23, 2026.
For its 10.00% Series A Fixed-Rate Reset Cumulative Redeemable Preferred Stock, the Board declared a second quarter 2026 dividend of $0.625 per share, payable on July 15, 2026 to stockholders of record on July 1, 2026. The common dividend represents Redwood’s 108th consecutive quarterly common dividend, underscoring its long-running emphasis on regular income distributions as a real estate investment trust focused on housing credit.
Redwood Trust Inc. director Douglas B. Hansen exercised 20,729 Deferred Stock Units into 20,729 shares of common stock. The Form 4 shows this was an exercise of a derivative security under the Executive Deferred Compensation Plan, delivered at the time specified in the grant agreement after a mandatory holding period.
Following the transactions, Hansen indirectly holds 417,702 common shares through a trust, 31,517 shares through an IRA, and 13,418 shares directly. Footnotes describe the event as a distribution and/or conversion of Deferred Stock Units based on the fair market value of Redwood Trust common stock on the transaction date, indicating a routine compensation-related settlement rather than an open‑market trade.
Redwood Trust director Faith A. Schwartz exercised deferred compensation awards into stock rather than trading in the market. On 2026-05-26, she converted 20,729 Deferred Stock Units into 20,729 shares of Redwood Trust common stock under the Executive Deferred Compensation Plan. The conversion used a grant-date value of $6.03 per unit, while the common shares are shown at a fair market value of $5.28 per share on the transaction date. After this mandatory distribution and conversion, Schwartz directly holds 52,551.17 shares of Redwood Trust common stock. No open-market purchases or sales were reported in this filing.
REDWOOD TRUST INC director Armando Falcon exercised deferred compensation awards into common stock. On 2026-05-26, he converted 20,729 Deferred Stock Units into the same number of shares of common stock under the Executive Deferred Compensation Plan.
The filing shows this as an exercise or conversion of a derivative security, not an open-market purchase or sale. After the transaction, Falcon directly holds 52,551.17 shares of common stock, and no Deferred Stock Units remain outstanding from this award, reflecting routine delivery of previously deferred equity compensation.
Redwood Trust, Inc. completed a registered underwritten public offering of $125,000,000 aggregate principal amount of 9.75% Senior Notes due 2031. Net proceeds were approximately $120.41 million, or $138.57 million if the underwriters’ over-allotment option for an additional $18,750,000 of notes is fully exercised.
The notes are senior unsecured obligations, paying interest at 9.75% per year, with quarterly payments beginning September 1, 2026, and maturing on June 1, 2031. Redwood Trust may redeem them at par plus accrued interest on or after June 1, 2028 and must offer to repurchase them at 101% of principal plus accrued interest upon a change of control repurchase event.
The company plans to use the net proceeds for general corporate purposes, including funding its Sequoia, Aspire, and CoreVest mortgage banking platforms, acquiring related assets for its Redwood Investments portfolio, and pursuing strategic acquisitions and investments.
Redwood Trust director Debora D. Horvath reported compensation-related share activity involving deferred stock units and indirect holdings. She exercised or converted 20,729 Deferred Stock Units into an equal number of shares of common stock under the Executive Deferred Compensation Plan, with no open-market purchase or sale reported.
After the conversion, 149,036.19 shares of common stock were held indirectly through a trust, and 9,568.49 shares were held indirectly in an IRA. The footnotes state the deferred units were subject to a mandatory holding period and are being delivered at the time specified in the grant agreement.
Debora Horvath D reported acquisition or exercise transactions in this Form 4 filing.
REDWOOD TRUST INC director Debora Horvath received a grant of 24,809 Deferred Stock Units as equity compensation. The units are fully vested at grant and are based on the fair market value of Redwood Trust common stock on the grant date under the 2014 Incentive Award Plan. Each unit represents the right to receive one share of common stock, subject to a minimum mandatory holding period. Shares will be delivered according to the deferral election, but no earlier than May 20, 2029, and the deferred stock units have no expiration date.
HANSEN DOUGLAS B reported acquisition or exercise transactions in this Form 4 filing.
Redwood Trust director Douglas B. Hansen received a compensation grant of deferred stock units. On the grant date, he was awarded 24,809 deferred stock units tied to Redwood Trust common stock at a fair market value of $5.24 per share. The units are 100% vested immediately but are subject to a minimum mandatory holding period, with shares to be delivered under his deferral election and not before May 20, 2029. Following this grant, he holds 24,809 deferred stock units directly, with no expiration date applicable to these units.
Redwood Trust Inc. director Greg H. Kubicek received a grant of 24,809 Deferred Stock Units as equity compensation. The units represent the fair market value of Redwood Trust common stock on the grant date under the 2014 Incentive Award Plan and are 100% vested at grant.
The Deferred Stock Units will convert into an equal number of common shares and be delivered after a minimum mandatory holding period, no earlier than May 20, 2029. Following this award, Kubicek holds 24,809 Deferred Stock Units directly, with no expiration date applying to these units.
Schwartz Faith A reported acquisition or exercise transactions in this Form 4 filing.
REDWOOD TRUST INC director Faith A. Schwartz received a grant of 24,809 Deferred Stock Units tied to the company’s common stock. The units were awarded as compensation under the 2014 Incentive Award Plan at a reference fair market value of $5.24 per share on the grant date.
These Deferred Stock Units are 100% vested immediately but are subject to a minimum mandatory holding period. The shares underlying the units will be delivered according to Schwartz’s deferral election, but not earlier than May 20, 2029. After this award, she holds 24,809 Deferred Stock Units directly.