Richard Schwartz 10b5-1 sales reported (RSI) — multiple trades Jan–Mar 2026

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC reports Form 144 sales of Common stock tied to 10b5-1 plans for Richard Schwartz and affiliated trusts. The filing lists multiple sale dates from 01/09/2026 through 03/02/2026 with per‑trade share counts and gross proceeds.

Key Figures

Shares sold on 03/02/2026: 247,113 shares Proceeds on 03/02/2026: $4,901,214.53 Shares sold on 02/17/2026: 247,114 shares +5 more

8 metrics

Shares sold on 03/02/2026 247,113 shares 10b5-1 sale on 03/02/2026

Proceeds on 03/02/2026 $4,901,214.53 Gross proceeds reported for 247,113 shares

Shares sold on 02/17/2026 247,114 shares 10b5-1 sale on 02/17/2026

Proceeds on 02/17/2026 $4,155,246.62 Gross proceeds reported for 247,114 shares

Shares sold on 02/04/2026 247,114 shares 10b5-1 sale on 02/04/2026

Proceeds on 02/04/2026 $4,352,517.73 Gross proceeds reported for 247,114 shares

Shares sold on 01/09/2026 (example) 55,556 shares 10b5-1 sale by gift trusts on 01/09/2026

Proceeds on 01/09/2026 (example) $1,067,864.10 Proceeds reported for 55,556 shares on 01/09/2026

Key Terms

10b5-1, Form 144, Restricted Stock Units, Gross proceeds

4 terms

10b5-1 regulatory

"10b5-1 Sales for RICHARD SCHWARTZ 900 N. Michigan Avenue"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 90482 | 03/14/2026"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Gross proceeds financial

"247113 | 4,901,214.53"

The total amount of cash a company receives from a financing event or sale before any fees, expenses, taxes or deductions are taken out. Investors watch gross proceeds because it shows the raw scale of new capital being raised—think of it as the paycheck amount before withholdings—which helps assess how much funding is available for operations, growth, debt payoff or how much shareholder dilution might occur once costs are removed.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	90482	1967983.50	103175028	04/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/14/2026	Restricted Stock Units	Issuer			90482	03/14/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for RICHARD SCHWARTZ 900 N. Michigan Avenue, Suite 950 Chicago IL 60611	Common	03/02/2026	247113	4901214.53
10b5-1 Sales for RICHARD SCHWARTZ 900 N. Michigan Avenue, Suite 950 Chicago IL 60611	Common	02/17/2026	247114	4155246.62
10b5-1 Sales for RICHARD SCHWARTZ 900 N. Michigan Avenue, Suite 950 Chicago IL 60611	Common	02/04/2026	247114	4352517.73
10b5-1 Sales for RICHARD T SCHWARTZ 2024 GIFT TRUST 900 N. Michigan Avenue, Suite 950 Chicago IL 60611	Common	01/09/2026	55556	1067864.10
10b5-1 Sales for LORI R SCHWARTZ 2025 GIFT TRUST 900 N. Michigan Avenue, Suite 950 Chicago IL 60611	Common	01/09/2026	55556	1067864.10
10b5-1 Sales for RICHARD T SCHWARTZ REVOCABLE TRUST 900 N. Michigan Avenue, Suite 950 Chicago IL 60611	Common	01/09/2026	47223	907692.17

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did the Form 144 for RSI disclose?

The filing discloses 10b5-1 sales of Common stock by Richard Schwartz and related trusts. It lists trades on 01/09/2026, 02/04/2026, 02/17/2026, and 03/02/2026 with specific share counts and gross proceeds for each trade.

How many shares were sold on 03/02/2026 in the Form 144?

The filing shows 247,113 shares sold on 03/02/2026. The same row reports gross proceeds of $4,901,214.53 tied to that sale under a 10b5-1 plan.

Which entities appear as sellers in the Form 144 excerpt?

Sellers named include Richard Schwartz, Richard T Schwartz 2024 Gift Trust, Lori R Schwartz 2025 Gift Trust, and Richard T Schwartz Revocable Trust. Morgan Stanley Smith Barney LLC appears as the executing broker.

Are the sales in the Form 144 linked to a trading plan?

Yes. The excerpt repeatedly identifies the sales as 10b5-1 Sales, indicating they were reported under prearranged Rule 10b5-1 plans. Specific plan terms are not provided in the excerpt.

What gross proceeds are reported for the 02/04/2026 trade?

The filing lists a sale of 247,114 shares on 02/04/2026 with gross proceeds of $4,352,517.73 associated with that 10b5-1 sale.