Welcome to our dedicated page for Root SEC filings (Ticker: ROOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Root, Inc. (NASDAQ: ROOT), the parent company of Root Insurance Company. Root operates in the direct property and casualty insurance carriers industry, with a focus on technology-driven personal car insurance in the United States.
Investors can review Root’s current and historical filings to understand how the company reports its financial condition, results of operations, and key developments. Recent Form 8-K filings show how Root announces quarterly financial results, such as results for quarters ended June 30 and September 30, through shareholder letters furnished as exhibits. These filings also reference updated investor presentations that contain information and financial highlights about the company and its industry.
Through this filings page, users can locate Root’s periodic reports and event-driven disclosures, including Form 8-K items related to results of operations and Regulation FD disclosures. These documents outline how Root communicates financial performance, provides investor materials, and addresses disclosure requirements under the Exchange Act and Securities Act.
Stock Titan’s tools enhance the raw filings by offering AI-powered summaries that explain the main points of lengthy documents in plain language. As new Root filings are posted to EDGAR, they are updated here in near real time, allowing users to quickly see new 8-Ks and other forms. Where available, insider transaction reports on Form 4, as well as quarterly (10-Q) and annual (10-K) reports, can be reviewed with AI-generated insights that highlight important sections, helping users navigate complex insurance and technology-related disclosures more efficiently.
Root, Inc. Chief Executive Officer Alexander E. Timm exercised performance-based restricted stock units into Class A common shares and had part of the resulting shares withheld to cover taxes. He exercised 62,969 performance-based RSUs, each convertible into one share of Class A common stock.
To satisfy tax withholding obligations tied to the vesting of these units, 47,002 Class A shares were withheld at a price of $43.26 per share in several transactions. After these compensation-related moves, Timm directly holds 275,304 shares of Root Class A common stock and 83,958 performance-based RSUs that remain outstanding, which vest in future tranches if specified stock price conditions are met.
Root, Inc. President and CTO Mahtiyar Bonakdarpour exercised performance-based equity awards and had shares withheld for taxes. On April 1, 2026, he exercised 43,043 Performance-Based Restricted Stock Units, receiving the same number of Class A common shares at a stated price of $0.00 per share.
To cover tax obligations, a total of 31,722 Class A shares were withheld at $43.26 per share, which is a non-market, tax-withholding disposition rather than an open-market sale. Following these transactions, he holds 391,717 Class A shares directly.
A separate indirect holding entry shows 149,294 Class A shares held by Drive Capital Overdrive funds, where entities such as DCOF I, DCOF I TE and DCOIF I are described as having voting power. Bonakdarpour disclaims beneficial ownership of those shares except to the extent of his spouse’s pecuniary interest.
Root, Inc. Chief Financial Officer Megan Binkley reported equity compensation activity tied to performance-based restricted stock units. On April 1, 2026, 4,777 Performance-Based Restricted Stock Units were exercised into the same number of Class A common shares, reflecting the vesting of a performance tranche.
To cover related tax obligations, a total of 10,212 Class A shares were withheld by Root, Inc. at $43.26 per share, according to the footnotes. These F-code transactions are tax-withholding dispositions rather than open-market sales. After these transactions, Binkley directly owned 113,840 Class A common shares.
The footnotes explain that each PSU represents a contingent right to one Class A share and that vesting occurs in tranches upon both time-based dates and the stock achieving specified price levels of $16.76, $25.14, $33.52, and $41.90 over 45 consecutive trading days.
Root, Inc. Chief Administrative Officer Jonathan Allison reported a combination of equity vesting, tax withholding, and a small open-market sale. He exercised 6,442 Performance-Based Restricted Stock Units into Class A shares and 10,955 shares were withheld to cover tax obligations at $43.26 per share.
Allison then sold 4,112 Class A shares in an open-market transaction at $42.33 per share under a Rule 10b5-1 trading plan. After these transactions, he directly holds 73,374 shares of Class A common stock and 8,589 outstanding performance-based restricted stock units that vest in price- and time-based tranches.
Jonathan A. Allison reported multiple Form 144 notices for proposed sales of Class A shares. The filings list successive dispositions in March 2026: 3,900 shares on 03/03, 3,900 on 03/05, 3,900 on 03/10, 3,900 on 03/12, 3,990 on 03/17, and 3,990 on 03/20, with reported gross proceeds shown alongside each trade date.
The excerpt also records a restricted stock vesting event on 02/19/2026 showing 4,112 Class A shares listed under compensation.
The Vanguard Group filed Amendment No. 1 to Schedule 13G for Root Inc. reporting that, after an internal realignment, the filing entity holds 0 shares of Common Stock and 0% of the class. The amendment cites the internal realignment effective January 12, 2026 and relies on SEC Release No. 34-39538 (January 12, 1998) to report certain subsidiaries separately.
The filing is signed by Ashley Grim, Head of Global Fund Administration, on 03/27/2026.
Root, Inc. Chief Administrative Officer Jonathan Allison reported an open-market sale of Class A common stock. On March 20, 2026, he sold 3,990 shares at $44.78 per share in a transaction executed under a Rule 10b5-1 trading plan. After this sale, he directly holds 81,999 shares of Root stock, indicating he retains a substantial equity position despite the disposition.
Root, Inc.’s Chief Accounting Officer Ryan Forish reported a routine tax-related share withholding. On this Form 4, 294 shares of Class A Common Stock were withheld at $45.59 per share to satisfy tax obligations from vesting restricted stock units, rather than sold in the market. After this tax-withholding disposition, Forish directly holds 25,533 shares.
ROOT submitted a Form 144 notifying the sale of 3,990 Class A shares for resale on 03/20/2026 through Fidelity Brokerage Services on NASDAQ. The filing lists the shares as resulting from restricted stock vesting with an issuer attribution and shows multiple prior dispositions by Jonathan A. Allison in March 2026.
Root, Inc. Chief Administrative Officer Jonathan Allison sold 3,990 shares of Class A Common Stock in an open‑market transaction at $45.00 per share on March 17, 2026, under a pre-arranged Rule 10b5-1 trading plan. After this sale, he directly holds 85,989 shares.