Welcome to our dedicated page for Root SEC filings (Ticker: ROOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Root, Inc. filings document the formal disclosures of a public car insurance technology company, including operating results, shareholder letters, Regulation FD investor materials, and governance matters in its proxy statement. The company's reports describe its auto insurance business, financial condition, industry commentary, executive compensation, equity awards, and stockholder voting items.
Material-event filings also cover capital-structure actions, including credit agreements, debt refinancing, guarantees, security interests, covenant packages, and limits tied to indebtedness, restricted payments, investments, asset sales, and risk-based capital requirements for U.S. insurance subsidiaries.
Root, Inc. reported results from its 2026 Annual Meeting of Stockholders. Stockholders approved an amendment to the Amended and Restated Certificate of Incorporation to extend Delaware law exculpation protections to certain officers, similar to protections already provided to directors. The Certificate Amendment became effective upon filing with the Delaware Secretary of State on June 4, 2026.
Stockholders elected Class III directors Lawrence Hilsheimer, Alexander Timm and Douglas Ulman to terms expiring at the 2029 Annual Meeting. They also ratified Deloitte & Touche LLP as independent auditor for the year ending December 31, 2026 and approved, on an advisory basis, named executive officer compensation.
Hilsheimer Lawrence A. reported acquisition or exercise transactions in this Form 4 filing.
Root, Inc. director Lawrence A. Hilsheimer reported an equity award rather than an open‑market trade. On June 3, 2026, he received 2,864 shares of Class A Common Stock at $0.0000 per share as a grant of restricted stock units under Root's Non-Employee Director Compensation Policy, increasing his direct holdings to 43,859 shares. The filing also shows 1,596 shares held indirectly by an IRA, reported as an existing holding.
KRAMER NANCY J reported acquisition or exercise transactions in this Form 4 filing.
Root, Inc. director Nancy J. Kramer reported an equity award of 2,864 shares of Class A Common Stock in the form of restricted stock units granted at no cash cost. The award was made under Root’s Non-Employee Director Compensation Policy, indicating it is part of standard board compensation.
Following the award, Kramer directly holds 20,480 shares of Class A Common Stock. A separate line shows 10,317 shares held as an indirect position, reflecting additional ownership reported as a holding entry rather than a new transaction.
Ulman Doug reported acquisition or exercise transactions in this Form 4 filing.
Root, Inc. director Doug Ulman reported an equity grant and updated his holdings in Class A Common Stock. He received 2,864 restricted stock units at a price of $0.00 per share, granted under the company’s Non-Employee Director Compensation Policy, which functions as stock-based compensation rather than a market purchase.
After this grant, Ulman directly holds 3,983 shares of Class A Common Stock. He also reports indirect ownership of 33,824 shares held by the Douglas E. Ulman 2016 Irrevocable Trust, for which his spouse is trustee, and 9,606 shares held by the Douglas E. Ulman Revocable Trust dated March 17, 2016.
A footnote explains that 25,928 shares previously reported as directly held are now reflected as indirectly held, representing a change in the form of beneficial ownership rather than a new purchase or sale.
Root, Inc. director Jerri Devard reported an equity compensation grant of Class A Common Stock. On June 3, 2026, Devard acquired 2,864 restricted stock units at a stated price of $0.00 per share, issued under the company’s Non-Employee Director Compensation Policy. After this grant, Devard directly holds 21,396 shares of Root’s Class A Common Stock.
Birnbaum Beth A reported acquisition or exercise transactions in this Form 4 filing.
Root, Inc. director Beth A. Birnbaum received a grant of 2,864 shares of Class A Common Stock in the form of restricted stock units. The award was made at no cash cost to her under the company’s Non-Employee Director Compensation Policy, bringing her direct holdings to 17,144 shares.
Root, Inc. director Julie Szudarek reported a compensation-related equity award. She acquired 2,864 shares of Class A Common Stock through a grant recorded at $0.00 per share, described in a footnote as restricted stock units granted under the company’s Non-Employee Director Compensation Policy. Following this grant, she holds 14,696 shares directly.
Dorsey Donna reported acquisition or exercise transactions in this Form 4 filing.
Root, Inc. director Donna Dorsey reported an equity compensation grant rather than an open-market trade. On the reported date, she received 2,864 shares in the form of restricted stock units granted under Root’s Non-Employee Director Compensation Policy at a stated price of $0.00 per share. Following this award, her direct holdings of Class A Common Stock increased to 12,820 shares.
Root, Inc. Chief Accounting Officer Ryan Forish reported a small tax-related share disposition. On the Form 4, 351 shares of Class A Common Stock were withheld by the company at a price of $57.85 per share to cover tax obligations from vesting restricted stock units. After this withholding, Forish directly owns 25,100 shares of Root’s Class A Common Stock.
Root, Inc. Chief Administrative Officer Jonathan Allison sold 1,606 shares of Class A Common Stock in an open-market sale on May 15, 2026 at $55.96 per share. The sale was executed under a pre-arranged Rule 10b5-1 trading plan, and he now holds 68,356 shares directly.