Welcome to our dedicated page for Roma Green Finance, Ltd. SEC filings (Ticker: ROMA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Roma Green Finance Limited (NASDAQ: ROMA) SEC filings page provides access to the company’s regulatory disclosures as a foreign private issuer. Roma Green Finance Limited is a Cayman Islands holding company that conducts operations through subsidiaries in Hong Kong and Singapore, focusing on ESG, sustainability and climate change-related advisory services, as well as corporate governance and risk management advisory work. Its filings with the U.S. Securities and Exchange Commission (SEC) offer detailed information on its business, financial performance and corporate actions.
Roma Green Finance Limited files reports such as Form 20-F and Form 6-K under the Securities Exchange Act of 1934. The company’s Form 20-F includes audited consolidated financial statements and management’s discussion and analysis of financial condition and results of operations. Form 6-K filings furnish interim reports, unaudited financial results for periods such as the six months ended September 30, and other information including notices of extraordinary general meetings, capital markets transactions and acquisitions.
In its interim reports furnished on Form 6-K, Roma Green Finance Limited discusses revenue derived from ESG, sustainability and climate change-related advisory services, revenue breakdown by recurring and new clients, and revenue by geographic location, primarily Hong Kong and Singapore. These filings also describe cost of revenues, gross profit, sales and marketing expenses, and general and administrative expenses, providing insight into staff-related costs, consulting and professional fees, and other operating expenses.
SEC filings for Roma Green Finance Limited also document capital raising activities, including its initial public offering of ordinary shares on the Nasdaq Capital Market and subsequent follow-on offerings of ordinary shares and warrants. In addition, a Form 6-K filing details the acquisition of Capital Summit Enterprises Limited, a company principally engaged in advisory and consultancy services, and outlines related risk factors and integration challenges.
Through this page, users can review Roma Green Finance Limited’s SEC filings as they are made available from EDGAR. AI-powered tools on the platform can help summarize lengthy documents, highlight key sections in annual reports on Form 20-F and interim reports on Form 6-K, and make it easier to interpret information on revenue composition, operating expenses, capital markets transactions, acquisitions and risk disclosures related to ROMA’s ESG-focused consulting business.
Roma Green Finance Limited held an extraordinary general meeting where shareholders approved a flexible share consolidation plan. The company may consolidate its Class A, Class B, and undesignated shares at a ratio between one-for-two and one-for-250, with the exact ratio and effective date to be set by the board by October 12, 2026.
Shareholders holding 3,796,815 Class A shares and 6,071,104 Class B shares were represented, accounting for 75.79% of total voting power, satisfying quorum requirements. The share consolidation proposal passed with 155,573,232 votes for, 983 against, and 200 abstentions, and authorizes the directors to handle fractional share entitlements through either issuing additional shares from reserves or selling fractional shares and distributing net proceeds.
Roma Green Finance Ltd director Lai Shan Shan has filed an initial Form 3, which is a statement of beneficial ownership for insiders. The data provided shows no reported transactions or derivative positions, establishing a baseline disclosure of Lai Shan Shan's status as a director.
Roma Green Finance Ltd director Wong Kai Hing has filed an initial Form 3, which is a statement of beneficial ownership for company insiders. This filing reports no buy, sell, or other share transactions and shows no derivative positions or holdings in the provided data.
Roma Green Finance Ltd insider Luk Huen Ling Claire, who serves as Chairlady, CEO and Director and is a ten percent owner, filed an initial ownership report.
She reports indirect beneficial ownership of 6,071,104 Class B Ordinary Shares held through Top Elect Group Limited, a solely owned entity. The filing records holdings rather than a new purchase or sale.
Roma Green Finance Ltd executive Lam Hing Fat, the company’s Chief Financial Officer, has filed an initial statement of beneficial ownership as a reporting person. The filing lists no equity transactions, with zero purchases, sales, exercises, gifts, tax withholdings, or restructurings reported.
Roma Green Finance Limited announced that its board has authorized a share repurchase program for up to US$100.0 million of its Class A ordinary shares. The program is effective immediately and runs through December 31, 2028, unless modified, suspended, or terminated earlier.
Repurchases may be made at prevailing market prices through open‑market purchases, block trades, privately negotiated transactions, or other lawful methods, at the Company’s discretion and in line with Rule 10b-18 and any future Rule 10b5-1 plans. The authorization does not require any minimum repurchase amount, and all bought shares will be held as treasury shares or cancelled. The Company currently expects to fund the program from its existing cash balance.
Roma Green Finance Limited has called a 2026 Extraordinary General Meeting to seek shareholder approval for a flexible share consolidation (reverse split) of its ordinary shares. The Board is asking authority to consolidate each Class A, Class B and undesignated share at a ratio between one‑for‑two and one‑for‑250, with the exact ratio and effective date to be set in its discretion no later than October 12, 2026.
The Board unanimously recommends voting in favor and will also be empowered to decide not to implement the consolidation even if approved. As of the March 19, 2026 record date, 53,493,467 Class A Ordinary Shares and 6,071,104 Class B Ordinary Shares were outstanding; Class A carries one vote per share and Class B carries twenty‑five votes per share, voting together as a single class. The company explains that a consolidation could help address potential Nasdaq minimum bid price issues, improve trading price, and broaden institutional and broker interest, while keeping proportional ownership unchanged aside from fractional share adjustments.
Roma Green Finance Limited has filed a Form F-3 shelf registration to offer up to US$1,000,000,000 of Class A ordinary shares and warrants (rights to purchase Class A ordinary shares) from time to time after effectiveness.
The company’s Class A ordinary shares trade on Nasdaq under the symbol ROMA. Roma Green is a Cayman Islands holding company whose ESG and sustainability consulting operations are conducted through subsidiaries in Hong Kong, Singapore and the British Virgin Islands. Proceeds from any future takedowns may be used for general corporate purposes, including growth initiatives, working capital and potential acquisitions.
Roma Green Finance Limited reports a board change, with independent non-executive director Ms. Cheng Yu-Pei resigning effective January 31, 2026. The company states her departure was not due to any disagreement over operations, policies, or procedures.
Effective February 1, 2026, the Board appoints Ms. Lai Shan Shan as an independent non-executive director. Ms. Lai, aged 33, has over six years of experience in business development, client relationship management, and financial services. The Board has determined she meets independence standards under SEC and Nasdaq rules. After these changes, the Board consists of Luk Huen Ling Claire (also CEO), Wong Kai Hing, and Lai Shan Shan.