Welcome to our dedicated page for Roma Green Finance, Ltd. SEC filings (Ticker: ROMA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Roma Green Finance Limited (NASDAQ: ROMA) SEC filings page provides access to the company’s regulatory disclosures as a foreign private issuer. Roma Green Finance Limited is a Cayman Islands holding company that conducts operations through subsidiaries in Hong Kong and Singapore, focusing on ESG, sustainability and climate change-related advisory services, as well as corporate governance and risk management advisory work. Its filings with the U.S. Securities and Exchange Commission (SEC) offer detailed information on its business, financial performance and corporate actions.
Roma Green Finance Limited files reports such as Form 20-F and Form 6-K under the Securities Exchange Act of 1934. The company’s Form 20-F includes audited consolidated financial statements and management’s discussion and analysis of financial condition and results of operations. Form 6-K filings furnish interim reports, unaudited financial results for periods such as the six months ended September 30, and other information including notices of extraordinary general meetings, capital markets transactions and acquisitions.
In its interim reports furnished on Form 6-K, Roma Green Finance Limited discusses revenue derived from ESG, sustainability and climate change-related advisory services, revenue breakdown by recurring and new clients, and revenue by geographic location, primarily Hong Kong and Singapore. These filings also describe cost of revenues, gross profit, sales and marketing expenses, and general and administrative expenses, providing insight into staff-related costs, consulting and professional fees, and other operating expenses.
SEC filings for Roma Green Finance Limited also document capital raising activities, including its initial public offering of ordinary shares on the Nasdaq Capital Market and subsequent follow-on offerings of ordinary shares and warrants. In addition, a Form 6-K filing details the acquisition of Capital Summit Enterprises Limited, a company principally engaged in advisory and consultancy services, and outlines related risk factors and integration challenges.
Through this page, users can review Roma Green Finance Limited’s SEC filings as they are made available from EDGAR. AI-powered tools on the platform can help summarize lengthy documents, highlight key sections in annual reports on Form 20-F and interim reports on Form 6-K, and make it easier to interpret information on revenue composition, operating expenses, capital markets transactions, acquisitions and risk disclosures related to ROMA’s ESG-focused consulting business.
Roma Green Finance Ltd insider Luk Huen Ling Claire, who serves as Chairlady, CEO and Director and is a ten percent owner, filed an initial ownership report.
She reports indirect beneficial ownership of 6,071,104 Class B Ordinary Shares held through Top Elect Group Limited, a solely owned entity. The filing records holdings rather than a new purchase or sale.
Roma Green Finance Ltd executive Lam Hing Fat, the company’s Chief Financial Officer, has filed an initial statement of beneficial ownership as a reporting person. The filing lists no equity transactions, with zero purchases, sales, exercises, gifts, tax withholdings, or restructurings reported.
Roma Green Finance Limited announced that its board has authorized a share repurchase program for up to US$100.0 million of its Class A ordinary shares. The program is effective immediately and runs through December 31, 2028, unless modified, suspended, or terminated earlier.
Repurchases may be made at prevailing market prices through open‑market purchases, block trades, privately negotiated transactions, or other lawful methods, at the Company’s discretion and in line with Rule 10b-18 and any future Rule 10b5-1 plans. The authorization does not require any minimum repurchase amount, and all bought shares will be held as treasury shares or cancelled. The Company currently expects to fund the program from its existing cash balance.
Roma Green Finance Limited has called a 2026 Extraordinary General Meeting to seek shareholder approval for a flexible share consolidation (reverse split) of its ordinary shares. The Board is asking authority to consolidate each Class A, Class B and undesignated share at a ratio between one‑for‑two and one‑for‑250, with the exact ratio and effective date to be set in its discretion no later than October 12, 2026.
The Board unanimously recommends voting in favor and will also be empowered to decide not to implement the consolidation even if approved. As of the March 19, 2026 record date, 53,493,467 Class A Ordinary Shares and 6,071,104 Class B Ordinary Shares were outstanding; Class A carries one vote per share and Class B carries twenty‑five votes per share, voting together as a single class. The company explains that a consolidation could help address potential Nasdaq minimum bid price issues, improve trading price, and broaden institutional and broker interest, while keeping proportional ownership unchanged aside from fractional share adjustments.
Roma Green Finance Limited has filed a Form F-3 shelf registration to offer up to US$1,000,000,000 of Class A ordinary shares and warrants (rights to purchase Class A ordinary shares) from time to time after effectiveness.
The company’s Class A ordinary shares trade on Nasdaq under the symbol ROMA. Roma Green is a Cayman Islands holding company whose ESG and sustainability consulting operations are conducted through subsidiaries in Hong Kong, Singapore and the British Virgin Islands. Proceeds from any future takedowns may be used for general corporate purposes, including growth initiatives, working capital and potential acquisitions.
Roma Green Finance Limited reports a board change, with independent non-executive director Ms. Cheng Yu-Pei resigning effective January 31, 2026. The company states her departure was not due to any disagreement over operations, policies, or procedures.
Effective February 1, 2026, the Board appoints Ms. Lai Shan Shan as an independent non-executive director. Ms. Lai, aged 33, has over six years of experience in business development, client relationship management, and financial services. The Board has determined she meets independence standards under SEC and Nasdaq rules. After these changes, the Board consists of Luk Huen Ling Claire (also CEO), Wong Kai Hing, and Lai Shan Shan.
Roma Green Finance Limited reported unaudited results for the six months ended September 30, 2025. Net revenue rose to HK$3.7 million (US$0.5 million), up about 17.6% from HK$3.2 million a year earlier, driven mainly by higher revenue from recurring clients. Hong Kong contributed HK$2.7 million and Singapore HK$1.0 million.
Cost of revenue increased to HK$3.5 million, leaving gross profit of HK$0.3 million and a modest gross margin of about 7.0%. Sales and marketing expenses were HK$10.2 million and general and administrative expenses HK$8.7 million, leading to a net loss of HK$17.5 million, similar to the prior period’s HK$17.4 million. Basic and diluted net loss per share was HK$(0.40).
Total assets increased to HK$86.5 million with shareholders’ equity of HK$84.7 million, supported by a June 2025 follow-on offering of 11,000,000 ordinary shares and 33,000,000 warrants that generated net proceeds of about US$6.9 million. Cash and cash equivalents were HK$21.0 million, while promissory note receivables expanded to HK$45.7 million. In September 2025, Roma acquired 100% of Capital Summit Enterprises Limited for US$1.7 million, adding goodwill of roughly HK$13.3 million.
Roma Green Finance Limited furnished a Form 6-K related to its 2025 extraordinary general meeting. The filing provides shareholders with meeting materials.
The submission includes two exhibits: a Notice of 2025 Extraordinary General Meeting dated November 7, 2025 (Exhibit 99.1) and a Form of Proxy Card (Exhibit 99.2). The report was signed by Chairlady and CEO Luk Huen Ling Claire.
Roma Green Finance Limited has completed the acquisition of Capital Summit Enterprises Limited, a British Virgin Islands company that provides advisory and consultancy services. Under a share purchase agreement with Capital Summit’s sole shareholder, CHAU Lok Yi, Roma acquired 100% of Capital Summit’s equity, represented by 1 ordinary share, for a cash consideration of US$1,700,000. The transfer of the share and closing of the acquisition occurred on September 1, 2025.
Roma highlights several risks related to this transaction. The company may not achieve the strategic and financial benefits it currently anticipates, or these benefits may be delayed, which could mean shareholders receive limited or no commensurate value from the acquisition. Roma also notes that the market price of its ordinary shares may decline if investors or analysts react negatively to Capital Summit’s prospects or if expected synergies are not realized. In addition, Roma may need to raise further capital through equity or debt, which could dilute existing shareholders or impose restrictive covenants, and integrating Capital Summit’s people, systems, and operations may be challenging and costly.