Welcome to our dedicated page for Regional Mgmt SEC filings (Ticker: RM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to Regional Management Corp. (NYSE: RM) SEC filings, offering a detailed view of how the diversified consumer finance company reports its operations, funding, and governance. Regional Management specializes in secured, fixed-rate, fixed-term installment loans primarily for customers with limited access to traditional bank and credit card credit, and its filings explain how this business model is structured and financed.
Investors can review Form 10-K annual reports and Form 10-Q quarterly reports to see disclosures on net finance receivables, interest and fee income, insurance income, credit loss provisions, delinquency trends, and funding arrangements such as senior revolving credit facilities, warehouse credit agreements, and asset-backed securitizations. These filings also describe risk factors related to credit performance, regulation, liquidity, interest rates, technology, and competition.
Form 8-K current reports for RM document material events, including quarterly and annual earnings releases, completion of securitizations like the Regional Management Issuance Trust transactions, amendments to credit facilities, stock repurchase authorizations, dividend declarations, and executive leadership changes such as the appointment of a new President and Chief Executive Officer. Exhibits to these 8-Ks often include press releases, investor presentations, and key financing agreements.
Through this page, users can also locate proxy statements and executive compensation disclosures, as well as Form 4 insider transaction reports that show purchases, sales, or equity awards involving Regional Management’s officers and directors. Stock Titan enhances these filings with AI-powered summaries that highlight important sections, explain complex financing structures, and clarify how changes in credit facilities or securitizations may affect leverage and liquidity. Real-time updates from EDGAR ensure that new RM filings, from 10-Ks and 10-Qs to 8-Ks and Form 4s, are quickly available with concise AI explanations.
Forager Fund, L.P., a ten percent owner of Regional Management Corp., reported open-market sales of a total of 27,961 shares of common stock over three days. The fund sold 7,173 shares on April 17 at a weighted average price near $38.56, 15,000 shares on April 20 around $39.68, and 5,788 shares on April 21 around $40.18. After these transactions, the filing shows 953,475 shares of common stock held directly. The shares are held by Forager Fund, L.P.; Forager Capital Management, LLC is its general partner, and Messrs. Kissel and MacArthur have shared voting and disposition authority but each reporting person disclaims beneficial ownership beyond any pecuniary interest.
Regional Management Corp. vice president and chief accounting officer Steven B. Barnette completed an open-market sale of 1,600 shares of common stock at $40.00 per share. After this transaction, he directly holds 18,346 shares of Regional Management common stock. The sale was made pursuant to a pre-arranged Rule 10b5-1 trading plan adopted by Barnette on December 1, 2025, indicating it was scheduled in advance rather than timed discretionarily.
Regional Management Corp. executive Brian J. Fisher exercised options and sold a portion of his shares in a planned series of transactions. On April 15, 2026, he exercised employee stock options to acquire 8,918 shares of common stock at $19.99 per share, fully using this option grant.
As part of this net exercise, 5,957 shares were withheld by the company at a market price of $38.22 to cover the exercise price and related tax withholding obligations, which are described as non-market transactions. After the exercise and withholding, his direct common stock holdings were 30,706 shares.
On April 17, 2026, Fisher then sold 2,961 shares of common stock in an open-market transaction at $38.95 per share under a Rule 10b5-1 trading plan adopted on December 10, 2025. Following these transactions, he directly holds 27,745 shares of Regional Management Corp. common stock and no remaining derivative position from this option grant.
RM filing notifies of an intended disposition of 2,961 shares of Common Stock tied to an exercise of stock options effective 04/17/2026. The filing also lists 10b5-1 sales executed on 04/15/2026 (5,457 shares, $207,874.05) and 04/14/2026 (3,000 shares, $114,213.90) as transactions in the preceding three months.
Forager Fund, L.P. and related reporting persons, as ten percent owners of Regional Management Corp., reported open-market sales of common stock over three consecutive days. They sold 7,398 shares at a weighted average price of about $38.02 on April 14, 2026, 17,602 shares at about $38.06 on April 15, 2026, and 12,827 shares at about $38.48 on April 16, 2026. After these transactions, the Fund directly held 981,436 shares, indicating it continues to maintain a large position in Regional Management despite the net sale of 37,827 shares.
Regional Management Corp. executive vice president and chief financial and administrative officer Harpreet Rana reported open‑market sales of company common stock under a pre‑planned Rule 10b5‑1 trading plan. On April 15, 2026, Rana sold 14,978 shares at a weighted average price of $38.09, in multiple trades between $38.00 and $38.38. On April 14, 2026, Rana sold 3,009 shares at a weighted average price of $38.06, with individual prices between $38.00 and $38.44. After these transactions, Rana directly owns 31,524 shares of Regional Management Corp. common stock.
Regional Management Corp. executive Brian J. Fisher reported planned stock sales under a Rule 10b5-1 trading plan. On April 14, he sold 3,000 shares of Common Stock in open-market transactions at a weighted average price of $38.07 per share, with individual trades ranging from $38.00 to $38.44. On April 15, he sold an additional 5,457 shares at a weighted average price of $38.09 per share, with trades between $38.00 and $38.38. Following these transactions, Fisher directly owns 27,745 shares of Regional Management Corp. common stock.
Regional Management Corp. director Campos Roel C filed an amended insider report to correct a previously reported share acquisition. The amendment explains that an earlier acquisition, triggered by inadvertent automatic enrollment in a dividend reinvestment program, was fully rescinded by the broker the next day. Following this correction, Campos is shown as directly holding 114,201 shares of Common Stock, with no net change in his ownership from the reversed transaction.