Welcome to our dedicated page for BRC Group Holdings SEC filings (Ticker: RILYP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The RILYP SEC filings page on Stock Titan aggregates regulatory documents that reference BRC Group Holdings, Inc. Depositary Shares, each representing a 1/1000th fractional interest in a share of Series A Cumulative Perpetual Preferred, issued by B. Riley Financial, Inc. In B. Riley Financial’s Form 8-K filings, these securities are identified as “Depositary Shares (each representing a 1/1000th interest in a 6.875% Series A Cumulative Perpetual Preferred Share, par value $0.0001 per share)” and are listed on the Nasdaq Global Market under the symbol RILYP.
Within the issuer’s SEC reports, RILYP appears in the tables of securities registered pursuant to Section 12(b) of the Securities Exchange Act of 1934, alongside the company’s common stock, other preferred depositary shares, and several series of senior notes. These filings help investors understand where the 6.875% Series A Cumulative Perpetual Preferred Stock sits in B. Riley Financial’s capital structure and confirm its exchange listing and registration status.
Filings such as Forms 8-K and Form 12b-25 also provide insight into the issuer’s financial reporting timeline, material transactions, and capital markets activity, all of which can be relevant when analyzing preferred securities like RILYP. For example, late-filing notifications and notices from the Nasdaq Stock Market are disclosed in 8-Ks that still list RILYP among the company’s registered securities, offering context on the regulatory environment surrounding the issuer.
On Stock Titan, these SEC filings are paired with AI-powered summaries that highlight the portions most relevant to RILYP holders, such as the description of the depositary shares, their listing details, and any references to preferred stock or related capital structure items. Real-time updates from EDGAR help ensure that new 8-Ks, 10-Ks, 10-Qs, and other reports mentioning RILYP are quickly accessible, while AI-generated explanations aim to make complex regulatory language more approachable for investors reviewing this preferred stock.
BRC Group Holdings, Inc. reported a Schedule 13G showing that Daniel Asher and DBA Trading, LLC together hold 2,297,246 ordinary shares, representing 6.54% of the class as reported on 04/15/2026. The filing states shared voting and dispositive power of 2,297,246 shares for each reporting person and includes a joint filing agreement and trade activity exhibit.
BRC Group Holdings, Inc. reported a Schedule 13G showing that Daniel Asher and DBA Trading, LLC together hold 2,297,246 ordinary shares, representing 6.54% of the class as reported on 04/15/2026. The filing states shared voting and dispositive power of 2,297,246 shares for each reporting person and includes a joint filing agreement and trade activity exhibit.
BRC Group Holdings, Inc. director and Co-CEO Bryant R. Riley reported a tax-withholding disposition of common stock tied to RSU vesting. On April 13, 2026, 17,059 shares of common stock were withheld by the company and remitted to cover taxes at $7.23 per share in connection with restricted stock units granted on February 24, 2023 and March 4, 2024.
Following this tax payment, Riley directly or jointly held 6,769,728 common shares. The filing also notes indirect holdings through multiple Uniform Transfer to Minors Act custodial accounts for his children and through the B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley, for which he disclaims beneficial ownership except to the extent of his pecuniary interest.
BRC Group Holdings, Inc. director and Co-CEO Bryant R. Riley reported a tax-withholding disposition of common stock tied to RSU vesting. On April 13, 2026, 17,059 shares of common stock were withheld by the company and remitted to cover taxes at $7.23 per share in connection with restricted stock units granted on February 24, 2023 and March 4, 2024.
Following this tax payment, Riley directly or jointly held 6,769,728 common shares. The filing also notes indirect holdings through multiple Uniform Transfer to Minors Act custodial accounts for his children and through the B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley, for which he disclaims beneficial ownership except to the extent of his pecuniary interest.
BRC Group Holdings, Inc. Senior Vice President and Chief Accounting Officer Howard Weitzman had 4,861 shares of common stock withheld on April 13, 2026 to cover taxes due on the vesting of previously granted Restricted Stock Units. This was a tax-withholding transaction, not an open-market sale.
After this withholding, Weitzman directly owns 53,710 shares of BRC Group Holdings common stock and indirectly holds 7,500 shares through a self-directed 401(k) plan, showing he retains a meaningful equity stake in the company.
BRC Group Holdings, Inc. Senior Vice President and Chief Accounting Officer Howard Weitzman had 4,861 shares of common stock withheld on April 13, 2026 to cover taxes due on the vesting of previously granted Restricted Stock Units. This was a tax-withholding transaction, not an open-market sale.
After this withholding, Weitzman directly owns 53,710 shares of BRC Group Holdings common stock and indirectly holds 7,500 shares through a self-directed 401(k) plan, showing he retains a meaningful equity stake in the company.
BRC Group Holdings Co-CEO Thomas J. Kelleher reported a tax-related share disposition in company stock. On April 13, 2026, 22,440 shares of common stock were withheld by the company at $7.23 per share to cover taxes due on vesting of Restricted Stock Units granted in February 2023 and March 2024. This was not an open-market sale. After this withholding, Kelleher held 70,541 shares directly, plus additional indirect holdings including 902,288 shares in a family trust, 34,118 shares in a self-directed IRA, and further shares held with dispositive power for his wife and daughters.
BRC Group Holdings Co-CEO Thomas J. Kelleher reported a tax-related share disposition in company stock. On April 13, 2026, 22,440 shares of common stock were withheld by the company at $7.23 per share to cover taxes due on vesting of Restricted Stock Units granted in February 2023 and March 2024. This was not an open-market sale. After this withholding, Kelleher held 70,541 shares directly, plus additional indirect holdings including 902,288 shares in a family trust, 34,118 shares in a self-directed IRA, and further shares held with dispositive power for his wife and daughters.
BRC Group Holdings EVP and General Counsel Alan N. Forman had 3,741 shares of common stock withheld on April 13, 2026 to pay taxes tied to vesting Restricted Stock Units. This was a tax-withholding disposition, not an open-market sale. After this event, he directly holds 137,827 shares of BRC Group Holdings common stock.
BRC Group Holdings EVP and General Counsel Alan N. Forman had 3,741 shares of common stock withheld on April 13, 2026 to pay taxes tied to vesting Restricted Stock Units. This was a tax-withholding disposition, not an open-market sale. After this event, he directly holds 137,827 shares of BRC Group Holdings common stock.
BRC Group Holdings, Inc. announced that director Robert D’Agostino has decided not to stand for re-election at the company’s 2026 annual meeting of stockholders. He informed the company of his decision on April 2, 2026 and will continue serving on the Board and his current committees until his term ends on the date of the annual meeting.
The company states that Mr. D’Agostino’s decision was not due to any disagreement with the company or its management regarding operations, policies, or practices, indicating a planned and non-contentious transition in board composition.
BRC Group Holdings, Inc. announced that director Robert D’Agostino has decided not to stand for re-election at the company’s 2026 annual meeting of stockholders. He informed the company of his decision on April 2, 2026 and will continue serving on the Board and his current committees until his term ends on the date of the annual meeting.
The company states that Mr. D’Agostino’s decision was not due to any disagreement with the company or its management regarding operations, policies, or practices, indicating a planned and non-contentious transition in board composition.
BRC Group Holdings, Inc. is asking stockholders to vote at its May 19, 2026 virtual annual meeting on three key items: electing seven directors, ratifying BDO USA, P.C. as auditor for 2026, and approving executive pay on an advisory basis.
The proxy describes a majority-independent board, committee structures, and extensive governance policies. It details the 2025 executive compensation program, which emphasizes discretionary, performance-based bonuses and equity incentives. The filing also explains the 2025 transition from Marcum LLP to BDO, including previously reported multiple material weaknesses in internal control over financial reporting and BDO’s independence assessment, and discloses several related-party and Section 3(a)(9) note-for-stock exchange transactions.
BRC Group Holdings, Inc. is asking stockholders to vote at its May 19, 2026 virtual annual meeting on three key items: electing seven directors, ratifying BDO USA, P.C. as auditor for 2026, and approving executive pay on an advisory basis.
The proxy describes a majority-independent board, committee structures, and extensive governance policies. It details the 2025 executive compensation program, which emphasizes discretionary, performance-based bonuses and equity incentives. The filing also explains the 2025 transition from Marcum LLP to BDO, including previously reported multiple material weaknesses in internal control over financial reporting and BDO’s independence assessment, and discloses several related-party and Section 3(a)(9) note-for-stock exchange transactions.
Brandt Tamara Sue reported acquisition or exercise transactions in this Form 4 filing.
BRC Group Holdings, Inc. director Tamara Sue Brandt received equity compensation awards in the form of common stock and restricted stock units. On April 3, 2026, she was granted 3,660 shares of common stock for Board equity compensation, 14,695 restricted stock units that vest in full on May 19, 2026, and 33,064 restricted stock units that vest in full on April 3, 2027. Following these awards, she directly holds 57,614 shares of common stock, including the shares underlying these equity awards.
Brandt Tamara Sue reported acquisition or exercise transactions in this Form 4 filing.
BRC Group Holdings, Inc. director Tamara Sue Brandt received equity compensation awards in the form of common stock and restricted stock units. On April 3, 2026, she was granted 3,660 shares of common stock for Board equity compensation, 14,695 restricted stock units that vest in full on May 19, 2026, and 33,064 restricted stock units that vest in full on April 3, 2027. Following these awards, she directly holds 57,614 shares of common stock, including the shares underlying these equity awards.
Labran Renee E reported acquisition or exercise transactions in this Form 4 filing.
BRC Group Holdings, Inc. director Renee E. Labran reported equity compensation grants in the form of common stock and restricted stock units. On April 3, 2026, Labran was granted 3,660 shares of common stock issued as Board equity compensation.
On the same date, Labran also received two restricted stock unit awards that settle in BRC Group common stock, covering 14,695 shares that vest in full on May 19, 2026, and 33,064 shares that vest in full on April 3, 2027. Following these awards, Labran directly holds 58,152 shares of common stock.
Labran Renee E reported acquisition or exercise transactions in this Form 4 filing.
BRC Group Holdings, Inc. director Renee E. Labran reported equity compensation grants in the form of common stock and restricted stock units. On April 3, 2026, Labran was granted 3,660 shares of common stock issued as Board equity compensation.
On the same date, Labran also received two restricted stock unit awards that settle in BRC Group common stock, covering 14,695 shares that vest in full on May 19, 2026, and 33,064 shares that vest in full on April 3, 2027. Following these awards, Labran directly holds 58,152 shares of common stock.
ANTIN ROBERT L reported acquisition or exercise transactions in this Form 4 filing.
BRC Group Holdings, Inc. director Robert L. Antin reported equity-based awards of common stock on April 3, 2026. He received 3,660 shares as Board equity compensation and two restricted stock unit grants of 14,695 and 33,064 units that settle in common stock.
The 14,695-unit RSU grant vests in full on May 19, 2026, the date of the company’s 2026 annual shareholder meeting, and the 33,064-unit RSU grant vests in full on April 3, 2027. Following these awards, he directly holds 131,914 common shares and has an additional 200,000 shares held indirectly through the Robert and Patti Antin Living Trust, for which he disclaims beneficial ownership except for his pecuniary interest.
ANTIN ROBERT L reported acquisition or exercise transactions in this Form 4 filing.
BRC Group Holdings, Inc. director Robert L. Antin reported equity-based awards of common stock on April 3, 2026. He received 3,660 shares as Board equity compensation and two restricted stock unit grants of 14,695 and 33,064 units that settle in common stock.
The 14,695-unit RSU grant vests in full on May 19, 2026, the date of the company’s 2026 annual shareholder meeting, and the 33,064-unit RSU grant vests in full on April 3, 2027. Following these awards, he directly holds 131,914 common shares and has an additional 200,000 shares held indirectly through the Robert and Patti Antin Living Trust, for which he disclaims beneficial ownership except for his pecuniary interest.