Welcome to our dedicated page for BRC Group Holdings SEC filings (Ticker: RILYG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for BRC Group Holdings, Inc. 5.00% Senior Notes due 2026 (NASDAQ: RILYG) focuses on regulatory documents and disclosures that reference these senior notes in connection with B. Riley Financial, Inc. Although specific filings are not listed here, company announcements provide context for how RILYG appears in the issuer’s capital structure discussions.
In a disclosed private exchange agreement, B. Riley Financial stated that an institutional investor held outstanding senior notes that included 5.0% Senior Notes due 2026 under the symbol RILYG. The investor agreed to exchange those notes, along with other senior notes, for newly issued 8.00% Senior Secured Second Lien Notes due 2028 and warrants. The company explained that this transaction was expected to reduce total outstanding debt and represented an important incremental step in addressing its capital structure.
On a filings page dedicated to RILYG, users would typically look for documents that detail the terms of the 5.00% Senior Notes due 2026, as well as any filings that describe exchanges, redemptions, or modifications involving these notes. For a diversified financial services company such as B. Riley Financial, relevant filings can include descriptions of senior notes, secured notes, and warrant issuances tied to debt transactions.
Stock Titan’s platform enhances access to such information by pairing regulatory filings with AI-powered summaries. These summaries are designed to explain the key points of complex documents, highlight how transactions involving instruments like RILYG affect the issuer’s capital structure, and make it easier to identify important details without reading every page of the original filing.
BRC Group Holdings, Inc. reported a Schedule 13G showing that Daniel Asher and DBA Trading, LLC together hold 2,297,246 ordinary shares, representing 6.54% of the class as reported on 04/15/2026. The filing states shared voting and dispositive power of 2,297,246 shares for each reporting person and includes a joint filing agreement and trade activity exhibit.
BRC Group Holdings, Inc. reported a Schedule 13G showing that Daniel Asher and DBA Trading, LLC together hold 2,297,246 ordinary shares, representing 6.54% of the class as reported on 04/15/2026. The filing states shared voting and dispositive power of 2,297,246 shares for each reporting person and includes a joint filing agreement and trade activity exhibit.
BRC Group Holdings, Inc. director and Co-CEO Bryant R. Riley reported a tax-withholding disposition of common stock tied to RSU vesting. On April 13, 2026, 17,059 shares of common stock were withheld by the company and remitted to cover taxes at $7.23 per share in connection with restricted stock units granted on February 24, 2023 and March 4, 2024.
Following this tax payment, Riley directly or jointly held 6,769,728 common shares. The filing also notes indirect holdings through multiple Uniform Transfer to Minors Act custodial accounts for his children and through the B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley, for which he disclaims beneficial ownership except to the extent of his pecuniary interest.
BRC Group Holdings, Inc. director and Co-CEO Bryant R. Riley reported a tax-withholding disposition of common stock tied to RSU vesting. On April 13, 2026, 17,059 shares of common stock were withheld by the company and remitted to cover taxes at $7.23 per share in connection with restricted stock units granted on February 24, 2023 and March 4, 2024.
Following this tax payment, Riley directly or jointly held 6,769,728 common shares. The filing also notes indirect holdings through multiple Uniform Transfer to Minors Act custodial accounts for his children and through the B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley, for which he disclaims beneficial ownership except to the extent of his pecuniary interest.
BRC Group Holdings, Inc. Senior Vice President and Chief Accounting Officer Howard Weitzman had 4,861 shares of common stock withheld on April 13, 2026 to cover taxes due on the vesting of previously granted Restricted Stock Units. This was a tax-withholding transaction, not an open-market sale.
After this withholding, Weitzman directly owns 53,710 shares of BRC Group Holdings common stock and indirectly holds 7,500 shares through a self-directed 401(k) plan, showing he retains a meaningful equity stake in the company.
BRC Group Holdings, Inc. Senior Vice President and Chief Accounting Officer Howard Weitzman had 4,861 shares of common stock withheld on April 13, 2026 to cover taxes due on the vesting of previously granted Restricted Stock Units. This was a tax-withholding transaction, not an open-market sale.
After this withholding, Weitzman directly owns 53,710 shares of BRC Group Holdings common stock and indirectly holds 7,500 shares through a self-directed 401(k) plan, showing he retains a meaningful equity stake in the company.
BRC Group Holdings Co-CEO Thomas J. Kelleher reported a tax-related share disposition in company stock. On April 13, 2026, 22,440 shares of common stock were withheld by the company at $7.23 per share to cover taxes due on vesting of Restricted Stock Units granted in February 2023 and March 2024. This was not an open-market sale. After this withholding, Kelleher held 70,541 shares directly, plus additional indirect holdings including 902,288 shares in a family trust, 34,118 shares in a self-directed IRA, and further shares held with dispositive power for his wife and daughters.
BRC Group Holdings Co-CEO Thomas J. Kelleher reported a tax-related share disposition in company stock. On April 13, 2026, 22,440 shares of common stock were withheld by the company at $7.23 per share to cover taxes due on vesting of Restricted Stock Units granted in February 2023 and March 2024. This was not an open-market sale. After this withholding, Kelleher held 70,541 shares directly, plus additional indirect holdings including 902,288 shares in a family trust, 34,118 shares in a self-directed IRA, and further shares held with dispositive power for his wife and daughters.
BRC Group Holdings EVP and General Counsel Alan N. Forman had 3,741 shares of common stock withheld on April 13, 2026 to pay taxes tied to vesting Restricted Stock Units. This was a tax-withholding disposition, not an open-market sale. After this event, he directly holds 137,827 shares of BRC Group Holdings common stock.
BRC Group Holdings EVP and General Counsel Alan N. Forman had 3,741 shares of common stock withheld on April 13, 2026 to pay taxes tied to vesting Restricted Stock Units. This was a tax-withholding disposition, not an open-market sale. After this event, he directly holds 137,827 shares of BRC Group Holdings common stock.
BRC Group Holdings, Inc. announced that director Robert D’Agostino has decided not to stand for re-election at the company’s 2026 annual meeting of stockholders. He informed the company of his decision on April 2, 2026 and will continue serving on the Board and his current committees until his term ends on the date of the annual meeting.
The company states that Mr. D’Agostino’s decision was not due to any disagreement with the company or its management regarding operations, policies, or practices, indicating a planned and non-contentious transition in board composition.
BRC Group Holdings, Inc. announced that director Robert D’Agostino has decided not to stand for re-election at the company’s 2026 annual meeting of stockholders. He informed the company of his decision on April 2, 2026 and will continue serving on the Board and his current committees until his term ends on the date of the annual meeting.
The company states that Mr. D’Agostino’s decision was not due to any disagreement with the company or its management regarding operations, policies, or practices, indicating a planned and non-contentious transition in board composition.
BRC Group Holdings, Inc. is asking stockholders to vote at its May 19, 2026 virtual annual meeting on three key items: electing seven directors, ratifying BDO USA, P.C. as auditor for 2026, and approving executive pay on an advisory basis.
The proxy describes a majority-independent board, committee structures, and extensive governance policies. It details the 2025 executive compensation program, which emphasizes discretionary, performance-based bonuses and equity incentives. The filing also explains the 2025 transition from Marcum LLP to BDO, including previously reported multiple material weaknesses in internal control over financial reporting and BDO’s independence assessment, and discloses several related-party and Section 3(a)(9) note-for-stock exchange transactions.
BRC Group Holdings, Inc. is asking stockholders to vote at its May 19, 2026 virtual annual meeting on three key items: electing seven directors, ratifying BDO USA, P.C. as auditor for 2026, and approving executive pay on an advisory basis.
The proxy describes a majority-independent board, committee structures, and extensive governance policies. It details the 2025 executive compensation program, which emphasizes discretionary, performance-based bonuses and equity incentives. The filing also explains the 2025 transition from Marcum LLP to BDO, including previously reported multiple material weaknesses in internal control over financial reporting and BDO’s independence assessment, and discloses several related-party and Section 3(a)(9) note-for-stock exchange transactions.
Brandt Tamara Sue reported acquisition or exercise transactions in this Form 4 filing.
BRC Group Holdings, Inc. director Tamara Sue Brandt received equity compensation awards in the form of common stock and restricted stock units. On April 3, 2026, she was granted 3,660 shares of common stock for Board equity compensation, 14,695 restricted stock units that vest in full on May 19, 2026, and 33,064 restricted stock units that vest in full on April 3, 2027. Following these awards, she directly holds 57,614 shares of common stock, including the shares underlying these equity awards.
Brandt Tamara Sue reported acquisition or exercise transactions in this Form 4 filing.
BRC Group Holdings, Inc. director Tamara Sue Brandt received equity compensation awards in the form of common stock and restricted stock units. On April 3, 2026, she was granted 3,660 shares of common stock for Board equity compensation, 14,695 restricted stock units that vest in full on May 19, 2026, and 33,064 restricted stock units that vest in full on April 3, 2027. Following these awards, she directly holds 57,614 shares of common stock, including the shares underlying these equity awards.
Labran Renee E reported acquisition or exercise transactions in this Form 4 filing.
BRC Group Holdings, Inc. director Renee E. Labran reported equity compensation grants in the form of common stock and restricted stock units. On April 3, 2026, Labran was granted 3,660 shares of common stock issued as Board equity compensation.
On the same date, Labran also received two restricted stock unit awards that settle in BRC Group common stock, covering 14,695 shares that vest in full on May 19, 2026, and 33,064 shares that vest in full on April 3, 2027. Following these awards, Labran directly holds 58,152 shares of common stock.
Labran Renee E reported acquisition or exercise transactions in this Form 4 filing.
BRC Group Holdings, Inc. director Renee E. Labran reported equity compensation grants in the form of common stock and restricted stock units. On April 3, 2026, Labran was granted 3,660 shares of common stock issued as Board equity compensation.
On the same date, Labran also received two restricted stock unit awards that settle in BRC Group common stock, covering 14,695 shares that vest in full on May 19, 2026, and 33,064 shares that vest in full on April 3, 2027. Following these awards, Labran directly holds 58,152 shares of common stock.
ANTIN ROBERT L reported acquisition or exercise transactions in this Form 4 filing.
BRC Group Holdings, Inc. director Robert L. Antin reported equity-based awards of common stock on April 3, 2026. He received 3,660 shares as Board equity compensation and two restricted stock unit grants of 14,695 and 33,064 units that settle in common stock.
The 14,695-unit RSU grant vests in full on May 19, 2026, the date of the company’s 2026 annual shareholder meeting, and the 33,064-unit RSU grant vests in full on April 3, 2027. Following these awards, he directly holds 131,914 common shares and has an additional 200,000 shares held indirectly through the Robert and Patti Antin Living Trust, for which he disclaims beneficial ownership except for his pecuniary interest.
ANTIN ROBERT L reported acquisition or exercise transactions in this Form 4 filing.
BRC Group Holdings, Inc. director Robert L. Antin reported equity-based awards of common stock on April 3, 2026. He received 3,660 shares as Board equity compensation and two restricted stock unit grants of 14,695 and 33,064 units that settle in common stock.
The 14,695-unit RSU grant vests in full on May 19, 2026, the date of the company’s 2026 annual shareholder meeting, and the 33,064-unit RSU grant vests in full on April 3, 2027. Following these awards, he directly holds 131,914 common shares and has an additional 200,000 shares held indirectly through the Robert and Patti Antin Living Trust, for which he disclaims beneficial ownership except for his pecuniary interest.