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BRC Group Holdings, Inc. SEC Filings

RILY NASDAQ

Welcome to our dedicated page for BRC Group Holdings SEC filings (Ticker: RILY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

The BRC Group Holdings, Inc. (RILY) SEC filings page on Stock Titan brings together the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. BRC, formerly B. Riley Financial, Inc., is a diversified holding company with financial services, telecom, retail, and investment activities, and its filings provide detailed insight into these operations, its capital structure, and governance.

Investors can use this page to access annual reports on Form 10-K and quarterly reports on Form 10-Q, which the company has described in press releases and Form 8-Ks as key documents for understanding its segment results in Capital Markets, Wealth Management, Communications, and Consumer Products, as well as non-GAAP measures such as Adjusted EBITDA, Operating Adjusted EBITDA, Investment Adjusted EBITDA, Operating Revenues, Investment Gains (Losses), Total Investments, and Net Debt. These filings also address matters such as debt levels, bond exchanges, senior secured credit agreements, and other balance sheet items.

The page also surfaces current reports on Form 8-K, where BRC reports material events. Recent 8-Ks have covered topics such as Nasdaq notifications regarding delayed filings, the Nasdaq Hearings Panel’s decision to grant an exception for continued listing subject to specific filing deadlines, amendments to a credit agreement with Oaktree-managed funds, executive employment and compensation arrangements, and the company’s decision to change its name to BRC Group Holdings, Inc. while retaining the RILY ticker.

In addition, users can review the company’s definitive proxy statement on Schedule 14A, which discusses matters submitted to shareholders at the annual meeting, including the election of directors, ratification of the independent registered public accounting firm, and advisory votes on executive compensation. The proxy statement also provides information on corporate governance, board structure, and compensation policies.

Stock Titan enhances these filings with AI-powered summaries that explain the key points of lengthy documents, helping readers quickly identify items such as changes in listing status, capital structure updates, non-GAAP metric definitions, and governance decisions. Real-time updates from EDGAR, along with access to Forms 10-K, 10-Q, 8-K, and proxy materials, give RILY investors a structured view of BRC Group Holdings, Inc.’s regulatory history and ongoing disclosure practices.

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Brandt Tamara Sue reported acquisition or exercise transactions in this Form 4 filing.

BRC Group Holdings, Inc. director Tamara Sue Brandt received equity compensation awards in the form of common stock and restricted stock units. On April 3, 2026, she was granted 3,660 shares of common stock for Board equity compensation, 14,695 restricted stock units that vest in full on May 19, 2026, and 33,064 restricted stock units that vest in full on April 3, 2027. Following these awards, she directly holds 57,614 shares of common stock, including the shares underlying these equity awards.

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Labran Renee E reported acquisition or exercise transactions in this Form 4 filing.

BRC Group Holdings, Inc. director Renee E. Labran reported equity compensation grants in the form of common stock and restricted stock units. On April 3, 2026, Labran was granted 3,660 shares of common stock issued as Board equity compensation.

On the same date, Labran also received two restricted stock unit awards that settle in BRC Group common stock, covering 14,695 shares that vest in full on May 19, 2026, and 33,064 shares that vest in full on April 3, 2027. Following these awards, Labran directly holds 58,152 shares of common stock.

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ANTIN ROBERT L reported acquisition or exercise transactions in this Form 4 filing.

BRC Group Holdings, Inc. director Robert L. Antin reported equity-based awards of common stock on April 3, 2026. He received 3,660 shares as Board equity compensation and two restricted stock unit grants of 14,695 and 33,064 units that settle in common stock.

The 14,695-unit RSU grant vests in full on May 19, 2026, the date of the company’s 2026 annual shareholder meeting, and the 33,064-unit RSU grant vests in full on April 3, 2027. Following these awards, he directly holds 131,914 common shares and has an additional 200,000 shares held indirectly through the Robert and Patti Antin Living Trust, for which he disclaims beneficial ownership except for his pecuniary interest.

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D Agostino Robert P reported acquisition or exercise transactions in this Form 4 filing.

BRC Group Holdings, Inc. director Robert P. D Agostino reported equity awards that increased his direct ownership to 211,989 common shares. On April 3, 2026 he received three separate stock-based grants totaling 51,419 shares as Board equity compensation and restricted stock units.

Footnotes state that part of these awards are restricted stock units that settle in common stock and vest in full on May 19, 2026, the date of the Company’s 2026 Annual Shareholder Meeting, and on April 3, 2027. These are compensation-related grants rather than open-market purchases.

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PAULSON RANDALL E reported acquisition or exercise transactions in this Form 4 filing.

BRC Group Holdings director Randall E. Paulson reported equity-based awards of common stock and restricted stock units on April 3, 2026. The awards cover a total of 51,419 shares of common stock, issued at no cash cost as part of Board equity compensation and time-vested RSUs.

Following these grants, Paulson directly holds 370,398 shares of BRC Group Holdings common stock. Footnotes state that a portion represents Board equity compensation, while additional restricted stock units settle in common stock and vest in full on May 19, 2026 and April 3, 2027.

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Walters Marian reported acquisition or exercise transactions in this Form 4 filing.

BRC Group Holdings director Marian Walters reported equity awards in company stock. On April 3, 2026, she received 3,660 shares of Common Stock issued as Board equity compensation. She was also granted a restricted stock unit for 14,695 shares that vests in full on May 19, 2026, the date of the Company’s 2026 Annual Shareholder Meeting.

A second restricted stock unit for 33,064 shares was granted, vesting in full on April 3, 2027. Following these awards, Walters directly holds 55,980 shares of Common Stock. An additional 5,701 shares are held of record by the D AND M WALTERS FAMILY TRUST, reflecting indirect ownership.

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BRC Group Holdings, Inc. filed an Amendment No. 1 to its Annual Report for the year ended December 31, 2025, mainly to add missing conformed signatures from its independent registered public accounting firm and update related officer certifications. The underlying report shows BRC, formerly B. Riley Financial, as a diversified holding company spanning capital markets, wealth management, telecom, internet access and consumer products.

The company is prioritizing deleveraging, reducing total indebtedness from $1.8 billion at December 31, 2024 to $1.4 billion at December 31, 2025 through multiple asset sales and monetization transactions. These include a brands securitization and related sales, the partial sale of Great American Group businesses, divestitures in recycling, wealth management and advisory units, and various security sales and exchanges. BRC also highlights significant legal, regulatory and reputational risks tied to its former Freedom VCM investment, the Franchise Group and Conn’s bankruptcies, SEC subpoenas, and large non‑cash impairments, alongside identified material weaknesses in internal control over financial reporting.

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BRC Group Holdings, Inc. filed its annual report describing a diversified platform spanning capital markets, wealth management, telecom, internet access and consumer products. The company emphasizes deleveraging, cutting total outstanding indebtedness from $1.8 billion at December 31, 2024 to $1.4 billion at December 31, 2025, funded largely by multiple asset sales and monetizations.

Major transactions included a brands securitization and related sale generating an upfront payment of about $189.3 million plus $46.6 million in net cash proceeds, a Great American Group deal that distributed roughly $167.1 million to the company from a $203.0 million purchase price, a recycling business sale with $68.6 million cash proceeds from a $102.5 million price, a partial wealth management sale for $26.0 million, and advisory businesses sold for about $117.8 million.

The report outlines significant risks, including heavy debt with upcoming senior note maturities of approximately $355.6 million in 2026, substantial non‑cash impairments tied to investments in Freedom VCM and a related loan, SEC subpoenas seeking information on certain relationships and transactions, and identified material weaknesses in internal control over financial reporting. The wealth management segment reported assets under management of about $13.0 billion as of December 31, 2025, supported by 1,380 employees and more than 172 affiliated professionals.

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BRC Group Holdings, Inc. reported a sharp turnaround in 2025 results. Net income available to common shareholders rose to $84.8 million in Q4 2025 and $299.4 million for full year 2025, compared with $0.9 million and a $(772.3) million loss in 2024. Total revenues reached $278.4 million in Q4 and $967.6 million for the year, both higher than 2024, helped mainly by investment gains.

Adjusted EBITDA improved to $104.2 million in Q4 and $231.1 million for 2025, versus large negative amounts in 2024, while Operating Adjusted EBITDA grew to $112.1 million for the year. Debt reduction was significant: total debt fell to $1.43 billion and Net Debt to $627.0 million at December 31, 2025, down from $1.77 billion and $1.06 billion a year earlier.

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BRC Group Holdings, Inc. notified Nasdaq Stock Market LLC that the 5.50% Senior Notes Due 2026 have been removed from listing and/or registration under Section 12(b) via Form 25. Nasdaq certified compliance with 17 CFR 240.12d2-2 and the issuer complied with exchange rules for voluntary withdrawal.

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FAQ

How many BRC Group Holdings (RILY) SEC filings are available on StockTitan?

StockTitan tracks 43 SEC filings for BRC Group Holdings (RILY), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for BRC Group Holdings (RILY)?

The most recent SEC filing for BRC Group Holdings (RILY) was filed on April 7, 2026.