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Richardson Electrs Ltd SEC Filings

RELL NASDAQ

Welcome to our dedicated page for Richardson Electrs SEC filings (Ticker: RELL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Richardson Electronics, Ltd. filings document operating results, dividend actions, proxy governance, and compensation matters for the engineered-solutions company. Recent Form 8-K reports record quarterly and year-end earnings releases, including disclosures tied to Power and Microwave Technologies performance, backlog commentary, margins, operating expenses, and cash dividend declarations.

The company’s proxy materials provide formal annual-meeting disclosures covering board and governance matters, executive compensation, equity awards, and pay-versus-performance information. Together, the filings describe Richardson Electronics’ public-company reporting cycle, capital-return actions, leadership oversight framework, and recurring financial disclosure topics across its engineered solutions, display technology, healthcare, and power-management activities.

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Kathleen McNally, EVP Global Supply Chain of Richardson Electronics, reported exercising stock options and selling shares of common stock. She exercised options for 4,800 shares at $7.66 per share and 1,836 shares at $4.26 per share, converting them into common stock.

On the same date, she completed an open-market sale of 6,636 common shares at a weighted average price of $16.8526 per share, with individual sale prices ranging from $16.81 to $16.89. After these transactions, she directly holds 45,719 common shares.

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Fidelity Brokerage Services LLC submitted a Form 144 notice regarding proposed sales of Common Stock. The filing lists numeric entries including 6,636 under securities information and dates tied to option grants (07/21/2020, 07/19/2021). The notice documents securities classified as Stock Options and references compensation-related issuances.

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RICHARDSON ELEC LTD reports that First Wilshire Securities Management, Inc. beneficially owned 671,998 shares of common stock, representing 5.4% of the class as of 03/31/2026. The filing shows sole voting power of 646,682 shares and sole dispositive power of 671,998. The Schedule 13G was signed by Howard Lu, CEO, on 04/29/2026.

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Richardson Electronics director Kenneth Halverson reported a combination of option exercises and share sales in company stock. On May 5, 2026, he exercised options to acquire a total of 10,000 shares of Common Stock, with 5,000 shares at an exercise price of $7.66 and 5,000 shares at $9.10 per share. The related derivative entries show these employee stock options, each for 5,000 underlying shares, being fully exercised.

On the same date, Halverson completed an open-market sale of 10,000 shares of Common Stock at a weighted average price of $14.6942 per share, with individual trades ranging from $14.62 to $14.89. After these transactions, he directly owned 14,345 shares of Richardson Electronics Common Stock.

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Richardson Electronics (RELL) notice reports a proposed Rule 144 sale of 10,000 shares of Common Stock through Fidelity Brokerage Services LLC.

The filing lists two stock option exercises of 5,000 shares each (dated 08/20/2018 and 07/19/2021) with an effective date of 05/05/2026. It also discloses a prior sale of 10,000 shares by Kenneth A. Halverson on 02/12/2026 for $130,817.19.

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Richardson Electronics, Ltd. reported improved results for the third quarter and first nine months of fiscal 2026, returning to profitability after prior-year losses. Quarterly net sales rose to $55.5 million, with net income of $0.9 million, driven mainly by growth in the Power and Microwave Technologies segment and slightly higher gross margin of 31.9%. For the first nine months, net sales reached $162.4 million and net income was $2.7 million, reflecting better product mix and operating leverage.

The Green Energy Solutions segment grew year-to-date but declined in the quarter, while Canvys saw softer North American demand in Q3 despite higher year-to-date sales. Cash and cash equivalents were $29.5 million with no borrowings on the $20 million revolving credit facility, and total assets were $199.8 million, indicating a solid balance sheet. The company continues to benefit from restructuring of its former Healthcare business and focuses on engineered solutions across power, RF and green energy markets.

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Richardson Electronics reported stronger results for its third quarter ended February 28, 2026, with net sales of $55.5 million, up 3.1% year over year, and net income of $0.9 million, or $0.07 per diluted share, compared with a loss a year ago.

Gross margin improved to 31.9% of net sales, and backlog rose 11.4% to $151.2 million, driven mainly by the PMT segment. The Board declared a quarterly cash dividend of $0.06 per common share and $0.054 per Class B common share, payable May 27, 2026.

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The Vanguard Group filed an amended Schedule 13G reporting no beneficial ownership of Richardson Electronics Ltd common stock. The filing states 0 shares and 0% beneficial ownership following an internal realignment described as occurring on January 12, 2026, and cites SEC Release No. 34-39538 (January 12, 1998) for disaggregated reporting. The filing is signed by Ashley Grim, Head of Global Fund Administration on 03/27/2026.

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RICHARDSON ELECTRONICS, LTD. executive Ben Robert J, the company’s CFO, CAO, and Corporate Secretary, reported an open-market sale of common stock. On February 19, 2026, he sold 4,000 shares at a weighted average price of $12.987 per share, in multiple trades between $12.95 and $13.08. After these transactions, he directly owned 53,034 common shares.

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Richardson Electronics reported a registered sale of $59,451.55 for 5,000 common shares on 02/04/2026. The filing names Robert Ben as the seller and lists prior stock awards granted on 10/09/2019 and 07/22/2020 as the source of securities. The filing relates to routine resale under Rule 144 and records the transaction amount and date.

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FAQ

How many Richardson Electrs (RELL) SEC filings are available on StockTitan?

StockTitan tracks 55 SEC filings for Richardson Electrs (RELL), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Richardson Electrs (RELL)?

The most recent SEC filing for Richardson Electrs (RELL) was filed on May 22, 2026.