Welcome to our dedicated page for Red Cat Hldgs SEC filings (Ticker: RCAT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to Red Cat Holdings, Inc. (Nasdaq: RCAT) SEC filings, offering a primary source for understanding the company’s capital markets activity, governance decisions, and key corporate agreements. As a Nevada corporation with common stock listed on the Nasdaq Capital Market, Red Cat files periodic and current reports that document material events affecting the business.
Among the most relevant documents for investors are Form 8-K filings, which Red Cat uses to report material definitive agreements, financing transactions, auditor changes, and stockholder meeting results. For example, the company has filed 8-Ks describing an underwritten public offering of common stock and a registered direct offering, including the number of shares issued, public offering prices, use of proceeds, and related lock-up agreements for executive officers and directors. These filings also outline amendments to secured convertible notes and warrants with institutional investors, providing detail on conversion terms and waiver arrangements.
Other 8-K disclosures cover changes in the company’s independent registered public accounting firm, including the dismissal of a prior auditor, the absence of disagreements on accounting matters, and the appointment of a new firm. Filings related to annual stockholder meetings summarize voting outcomes on director elections, auditor ratification, and approvals connected to financing instruments.
Through Stock Titan, users can review these SEC documents alongside AI-powered summaries that explain the significance of each filing in plain language. Real-time updates from EDGAR help surface new 8-Ks, annual reports on Form 10-K or transition reports, and quarterly reports on Form 10-Q as they become available. Investors can also monitor disclosures that relate to equity offerings, debt arrangements, and other capital structure changes, gaining a clearer view of how Red Cat funds its defense-focused unmanned systems and related initiatives.
Red Cat Holdings, Inc. is asking stockholders to vote at its 2026 telephonic Annual Meeting on June 18, 2026. Investors will elect five directors for one-year terms, ratify KPMG as independent auditor for 2026 and cast a non-binding advisory vote on executive pay.
The record date is April 23, 2026, with 122,051,175 common shares entitled to one vote each and a quorum set at 33 1/3% of outstanding shares. The company uses internet delivery for proxy materials and offers detailed instructions for registered and beneficial holders to vote online, by mail, or during the call.
Red Cat Holdings, Inc. Chairman and CEO Jeffrey M. Thompson received a grant of employee stock options covering 1,000,000 shares of common stock. The options have a $6.73 exercise price and were granted in lieu of a base salary and participation in the traditional bonus plan.
The grant vests over three years: 50% on the first anniversary of the grant date, 25% on the second, and 25% on the third. Following this grant, Thompson holds options for 1,000,000 shares directly, with the options expiring on May 22, 2035.
Moe Christopher R. reported acquisition or exercise transactions in this Form 4 filing.
Red Cat Holdings director Christopher R. Moe received a grant of 7,429 restricted stock units as equity compensation. Each unit represents a contingent right to receive one share of Red Cat common stock. The restricted stock units vest on April 30, 2026, and are held directly by Moe.
Red Cat Holdings director Nicholas Reyland Liuzza Jr received a grant of 7,429 restricted stock units on May 22, 2025 as equity compensation. Each unit represents a contingent right to receive one share of Red Cat common stock and carries no cash exercise price.
The 7,429 restricted stock units vest on April 30, 2026, aligning the director’s compensation with future company performance. Following this award, his reported holdings from this grant total 7,429 restricted stock units linked to an equal number of underlying common shares.
Funk Paul II reported acquisition or exercise transactions in this Form 4 filing.
Red Cat Holdings director Paul Funk II received a grant of 7,429 restricted stock units. The award was made on May 22, 2025 as compensation, with no cash price per unit. Following the grant, Funk directly holds 7,429 restricted stock units.
Each unit represents a contingent right to receive one share of Red Cat common stock. The restricted stock units are scheduled to vest on April 30, 2026, meaning the shares will be delivered only if the vesting condition is satisfied and Funk remains eligible.
Red Cat Holdings, Inc. director Joseph David Freedman received a grant of restricted stock units as equity compensation. He acquired 7,429 restricted stock units on Common Stock, each representing a contingent right to receive one share of RCAT common stock. These units vest on April 30, 2026, meaning the shares will be delivered only if the vesting condition is satisfied. After this grant, his reported derivative holdings from this award total 7,429 units, all held as direct ownership.
Red Cat Holdings, Inc. Chief Revenue Officer Geoffrey Wayne Hitchcock reported routine equity compensation activity. On March 31, 2026, he was granted 8,701 restricted stock units (RSUs), each representing a right to receive one share of common stock. The RSUs vest 25% immediately and 75% on December 31, 2026. He exercised 2,175 RSUs into common stock, and 645 common shares were withheld at $13.09 per share to cover tax obligations. Following these transactions, he directly holds 206,517 shares of common stock and 6,526 RSUs.
Red Cat Holdings Chief Financial Officer Morrison Christian Spenst received equity compensation in the form of restricted stock units on March 31, 2026. He was granted 1,688 restricted stock units (RSUs), each representing a contingent right to receive one share of RCAT common stock. Twenty-five percent of the RSUs vested immediately, and the remaining 75% are scheduled to vest on December 31, 2026. On the same date, he exercised 422 RSUs into common stock at a conversion price of $0.00 and had 145 shares of common stock withheld at an implied price of $13.09 per share to cover tax obligations, leaving him with 277 shares of common stock directly held after these transactions.
Red Cat Holdings, Inc. Chief Operating Officer Christian Ericson reported equity compensation and related share movements. On March 31, 2026, he was granted 16,294 restricted stock units (RSUs), each representing a right to receive one share of common stock.
According to the grant terms, 25% of these RSUs vested immediately, with the remaining 75% scheduled to vest on December 31, 2026. On the same date, he exercised 4,073 RSUs into 4,073 shares of common stock and 1,176 common shares were withheld at $13.09 per share to cover tax obligations. Following these transactions, he directly held 28,920 shares of common stock and 12,221 RSUs.