Welcome to our dedicated page for RBB SEC filings (Ticker: RBB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
RBB Bancorp filings document formal disclosures for a California bank holding company with common stock registered on the Nasdaq Global Select Market under RBB. Recent 8-K reports furnish operating results, financial-condition information, conference-call materials and Regulation FD presentations for RBB Bancorp and its subsidiaries, Royal Business Bank and RBB Asset Management Company.
The filing record also covers annual-meeting governance through the definitive proxy statement, including board matters, equity awards and executive compensation disclosures. Material-event filings address leadership and board changes, while securities disclosures identify the company's common stock, no par value, as its registered exchange-traded class.
RBB Bancorp announced two capital actions: a new common stock repurchase plan and a partial redemption of subordinated debt. The board authorized buybacks of up to 1 million shares, about 6% of current outstanding stock, through June 30, 2028, with an estimated value of about $25 million at the current share price. The company also plans to redeem $40.0 million of its 4.00% Fixed-to-Floating Rate Subordinated Notes due 2031 on July 1, 2026 at 100% of principal plus accrued interest, for a total of approximately $40.7 million. After this redemption, $80.0 million of these notes will remain outstanding, and the interest rate will reset to three-month term SOFR plus 329 basis points. Management states these steps reflect a strong capital position and ample liquidity within a $4.2 billion-asset franchise.
RBB Bancorp director Morris David Richard reported an open-market sale of 1,946 shares of common stock at $23.99 per share on June 4, 2026. After this sale, he directly holds 43,422 common shares and three blocks of restricted stock units covering 700, 3,164 and 2,225 underlying shares that vest in 2027.
Bill Bennett reported proposed and recent transactions in securities of Charles Schwab Corp. The filing lists 700 vested RSUs identified as "Securities To Be Sold" and shows 4,121 shares in "Securities Sold During The Past 3 Months." A shares-outstanding figure 16,935,888 appears with a 06/05/2026 date.
Morris Family Trust reported a Rule 144 sale of Common Stock — the trust sold 4,500 shares for $107,550 on 05/04/2026. The filing also notes restricted stock vesting under a registered plan with a vesting date of 05/21/2026.
RBB Bancorp EVP and Chief Operations Officer Gary Fan sold 2,368 shares of RBB common stock in an open‑market transaction at $24.0147 per share, reducing his directly held common stock to zero.
Alongside this sale, the filing lists his remaining equity awards. These include stock options on 12,000 shares expiring in 2032, as well as multiple restricted stock unit and performance stock unit awards tied to RBB common stock. The RSUs vest between 2026 and 2028 on specified dates, while the PSUs vest over multi‑year periods only if certain performance goals and an employment condition are met, with some PSUs representing maximum potential awards rather than guaranteed shares.
RBB Bancorp director James Kao reported compensation-related equity activity involving restricted stock units and common shares. On May 21, 2026, he exercised restricted stock units to acquire a total of 2,662 shares of common stock at a conversion price of $0.00 per share, and his direct common stock holdings changed around 566,724 shares after these transactions. He also received a new grant of 2,662 restricted stock units, of which 1,962 vested immediately into common stock and 700 are scheduled to vest on the one-year anniversary of the grant date, according to the footnotes.
RBB Bancorp director Christina Kao reported compensation-related equity activity involving restricted stock units. On May 21, 2026, she exercised RSUs that converted into 2,862 shares of common stock on a one-for-one basis. The same day, she received a new grant of 2,862 RSUs, with 2,162 vesting immediately and 700 scheduled to vest on the one-year anniversary of the grant date. Footnotes also note a prior May 21, 2025 grant of 5,242 RSUs, most of which vested earlier, indicating these are ongoing director equity awards rather than open-market trades.
RBB Bancorp director Joyce Wong Lee reported compensation-related stock activity involving restricted stock units (RSUs). On May 21, 2026, she exercised RSUs to acquire 2,062 shares of RBB common stock at $0.00 per share and a further 700 shares in a separate exercise, increasing her direct common stock holdings to 51,825 shares after the reported transactions.
On the same date, she received a new grant of 2,762 RSUs, each convertible into one share of common stock. Footnotes explain that 2,062 RSUs vested immediately from this 2026 grant and 700 RSUs will vest on the one-year anniversary of the grant date. A prior May 21, 2025 grant of 5,142 RSUs had already largely vested, with 700 RSUs vesting on its one-year anniversary. All reported activity reflects equity awards and vesting, with no open-market buying or selling.
RBB Bancorp director Geraldine Pannu reported compensation-related equity activity involving restricted stock units and common shares. On May 21, 2026, she exercised RSUs that converted one-for-one into 1,846 common shares and a separate block of 700 common shares, both at a stated price of $0.00 per share.
These transactions reflect the vesting and conversion of prior RSU awards. The filing also shows a new grant of 2,546 restricted stock units, with footnotes stating that 1,846 vested immediately and 700 will vest on the one-year anniversary of the grant date. Following these awards and conversions, she continues to hold common stock directly.
RBB Bancorp director Bennett Bill reported a compensation-related share issuance. On May 21, 2026, he exercised restricted stock units to acquire 700 shares of RBB Bancorp common stock, bringing his direct common stock holdings reported in this filing to 700 shares.
The 700 shares came from 700 restricted stock units that vested on the one-year anniversary of a prior grant. That grant, dated May 21, 2025, covered 3,421 restricted stock units, of which 2,721 vested immediately and 700 vested after one year, converting into common stock on a one-for-one basis.