Welcome to our dedicated page for RBB SEC filings (Ticker: RBB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to RBB Bancorp (NASDAQ: RBB) filings with the U.S. Securities and Exchange Commission, along with AI-powered tools to help interpret the information. RBB Bancorp is a California-based bank holding company and the parent of Royal Business Bank, a full-service commercial bank focused on Asian-centric communities across several U.S. states.
Through its SEC filings, RBB Bancorp reports detailed information about its financial condition, results of operations, and regulatory disclosures. Annual reports on Form 10-K and quarterly reports on Form 10-Q typically include discussions of net interest income, net interest margin, loan and deposit composition, credit quality metrics, and risk factors relevant to its commercial banking activities. These core filings are central resources for understanding how the company manages lending, deposits, and capital in its markets.
Current reports on Form 8-K document material events such as earnings announcements and dividend declarations. For example, RBB Bancorp has filed 8-Ks to furnish press releases covering quarterly financial results and to disclose board-approved cash dividends on its common stock. These filings often reference related investor presentations and conference calls, which are made available through the company’s website.
Investors interested in insider activity and governance can use this page to locate forms related to insider transactions (such as Form 4, when available) and proxy materials that address topics like executive compensation and board matters. For a commercial bank holding company, these documents complement the financial statements by outlining how management and directors interact with the company’s equity.
The platform’s AI features summarize lengthy filings, highlight key banking metrics, and surface important changes from prior periods. This can help readers quickly identify developments in areas such as loan portfolio performance, nonperforming assets, capital management, and dividend policy, without needing to manually review every page of each SEC document.
RBB Bancorp: The Vanguard Group filed an Amendment No. 1 to Schedule 13G/A reporting 0 shares beneficially owned and 0% of the common stock as of the filing. The filing explains an internal realignment effective January 12, 2026, after which certain Vanguard subsidiaries report ownership separately.
RBB Bancorp EVP Vincent Liu exercised restricted stock units that converted into 1,835 shares of common stock at an exercise price of $20.43 per share. To cover tax obligations from this vesting event, 659 common shares were withheld, leaving him with 17,325 common shares held directly after the transactions. Following this exercise, he also continues to hold restricted stock units representing 931 underlying common shares, which will vest in future installments as described in prior grant terms.
RBB Bancorp director Morris David Richard reported a compensation-related stock transaction involving restricted stock units and common shares. On 2026-03-20, he exercised 3,164 restricted stock units at an exercise price of $20.43 per share, receiving an equal number of common shares. Of these, 1,234 shares were withheld to cover tax liabilities, leaving a net increase of 1,930 common shares. After these transactions, he directly holds 47,922 shares of common stock and retains restricted stock units representing 2,225 underlying common shares, which the footnotes state will be settled in common stock as they vest in future installments.
RBB Bancorp EVP/CFO Lynn M. Hopkins exercised restricted stock units into 1,878 shares of common stock at $20.43 per share. Of these, 674 shares were withheld to cover tax obligations, leaving 3,541 common shares held directly after the transactions. She also continues to hold multiple unvested restricted and performance stock unit awards that may settle in common stock if service and performance conditions are met.
RBB Bancorp executive vice president Jeffrey Yeh exercised 1,326 restricted stock units into an equal number of RBB common shares at an exercise price of $20.43 per share. To cover tax obligations, 476 common shares were withheld, a non-market disposition.
Following these transactions, Yeh directly holds 59,034 shares of common stock. He also continues to hold multiple restricted stock unit and performance stock unit awards that may convert into additional common shares over time, subject to multi-year vesting schedules and performance and employment conditions described in the awards.
RBB Bancorp President and CEO Johnny C. Lee exercised 2,740 restricted stock units into common shares at $20.43 per share. Of these, 984 shares were withheld to cover tax obligations, leaving him with 11,876 common shares held directly. The filing also updates his remaining restricted and performance stock unit awards and corrects an earlier administrative error regarding May 8, 2025 grants, clarifying that future RSU and PSU grants will be settled in common stock.
RBB Bancorp EVP and Chief Operations Officer Gary Fan exercised restricted stock units into common shares as part of his compensation. On this date, 1,315 restricted stock units converted into 1,315 shares of common stock at an exercise price of $20.43 per share.
Of these shares, 472 were withheld to cover tax obligations, leaving 843 net new shares from this vesting and 1,437 common shares held directly after the transactions. Fan also continues to hold derivative awards, including 18,000 stock options at an exercise price of $21.17 expiring in 2032, as well as multiple restricted stock unit and performance stock unit grants that may convert into additional common shares over time. The filing also corrects an earlier reporting error that had overstated certain RSU and PSU grants and clarifies that those awards will be settled in common stock.
RBB Bancorp files its Annual Report, outlining a minority-focused community banking franchise centered on Asian-American markets across California, Nevada, New York, Illinois, New Jersey and Hawaii. The company operates 24 branches and emphasizes commercial and consumer banking products.
As of December 31, 2025, RBB reported $4.2 billion in total assets, gross loans of $3.3 billion, deposits of $3.4 billion and shareholders’ equity of $523.4 million. Single-family residential mortgages were $1.66 billion (50.0% of loans) and commercial real estate loans were $1.3 billion (39.3% of loans).
The bank highlights its focus on stable deposits, noting $2.7 billion, or 80.6% of relationships, as stable under internal criteria. It details a securities portfolio of $411.3 million and discusses interest rate, credit, regulatory and operational risks, including the potential effects of rate shifts on margins, loan performance and securities values.
RBB Bancorp director David Richard Morris reported equity award activity on February 20, 2026. He exercised 2,225 restricted stock units, which were settled into an equal number of shares of common stock at a stated price of $22.20 per share. To cover the related tax obligations, 868 common shares were disposed of at $22.20 through a tax-withholding transaction. After these movements, he directly owned 45,992 common shares and 6,328 restricted stock units, which vest in installments after their 2024 grant dates and are settled in common stock.
RBB Bancorp EVP/COO Gary Fan reported equity award activity and corrections to prior disclosures. On 2026-02-20, he exercised 1,011 Restricted Stock Units into 1,011 shares of common stock at a stated price of $22.20 per share, and 417 shares were withheld at the same price to cover tax obligations, leaving 594 common shares directly owned after these transactions. The filing also reports updated holdings of options, restricted stock units, and performance stock units that vest over time, some subject to performance goals and continued employment. A footnote explains that a prior Form 4 filed on May 12, 2025 contained an administrative error that overstated RSU and PSU grants from May 8, 2025, and clarifies that those grants will be settled in common stock.