Welcome to our dedicated page for RBB SEC filings (Ticker: RBB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to RBB Bancorp (NASDAQ: RBB) filings with the U.S. Securities and Exchange Commission, along with AI-powered tools to help interpret the information. RBB Bancorp is a California-based bank holding company and the parent of Royal Business Bank, a full-service commercial bank focused on Asian-centric communities across several U.S. states.
Through its SEC filings, RBB Bancorp reports detailed information about its financial condition, results of operations, and regulatory disclosures. Annual reports on Form 10-K and quarterly reports on Form 10-Q typically include discussions of net interest income, net interest margin, loan and deposit composition, credit quality metrics, and risk factors relevant to its commercial banking activities. These core filings are central resources for understanding how the company manages lending, deposits, and capital in its markets.
Current reports on Form 8-K document material events such as earnings announcements and dividend declarations. For example, RBB Bancorp has filed 8-Ks to furnish press releases covering quarterly financial results and to disclose board-approved cash dividends on its common stock. These filings often reference related investor presentations and conference calls, which are made available through the company’s website.
Investors interested in insider activity and governance can use this page to locate forms related to insider transactions (such as Form 4, when available) and proxy materials that address topics like executive compensation and board matters. For a commercial bank holding company, these documents complement the financial statements by outlining how management and directors interact with the company’s equity.
The platform’s AI features summarize lengthy filings, highlight key banking metrics, and surface important changes from prior periods. This can help readers quickly identify developments in areas such as loan portfolio performance, nonperforming assets, capital management, and dividend policy, without needing to manually review every page of each SEC document.
RBB Bancorp EVP/COO Gary Fan reported an options exercise and share sale. On 2026-04-29, he exercised 6,000 Stock Options at $21.17 per share and sold 6,000 shares of Common Stock at $24.039 per share in an open-market transaction.
After these transactions, Fan holds 1,437 shares of Common Stock directly. He also holds several Performance Stock Units and Restricted Stock Units tied to Common Stock, which vest between 2026 and 2027 or based on multi-year performance periods beginning March 20, 2024 and May 8, 2025, subject to employment and performance conditions.
RBB Bancorp director Bill Bennett reported an open-market sale of 4,121 shares of common stock at $24.07 per share. After this transaction, he directly holds 0 shares of RBB Bancorp common stock.
Bennett also reports 700 Restricted Stock Units, granted on May 21, 2025, which vest one year from the grant date. Once these restricted stock units vest, they will have no expiration date.
Charles Schwab Corp. submitted a Form 144 notice listing proposed sales of Common stock related to equity compensation grants. The excerpt lists grant dates of 05/27/2025, 05/19/2025, and 05/16/2024 with respective share counts noted. The filing references Nasdaq and a 04/23/2026 entry.
RBB Bancorp EVP/CFO Lynn M. Hopkins reported compensation-related equity activity. Hopkins exercised 1,917 restricted stock units into common shares at $24.13 per share and 688 common shares were withheld to cover tax obligations, leaving 4,770 common shares held directly. The filing also updates and clarifies outstanding awards of restricted stock units and performance stock units that vest over multi‑year periods based on service and performance conditions. A prior Form 4 filed on May 12, 2025 was corrected for an administrative error that had overstated RSU and PSU grant amounts and now specifies that those grants will be settled in common stock.
RBB Bancorp reported stronger first quarter 2026 results, with net income of $11.3 million, or $0.66 diluted EPS, up from $10.2 million, or $0.59, in the prior quarter. Net interest income rose to $30.5 million and net interest margin expanded to 3.15% from 2.99%, helped by lower deposit costs and higher loan yields.
Asset quality improved as nonperforming assets fell 9% from the prior quarter to $48.8 million, or 1.16% of total assets, while net charge-offs were effectively zero. Total loans held for investment reached $3.33 billion, and deposits were $3.34 billion, with retail deposit growth offsetting lower wholesale balances.
The board declared a quarterly cash dividend of $0.16 per common share, payable on May 15, 2026 to shareholders of record on April 30, 2026. Return on average assets improved to 1.09% and the efficiency ratio strengthened to 55.41%, indicating better profitability and cost control.
RBB Bancorp is asking shareholders to vote at its 2026 annual meeting on May 21, 2026, at 9:00 a.m. Pacific Time, held in Los Angeles with phone and webcast access. Shareholders will elect nine directors for one-year terms, approve on a non-binding basis 2025 compensation for Named Executive Officers, and ratify Crowe LLP as independent auditor for the year ending December 31, 2026.
Holders of 17,074,159 common shares at the March 24, 2026 record date can vote, with cumulative voting available for directors if properly requested. The board, led by independent chair Christina Kao, recommends voting FOR all director nominees, FOR the advisory say-on-pay proposal, and FOR auditor ratification.
The proxy describes a largely independent board, committee structure across audit, risk, compensation and technology, and a refreshed director pay program combining increased monthly retainers with a reduced annual equity retainer, including restricted stock units that align director interests with shareholders.
RBB Bancorp announced that Dr. Christopher Lin, Ph.D., a current member of its Board of Directors and the Board of Royal Business Bank, will retire effective as of the Company’s 2026 Annual Meeting of Shareholders and will not stand for re-election.
Dr. Lin serves on the Audit Committee, Directors Loan Committee and Community Reinvestment Act Committee, and will leave these roles when he retires from the Board. The company states that his decision to retire did not involve any disagreement with management, the Board or the bank board regarding operations, policies or practices.
RBB Bancorp: The Vanguard Group filed an Amendment No. 1 to Schedule 13G/A reporting 0 shares beneficially owned and 0% of the common stock as of the filing. The filing explains an internal realignment effective January 12, 2026, after which certain Vanguard subsidiaries report ownership separately.