Welcome to our dedicated page for Prudential SEC filings (Ticker: PUKPF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Prudential plc (PUKPF) SEC filings page on Stock Titan provides access to the company’s Form 6-K current reports and other regulatory documents filed as a foreign private issuer. Prudential files under Form 20-F and uses Form 6-K to furnish information pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934.
According to its own disclosures, Prudential provides life and health insurance and asset management in Greater China, ASEAN, India and Africa, with dual primary listings on the Stock Exchange of Hong Kong (HKEX: 2378) and the London Stock Exchange (LSE: PRU), a secondary listing on the Singapore Stock Exchange (SGX: K6S) and a New York Stock Exchange listing (NYSE: PUK) in ADR form. Its SEC filings therefore offer insight into how this Asia and Africa focused business reports to U.S. investors.
On this page, users can review 6-K filings that cover share buybacks and capital management, including detailed schedules of purchases, aggregate volumes, price ranges, and the resulting total number of shares in issue and voting rights. Other filings disclose transactions by persons discharging managerial responsibilities (PDMRs), such as acquisitions of ordinary shares through the Prudential All Employee Share Purchase Plan, with information on prices, volumes, dates and trading venues.
Filings also document governance and board changes, for example the appointment of a new Chair-Designate, independence assessments under the UK Corporate Governance Code and Hong Kong Listing Rules, and information on Non-Executive Director terms and remuneration eligibility. Additional sections often restate Prudential’s mission, regional focus and listing structure, and clarify that the company is not affiliated with Prudential Financial, Inc. or with The Prudential Assurance Company Limited.
Stock Titan enhances these documents with AI-powered summaries that explain the key points of each filing in clear language, helping readers quickly understand the significance of buybacks, PDMR dealings, governance announcements and other regulatory disclosures related to Prudential plc and the PUKPF-linked exposure.
Prudential plc reported that it repurchased 390,349 of its ordinary shares on 2 April 2026 through JP Morgan Securities plc. The shares were bought on the London Stock Exchange at prices between £10.5550 and £10.8200, with an average price of £10.6831 per share.
The company intends to cancel all of these repurchased shares. After this cancellation, Prudential will have 2,526,209,110 shares in issue, which will also represent the total number of voting rights for shareholders when assessing disclosure thresholds.
Prudential plc has set the Scrip Reference Price for its scrip dividend alternative on the 2025 second interim dividend. Shareholders can elect to receive new shares instead of cash on the dividend of 18.89 cents per ordinary share, under the Evergreen Scrip Dividend Scheme.
To participate, shareholders needed to hold at least 74 ordinary shares on the 27 March 2026 record date. The Scrip Reference Price, used to calculate the share entitlement, is US$13.834482 per new ordinary share, based on the average London Stock Exchange price after the 26 March 2026 ex-dividend date and converted into US dollars.
Prudential plc reported a transaction in its own shares, buying back 351,297 ordinary shares of 5 pence each on 1 April 2026 from JP Morgan Securities plc. The volume-weighted average price was £10.7939, within a low of £10.7000 and a high of £10.8900.
The company intends to cancel all repurchased shares. After this cancellation, Prudential will have 2,526,599,459 shares in issue, which will also be the total number of voting rights. Shareholders can use this figure as the denominator for FCA disclosure and transparency calculations.
Prudential plc reports a major change in share ownership. A previous significant shareholder, identified through chains headed by UBS Group AG, has reduced its holding from just over 5% of voting rights to 0% and now holds no voting rights in the company.
The disclosure shows that both voting rights attached to shares and those held through financial instruments are now 0.000000%, compared with a prior total of 5.155180% of voting rights. This means UBS Group AG and its related entities are no longer a reportable major shareholder in Prudential under UK disclosure rules.
Prudential Public Limited Company reports that UBS Group AG, through UBS AG and related entities, has crossed a major shareholding threshold. UBS now holds a total of 130,308,903 voting rights in Prudential, representing 5.155180% of voting rights, including shares and financial instruments.
Direct holdings attached to shares account for 5.044417% of voting rights, with the remainder held through instruments such as depositary receipts, options, equity swaps and a reverse convertible bond. The position has risen modestly from a previously notified total of 5.094366%, reflecting incremental accumulation rather than a new strategic stake.
Prudential plc has carried out an on-market buyback of its own ordinary shares of 5 pence each through JP Morgan Securities plc under an existing repurchase arrangement. The repurchased shares will be cancelled, reducing the share count.
After this transaction, Prudential will have 2,526,950,756 shares in issue, which is also the total number of voting rights in the company. On the London Stock Exchange, 385,403 shares were repurchased at a volume-weighted average price of £10.3887, within a price range from £10.2850 to £10.4800.
Prudential plc has updated the market on its total voting rights and issued share capital. As at 31 March 2026, the company had 2,527,726,964 ordinary shares of GBP 0.05 each admitted to trading. Each ordinary share carries one vote and Prudential holds no treasury shares, so the total number of voting rights is also 2,527,726,964. Shareholders and other investors can use this figure as the denominator when calculating whether they must notify their shareholdings or changes in holdings under UK disclosure rules.
Prudential plc reported that several senior executives received ordinary shares of 5 pence each for nil consideration on 27 March 2026. These shares were delivered on the Hong Kong Stock Exchange following the release of awards under the Prudential Global Long Term Incentive Plan and the Prudential Deferred Annual Incentive Plan, administered by the Prudential plc Employee Share Trust.
Recipients included the Chief Executive Officer, who acquired 34,907 shares, and the Chief Financial Officer, who acquired an aggregated 103,745 shares from awards granted in 2023, 2024 and 2025. Other members of the executive team, including the Chief Technology and Operations Officer and various regional and functional leaders, also received share allocations ranging from 9,275 to 109,421 shares.
Prudential plc reports that UBS Group, via UBS AG and related entities, has crossed a major shareholding threshold. UBS now holds 4.988492% of Prudential’s voting rights through shares and a further 0.105874% through financial instruments, giving a combined 5.094366% and 128,810,570 voting rights in total.
Most voting rights come from 126,133,534 shares, with additional exposure through instruments such as depositary receipts, options, equity swaps and a reverse convertible bond. UBS Group AG appears as ultimate controlling person across several ownership chains, each showing a total of 5.082539% voting rights.
Prudential plc repurchased 390,805 of its ordinary shares of 5 pence each on 30 March 2026 from JP Morgan Securities plc under its existing buyback authority. The average price paid was £10.2367 per share, within a range of £10.1250 to £10.3250.
The company intends to cancel these shares. After this transaction, Prudential will have 2,527,336,159 shares in issue, which is also the total number of voting rights that shareholders can use as a reference for disclosure thresholds under UK rules.