Welcome to our dedicated page for Portman Ridge Fin SEC filings (Ticker: PTMN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The PTMN SEC filings page for Portman Ridge Finance Corporation provides access to the company’s regulatory disclosures as a Nasdaq-listed business development company. These documents include current reports on Form 8-K, annual and quarterly reports, proxy statements and other materials that describe the company’s middle market investment business, financial condition and governance. As disclosed in an 8-K dated August 21, 2025, the company has changed its name to BCP Investment Corporation and its common stock will trade under the ticker BCIC, but the historical filings under PTMN remain an important reference.
Recent Form 8-K filings illustrate the type of information investors can expect. One 8-K reports the filing of a certificate of amendment to change the company’s name from Portman Ridge Finance Corporation to BCP Investment Corporation and specifies the effective dates for the name and ticker changes. Another 8-K furnishes a press release and investor presentation detailing financial results for a fiscal quarter, while a separate 8-K discloses the results of an annual meeting of stockholders, including director elections and ratification of the independent registered public accounting firm.
Through its periodic reports and related exhibits, the company discusses topics such as total investment income, net investment income, net asset value, the composition of its portfolio (including first lien debt, second lien debt, subordinated debt, equity, collateralized loan obligations and joint ventures), leverage and liquidity. Filings associated with the merger of Logan Ridge Finance Corporation with and into Portman Ridge, as referenced in company press releases, provide additional detail on the structure and terms of that transaction.
On Stock Titan, these PTMN filings are supplemented with AI-powered summaries designed to highlight the main points of lengthy documents such as 10-K and 10-Q reports, as well as key items in Form 8-Ks. Users can review real-time updates as new filings are posted to EDGAR, examine historical disclosures for context on the company’s evolution and corporate rebranding, and monitor information relevant to distributions, stock repurchase programs and board actions.
BCP Investment Corporation entered into a note purchase agreement for $50,000,000 of 7.50% notes due 2029, issued under an effective shelf registration. The company plans to use the net proceeds to repay $40.0 million of 5.25% fixed-rate notes due 2026 and reduce other debt.
The new notes mature on September 24, 2029, pay 7.50% interest semi-annually starting April 30, 2026, and are general unsecured obligations ranking pari passu with other unsecured unsubordinated debt. The indenture includes asset coverage and reporting-related covenants and a commitment to use commercially reasonable efforts to maintain a rating on the notes.
BCP Investment Corp Chief Compliance Officer David Held bought shares in the company. On this Form 4, he reported an open-market purchase of 938 shares of common stock at $7.3499 per share. After this transaction, he directly owns a total of 1,258 common shares.
BCP Investment Corp director George Grunebaum bought additional shares of the company’s common stock in an open-market transaction. On this trade, he purchased 6,800 shares at a price of $7.5399 per share. Following the purchase, his direct holdings increased to 14,136 shares of common stock.
BCP Investment Corp director Dean C. Kehler reported an open-market sale of 37,100 shares of Common Stock. The sale occurred on March 23, 2026 at an average price of $7.3772 per share in multiple trades priced between $7.36 and $7.42. Following these transactions, Kehler directly holds 20,649 shares of BCP Investment Corp common stock.
BCP Investment Corp director and Chief Investment Officer Patrick Schafer made an open-market purchase of company stock. On this transaction date, he bought 2,655 shares of common stock at an average price of $7.4774 per share, bringing his direct holdings to 27,265 shares.
BCP Investment Corp Chief Financial Officer Brandon Satoren reported an open-market purchase of 325 shares of common stock at $7.47 per share. After this transaction, he directly holds 5,011 shares. This is a relatively small, routine insider buy that modestly increases his stake.
BCP Investment Corp director Alexander Duka reported an open-market purchase of 2,000 shares of Common Stock at $7.335 per share. Following this transaction, he directly owns 3,000 shares, held jointly with his spouse, increasing his personal stake in the company.
BCIC filing reports proposed and completed sales of Common stock by Dean C. Kehler and the Dean C. Kehler Revocable Trust. The filing lists multiple recent dispositions, including 27,378 shares on 03/19/2026 and other sales on 03/18/2026 and earlier dates.
The entries are presented as individual transactions by the trust and by Mr. Kehler across March and December 2025; the filing lists trade dates and per‑trade share counts and dollar amounts.
BCP Investment Corp director Dean C. Kehler reported selling 53,467 shares of Common Stock in open-market transactions. The sales occurred on March 18–19, 2026, at prices ranging from $7.51 to $8.05 per share. After these transactions, he holds 57,749 shares directly and also continues to own shares indirectly through an Individual Retirement Account.
Dean C. Kehler reported proposed sales of Common stock totaling 27,378 shares pursuant to a Form 144 notice. The filing lists multiple recent dispositions by Mr. Kehler and the Dean C. Kehler Revocable Trust, including sales on 03/18/2026 of 3,089 shares and 23,000 shares.
Shares outstanding were 12,386,519 as of 03/19/2026 per the filing. The notice records aggregate sale proceeds figures for individual transactions (examples shown) but does not state any issuer proceeds or change in issuer capitalization.