Welcome to our dedicated page for Pelthos Therapeutics SEC filings (Ticker: PTHS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Pelthos Therapeutics Inc. (PTHS) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures, along with AI-powered tools to help interpret them. As a Nevada-incorporated biopharmaceutical company listed on the NYSE American, Pelthos files a range of documents with the U.S. Securities and Exchange Commission that describe its business, governance, and financial obligations.
Key filings include Form 8-K current reports, where Pelthos discloses material events such as financing transactions, product acquisitions, and governance changes. Recent 8-K filings describe a senior secured term loan facility with Horizon Technology Finance Corporation intended to support commercialization of ZELSUVMI and the launches of Xepi and Xeglyze, an asset purchase agreement for the Xeglyze head lice treatment, and a securities purchase agreement for senior secured convertible notes used to fund the acquisition and planned relaunch of Xepi and to accelerate ZELSUVMI commercialization.
Other 8-K items and the company’s definitive proxy statement on Schedule 14A provide detail on board composition, director compensation policies, annual meeting proposals, and shareholder voting results. These documents outline Pelthos’ governance structure, committee responsibilities, and the terms under which directors and executives are compensated and indemnified.
On Stock Titan, investors can review Pelthos’ periodic reports (such as Forms 10-K and 10-Q when filed) for information on revenue from ZELSUVMI, operating expenses, cash position, and risk factors related to its commercial dermatology portfolio and financing arrangements. Form 4 and related insider transaction reports, when available, show equity dealings by directors and officers, offering additional insight into insider alignment.
AI-driven summaries on this page highlight the most important points from lengthy filings, such as covenants in loan agreements, conversion terms in convertible notes, and implications of mergers and name changes. Real-time updates from EDGAR ensure that new Pelthos filings—whether related to financings, acquisitions, or governance—are quickly reflected, while the AI layer helps users understand how each document fits into the company’s broader strategy around ZELSUVMI, Xepi, and Xeglyze.
Pelthos Therapeutics Inc. Chief Financial Officer John M. Gay has filed an initial ownership report showing equity-based compensation holdings. He holds 30,518 restricted stock units (RSUs), each representing one share of common stock, granted on July 2, 2025 under the company’s 2023 Equity Incentive Plan.
The RSUs vest with one-third on July 2, 2026 and the remainder in equal quarterly installments over the following two years, contingent on continued service. He also holds stock options to purchase 93,000 shares of common stock at an exercise price of $13.50 per share, granted on July 2, 2025, with the same one-third initial vesting on July 2, 2026 and the balance vesting quarterly over two years.
Pelthos Therapeutics Inc. furnished a press release and investor presentation highlighting its commercial dermatology portfolio and recent operating trends. The company markets ZELSUVMI for molluscum contagiosum, with a wholesale acquisition cost of $2,008.50 and launches of Xepi and Xeglyze planned for late 2026 and first half 2027. The presentation notes Pelthos as a commercial-stage biopharmaceutical company with a stock price of $24.00, approximately 8.9 million shares of common stock on an as-converted basis and a market capitalization of about $215 million. Cash at the end of 2025 was $18 million, excluding $30 million of 5‑year term notes issued in January 2026, and the company references an active $200 million shelf registration statement. Management reports revenue increased 28% quarter over quarter, while SG&A expenses declined 5% and adjusted EBITDA loss improved 22%, with personnel expenses expected to rise by about $1 million per quarter in 2026 to support sales expansion.
Pelthos Therapeutics Inc. has appointed John M. Gay as Chief Financial Officer, treasurer and secretary, effective April 10, 2026, succeeding Francis Knuettel II. Gay previously served as Senior Vice President, Finance & Accounting and brings more than 25 years of public company finance and accounting experience.
Under a new employment agreement, Gay will receive a base salary of $425,000 and be eligible for an annual bonus targeted at 40% of base salary, tied to goals set by the company and board. The company expects to enter into a separation agreement with Knuettel under his existing contract, and states his termination did not result from any disagreement on operations, policies or practices. A press release announcing the transition was furnished as an exhibit.
Pelthos Therapeutics Inc. director Richard Malamut reported small open-market sales of company stock. On April 2, 2026, he sold 310 shares of Common Stock at a weighted average price of $20.5126 per share and 280 shares at a weighted average price of $21.3612 per share. A footnote states these sales were made under a pre-arranged Rule 10b5-1 plan adopted on December 16, 2025, to satisfy estimated tax obligations tied to vesting of restricted stock units granted by the company. After the transactions, he held 27,422 shares directly and 1,040 shares indirectly, jointly with his spouse.
Pelthos Therapeutics director Ezra M. Friedberg reported small open‑market sales of Pelthos common stock. On April 2, 2026, he sold 293 shares at $20.5121 and 265 shares at $21.3612, totaling 558 shares. These transactions were made under a Rule 10b5-1 trading plan adopted on December 16, 2025 to help cover estimated tax obligations from vesting restricted stock units.
After the sales, Friedberg held 82,027 common shares directly82,072 shares held indirectly by Balmoral Financial Group LLC and 40,000 shares held indirectly by Key Recovery Group LLC, entities for which he is manager and may be deemed a beneficial owner to the extent of his pecuniary interest.
Pelthos Therapeutics Inc. director Matthew Pauls sold 786 shares of Common Stock in open-market transactions. The sales occurred on April 2, 2026 at weighted average prices of $20.5154 and $21.3628 per share.
According to the disclosure, the transactions were made under a pre-arranged Rule 10b5-1 plan adopted on December 16, 2025 to satisfy estimated tax obligations tied to vesting of restricted stock units granted by Pelthos Therapeutics Inc. After these trades, Pauls directly holds 15,150 shares of Common Stock.
Pelthos Therapeutics Inc. director Peter Greenleaf reported selling a total of 797 shares of Common Stock in two open-market transactions on April 2, 2026. He sold 420 shares at a weighted average price of $20.5151 and 377 shares at $21.3614. According to the disclosure, these sales were made under a pre-arranged Rule 10b5-1 plan adopted on December 16, 2025, to help cover estimated tax obligations tied to vesting restricted stock units. After the transactions, Greenleaf directly holds 24,681 shares of Pelthos Therapeutics common stock.
Friedberg Ezra M reported acquisition or exercise transactions in this Form 4 filing.
Pelthos Therapeutics director Ezra M. Friedberg reported amended share awards tied to board compensation. The Form 4/A reclassifies prior filings so that restricted stock units (RSUs) granted under the 2023 Equity Incentive Plan now appear in the non-derivative table, each RSU delivering one share of common stock as it vests.
RSU awards cover 19,108 shares on July 2, 2025, 2,454 shares on November 13, 2024, and 6,450 shares on June 14, 2024, all at a stated price of $0.00 per share as compensation. These RSUs vest in equal quarterly installments over three years, subject to continued service. After the most recent award, Friedberg directly holds 82,585 common shares, with additional indirect holdings reported as 82,072 shares through Balmoral Financial Group LLC and 40,000 shares through Key Recovery Group LLC, which he may be deemed to beneficially own but disclaims except for his pecuniary interest.
Davis Todd C reported acquisition or exercise transactions in this Form 4 filing.
Pelthos Therapeutics Inc. director Todd C. Davis filed an amended insider report to reclassify prior equity awards as common stock grants rather than derivative holdings. The amendment covers restricted stock units (RSUs) granted under the company’s 2023 Equity Incentive Plan, each RSU settling into one share of common stock.
The filing reports grants of 19,108, 4,961 and 12,900 shares of common stock, all received as compensation for service on the board. These RSUs vest in equal quarterly installments over three years, conditioned on continued service. After these grants, Davis directly holds 39,886 common shares.
The amendment also notes an indirect holding of 1,500,000 shares recorded in the name of Ligand Pharmaceuticals Incorporated, where Davis serves as Chief Executive Officer and director. He may be deemed a beneficial owner of those shares but expressly disclaims beneficial ownership except to the extent of his pecuniary interest. All amounts have been adjusted for a 1-for-10 reverse stock split effective July 1, 2025.
Malamut Richard reported acquisition or exercise transactions in this Form 4 filing.
Pelthos Therapeutics Inc. director Richard Malamut filed an amended Form 4 to reclassify previously reported equity awards. The filing reports grants of 6,450, 19,108, and 2,454 shares of Common Stock at a price of $0.00 per share, reflecting restricted stock units (RSUs) issued under the company’s 2023 Equity Incentive Plan.
Each RSU represents the right to receive one share of Common Stock and vests in equal quarterly installments over three years, contingent on continued board service. The share amounts have been adjusted for the company’s 1-for-10 reverse stock split effective July 1, 2025. Following these awards, Malamut is shown with 28,012 directly held shares and an additional 1,040 shares indirectly held jointly with his spouse.