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Prenetics (NASDAQ: PRE) director discloses indirect shares and RSU holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Prenetics Global Ltd director Cheng Yin Pan filed an initial ownership report showing indirect holdings through M13 Capital Management Holdings Limited. The filing lists 75,021 Class A Ordinary Shares and 15,873 Restricted Stock Units, each RSU representing one Class A Ordinary Share vesting on May 17, 2026.

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Insider Cheng Yin Pan, M13 Capital Management Holdings Ltd
Role Director | Insider
Type Security Shares Price Value
holding Restricted Stock Unit -- -- --
holding Class A Ordinary Share, par value $0.0015 per share -- -- --
Holdings After Transaction: Restricted Stock Unit — 15,873 shares (Indirect, By M13 Capital Management Holdings Limited); Class A Ordinary Share, par value $0.0015 per share — 75,021 shares (Indirect, By M13 Capital Management Holdings Limited)
Footnotes (1)
  1. M13 Capital Management Holdings Limited is a British Virgin Islands company wholly owned by Cheng Yin Pan. Each of the 15,873 Restricted Stock Units ("RSUs"), granted under the Issuer's 2022 Share Incentive Plan, represents the contingent right to receive one Class A Ordinary Share. The RSUs vest in accordance with the following schedule, subject to continued service: May 17, 2026: 15,873 (15,873 Class A Ordinary Shares). M13 Capital Management Holdings Limited's vested RSUs are not automatically settled upon vesting. Settlement and delivery of Class A Ordinary Shares in respect of vested RSUs occurs at Cheng Yin Pan's election, in accordance with the Issuer's insider trading policy.
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Cheng Yin Pan
(Last)(First)(Middle)
UNIT 703-706, K11 ATELIER
728 KINGS ROAD, QUARRY BAY
(Street)
HONG KONG
(City)(State)(Zip)
HONG KONG
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
03/24/2026		3. Issuer Name and Ticker or Trading Symbol
Prenetics Global Ltd [ PRE ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Share, par value $0.0015 per share75,021IBy M13 Capital Management Holdings Limited(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit (2)05/18/2032Class A Ordinary Share, par value $0.0015 per share15,873$0IBy M13 Capital Management Holdings Limited
1. Name and Address of Reporting Person*
Cheng Yin Pan
(Last)(First)(Middle)
UNIT 703-706, K11 ATELIER
728 KINGS ROAD, QUARRY BAY
(Street)
HONG KONG
(City)(State)(Zip)
HONG KONG
(Country)
Relationship of Reporting Person(s) to Issuer
XDirector10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
M13 Capital Management Holdings Ltd
(Last)(First)(Middle)
PORTCULLIS CHAMBERS, ELLEN SKELTON BLDG
3076 SIR FRANCIS DRAKE HIGHWAY
(Street)
ROAD TOWN, TORTOLA, VG1110
(City)(State)(Zip)
VIRGIN ISLANDS, BRITISH
(Country)
Relationship of Reporting Person(s) to Issuer
Director10% Owner
Officer (give title below)XOther (specify below)
Wholly owned by Cheng Yin Pan
Explanation of Responses:
1. M13 Capital Management Holdings Limited is a British Virgin Islands company wholly owned by Cheng Yin Pan.
2. Each of the 15,873 Restricted Stock Units ("RSUs"), granted under the Issuer's 2022 Share Incentive Plan, represents the contingent right to receive one Class A Ordinary Share. The RSUs vest in accordance with the following schedule, subject to continued service: May 17, 2026: 15,873 (15,873 Class A Ordinary Shares). M13 Capital Management Holdings Limited's vested RSUs are not automatically settled upon vesting. Settlement and delivery of Class A Ordinary Shares in respect of vested RSUs occurs at Cheng Yin Pan's election, in accordance with the Issuer's insider trading policy.
Remarks:
Exhibit 24 - Powers of Attorney
/s/ Stephen Hoi Chun Lo, as attorney-in-fact for Cheng Yin Pan03/24/2026
/s/ Stephen Hoi Chun Lo, as attorney-in-fact for M13 Capital Management Holdings Limited03/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider ownership did Cheng Yin Pan report in Prenetics Global Ltd (PRE) Form 3?

The Form 3 shows indirect ownership via M13 Capital Management Holdings Limited of 75,021 Class A Ordinary Shares and 15,873 Restricted Stock Units. Each RSU represents the right to receive one Class A Ordinary Share, subject to vesting and settlement conditions.

How are the 15,873 Restricted Stock Units for Prenetics (PRE) structured and when do they vest?

The filing states there are 15,873 Restricted Stock Units granted under the 2022 Share Incentive Plan. They vest on May 17, 2026, with each RSU corresponding to one Class A Ordinary Share, contingent on continued service through the vesting date.

Who legally holds the Prenetics (PRE) shares and RSUs reported by Cheng Yin Pan?

Both the Class A Ordinary Shares and RSUs are held indirectly through M13 Capital Management Holdings Limited, a British Virgin Islands company wholly owned by Cheng Yin Pan. The Form 3 attributes these positions to that entity as the recorded holder.

What are the key terms of the Prenetics (PRE) RSUs held by M13 Capital Management Holdings Limited?

The RSUs have an exercise price of $0.0000 and expire on May 18, 2032. Vested RSUs are not automatically settled; delivery of Class A Ordinary Shares occurs at Cheng Yin Pan’s election, consistent with the issuer’s insider trading policy.

Did the Prenetics Global Ltd (PRE) Form 3 show any insider share purchases or sales?

The Form 3 reflects holdings only, with no reported buy or sell transactions. It lists existing indirect positions in Class A Ordinary Shares and Restricted Stock Units, establishing Cheng Yin Pan’s baseline ownership as a director of Prenetics Global Ltd.