Welcome to our dedicated page for PPL SEC filings (Ticker: PPL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The PPL Corporation (NYSE: PPL) SEC filings page on Stock Titan provides structured access to the company’s regulatory disclosures, along with AI-powered summaries to help interpret complex documents. As a U.S. energy company based in Allentown, Pennsylvania, with regulated utility operations in Pennsylvania, Kentucky and Rhode Island, PPL uses SEC filings to report financial performance, financing transactions and significant regulatory and operational events.
Investors can review PPL’s Form 8-K current reports, which describe material developments such as quarterly earnings releases, rate case and CPCN outcomes, bond and note issuances and forward equity arrangements. Recent 8-K filings detail PPL Capital Funding’s exchangeable senior notes due 2030, the use of proceeds to repay short-term debt, and the structure of exchange rights into PPL common stock. Other 8-Ks discuss rate proceedings and regulatory orders affecting subsidiaries like PPL Electric Utilities, LG&E, KU and Rhode Island Energy.
Core periodic reports such as the Form 10-K annual report and Form 10-Q quarterly reports (when available in the feed) provide broader context on segment performance, regulatory environments, capital expenditure plans and risk factors relevant to PPL’s regulated utility model. These filings often include segment-level discussions for Kentucky Regulated, Pennsylvania Regulated and Rhode Island Regulated operations, along with information on allowed returns on equity and cost recovery mechanisms.
For users interested in capital structure and securities information, filings also cover instruments such as first mortgage bonds issued by LG&E and KU, equity distribution agreements and forward sale agreements involving PPL common stock. Where applicable, Form 4 insider transaction reports and proxy materials can shed light on insider activity and governance matters.
Stock Titan’s AI tools summarize lengthy PPL filings, highlight key terms, and surface items such as new debt obligations, changes in guidance, regulatory decisions and notable risks. Real-time updates from EDGAR ensure that new PPL filings, including 10-K, 10-Q, 8-K and Form 4 submissions, are quickly reflected, helping investors and researchers navigate the detailed regulatory record that accompanies PPL’s multi-jurisdiction utility operations.
Williamson Keith H reported acquisition or exercise transactions in this Form 4 filing.
PPL Corp director Keith H. Williamson received a grant of 1,140.214 stock units under the company’s Directors Deferred Compensation Plan (DDCP). These stock units track the value of PPL common stock and will be paid out in shares after his retirement, rather than immediately.
Following this award and the reinvestment of dividends, Williamson now holds a total of 139,192.950 stock units under the plan. This transaction reflects routine, compensation-related equity awards for a board member and does not involve any open-market buying or selling of PPL shares.
WOOD PHOEBE A reported acquisition or exercise transactions in this Form 4 filing.
PPL Corp director Phoebe A. Wood received a grant of deferred stock units under the company’s Directors Deferred Compensation Plan. On the transaction date, she was awarded 1,140.214 stock units tied to PPL common stock at a reference price of $38.37 per unit.
Payout of these units will occur following her retirement, and the reported total of 52,053.063 stock units includes the reinvestment of dividends, reflecting her accumulated deferred director compensation rather than an open-market share purchase.
PPL Corp director Craig A. Rogerson reported a compensation-related grant of stock units under the Directors Deferred Compensation Plan (DDCP). He acquired 1,140.214 Stock Units (DDCP) tied to PPL common stock at a reference value of $38.37 per unit. Under the DDCP, the underlying securities are paid out following a director's retirement, so this represents deferred compensation rather than an open-market purchase. After this grant, Rogerson holds a total of 245,480.199 stock units, which includes the reinvestment of dividends.
PPL Corp director Natica von Althann received additional deferred stock units as part of board compensation. On this Form 4, she acquired 1,140.214 Stock Units (DDCP), each linked to PPL common stock, at a reference price of $38.37 per unit.
These stock units are granted under the Directors Deferred Compensation Plan, where payout of the underlying common shares occurs after a director’s retirement. Following this award, von Althann directly holds a total of 107,614.287 stock units, a long-term, non-cash form of compensation that accumulates over time and includes reinvested dividends.
PPL Corp director Madabhushi Venkata R received a grant of 1,140.214 stock units under the company’s Directors Deferred Compensation Plan (DDCP). These units are tied to PPL common stock at a reference value of $38.37 per share and represent deferred compensation rather than an open-market purchase.
Under the DDCP, there is no exercise price; payout of the underlying securities occurs after the director’s retirement. Following this award, the director holds a total of 95,402.629 stock units, which the disclosure notes includes the reinvestment of dividends.
PPL Corp director Art P. Beattie received an award of stock units under the company’s Directors Deferred Compensation Plan (DDCP). On the transaction date, he acquired 1,342.195 Stock Units (DDCP), each tied to PPL common stock at a reference price of $38.37 per unit.
Following this grant, Beattie holds a total of 48,549.946 Stock Units (DDCP) directly. According to the plan, these units will be paid out in underlying common shares after the director’s retirement, and the total includes units accumulated through dividend reinvestment.
Redman Heather B reported acquisition or exercise transactions in this Form 4 filing.
PPL Corp director Heather B. Redman received a grant of 1,140.214 Stock Units under the company’s Directors Deferred Compensation Plan (DDCP). Each unit represents an equivalent number of shares of common stock at a reference price of $38.37 per share. After this award and dividend reinvestments, her total DDCP stock units stand at 27,490.404, which will be paid out following her retirement as a director.
PPL Corp director Linda G. Sullivan received a grant of deferred stock units as part of director compensation. On the transaction date, she was awarded 1,140.214 stock units under the Directors Deferred Compensation Plan (DDCP), linked to PPL common stock at a reference price of $38.37 per unit.
The units have no conversion or exercise price, and payout of the underlying common shares will occur following her retirement, consistent with the DDCP terms. After this grant and including the reinvestment of dividends, her total deferred stock unit balance stands at 19,655.931 units, all reported as directly owned. This is a routine, non-market compensation award rather than an open-market purchase or sale.
PPL Corp director Armando Zagalo De Lima received 1,628.877 stock units under the company's Directors Deferred Compensation Plan. These stock units are tied to PPL common stock at a reference price of $38.370 per unit and bring his total deferred stock unit holdings to 130,605.692 units.
No exercise or conversion price applies, and the footnotes state that payout of the underlying securities will occur following the director's retirement. The total reported amount also includes the reinvestment of dividends into additional stock units.