STOCK TITAN

PPHC (PPHC) director receives 9,609-share stock grant as compensation

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(Neutral)
Form Type
4

Rhea-AI Filing Summary

Public Policy Holding Company, Inc. director Lee Simon Philip Guy reported receiving a grant of common stock as compensation. He acquired 9,609 shares of Common Stock, $0.001 par value, at a stated price of $0 per share. Following this award, he directly holds 9,609 shares, and the filing shows no related derivative positions.

Positive

  • None.

Negative

  • None.
Insider Lee Simon Philip Guy
Role Director
Type Security Shares Price Value
Grant/Award Common Stock, $0.001 par value 9,609 $0.00 --
Holdings After Transaction: Common Stock, $0.001 par value — 9,609 shares (Direct)
Footnotes (1)
Shares granted 9,609 shares Stock award to director on 2026-06-12
Stated grant price $0.00 per share Grant/award acquisition of common stock
Shares held after grant 9,609 shares Total direct common stock holdings after transaction
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
Common Stock, $0.001 par value financial
"security_title: Common Stock, $0.001 par value"
transaction code A financial
"transaction_code: A, Grant, award, or other acquisition"
non-derivative financial
"transaction_type: non-derivative"

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FAQ

What did PPHC director Lee Simon Philip Guy report in this Form 4?

He reported receiving a stock award of 9,609 shares of Public Policy Holding Company, Inc. common stock. The shares were granted at a stated price of $0 per share, reflecting a compensation-related grant rather than an open-market purchase or sale.

How many PPHC shares does Lee Simon Philip Guy hold after this transaction?

After the reported grant, he directly holds 9,609 shares of Public Policy Holding Company, Inc. common stock. The Form 4 does not list any additional derivative positions, so this total reflects his reported direct common share holdings following the award.

Was the PPHC insider transaction a buy or a sell?

The transaction was an acquisition categorized as a grant or award, not an open-market buy or sell. The Form 4 uses transaction code A, indicating a compensation-related acquisition rather than a discretionary trade in the market.

What type of security was granted to the PPHC director?

The director received shares of Common Stock, $0.001 par value, of Public Policy Holding Company, Inc. The award covered 9,609 common shares, and no related options, warrants, or other derivative securities were reported in this filing.

Does this PPHC Form 4 indicate any option exercises or derivative transactions?

No, the filing reports only a non-derivative stock grant of 9,609 common shares. The derivativeSummary section is empty, and the transactionSummary shows no option exercises or other derivative-type transactions for this reporting period.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lee Simon Philip Guy

(Last)(First)(Middle)
C/O PUBLIC POLICY HOLDING COMPANY, INC.
800 NORTH CAPITOL STREET , NW SUITE 800

(Street)
WASHINGTON DISTRICT OF COLUMBIA 20002

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Public Policy Holding Company, Inc. [ PPHC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/12/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, $0.001 par value06/12/2026A9,609A$09,609D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
/s/ Simon Philip Guy Lee06/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)