Welcome to our dedicated page for Pennantpark Invt SEC filings (Ticker: PNNT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to PennantPark Investment Corporation (NYSE: PNNT) SEC filings, offering a centralized view of the company’s regulatory disclosures as a business development company. Through these documents, investors can review how PennantPark Investment Corporation reports its financial results, governance matters, financing arrangements and portfolio information under U.S. securities laws.
Current reports on Form 8-K filed by PennantPark Investment Corporation cover topics such as quarterly and annual financial results, announcements of monthly and other distributions, amendments to its senior secured revolving credit facility, and Regulation FD disclosures related to press releases. For example, an 8-K filed in December 2025 describes a seventh amendment to the company’s Second Amended and Restated Senior Revolving Credit Agreement, including changes to maturity, commitments and pricing, while other 8-Ks furnish earnings and distribution press releases as exhibits.
The company’s definitive proxy statement on Schedule 14A provides detail on its annual meeting of stockholders, including proposals for the election of directors and the ratification of the independent registered public accounting firm, voting procedures, quorum requirements and the mechanics of participating in a virtual annual meeting. The proxy materials also reference the company’s Annual Report on Form 10-K for the fiscal year ended September 30, 2025.
On Stock Titan, these filings are updated as they are made available through the SEC’s EDGAR system. AI-powered tools can help readers quickly understand the key points in lengthy documents such as 10-Ks, 10-Qs, 8-Ks and proxy statements by highlighting major themes like investment income, portfolio composition, credit facility terms, distribution policies and governance items, while still allowing direct access to the full text for detailed review.
PennantPark Investment Corporation declared a monthly distribution for April 2026 of $0.08 per share. This consists of a $0.04 per share base dividend and a $0.04 per share supplemental dividend, reflecting cash being returned to shareholders.
The distribution is payable on May 1, 2026 to stockholders of record as of April 15, 2026 and is expected to be paid from taxable net investment income. Final tax characteristics will be reported on Form 1099 and in the company’s SEC filings.
PennantPark Investment Corp's CFO and Treasurer, Richard T. Allorto Jr., bought 15,000 shares of common stock in an open-market purchase at $4.88 per share. Following this transaction, he directly owns 30,000 shares of the company’s common stock.
PennantPark Investment Corporation declared a monthly distribution for March 2026 of $0.08 per share. This consists of a $0.04 base dividend and a $0.04 supplemental dividend, payable on April 1, 2026 to stockholders of record as of March 16, 2026.
The distribution is expected to be paid from the company’s taxable net investment income, with final tax characteristics to be reported on Form 1099 and in future SEC filings. PennantPark operates as a business development company focused on U.S. middle‑market private company debt and equity investments.
PennantPark Investment Corporation provides a highly detailed look at its investment portfolio, focusing on non-controlled, non-affiliated and controlled, affiliated companies. The schedule lists numerous first lien secured debt positions, including funded and unfunded term loans and revolvers, with current coupons often in the high single to low double digits and spreads such as 3M SOFR plus stated basis points.
The portfolio spans many industries, including business services, healthcare, consumer products, media, aerospace and defense, distribution, real estate, auto, gaming, and environmental services. In addition to senior loans, PennantPark holds second lien debt, subordinated/corporate notes (including PIK structures), preferred equity, and common equity/partnership interests and warrants in a wide range of sponsors and operating companies.
The schedule also notes related-party exposure through PennantPark Senior Loan Fund and shows a large position in a JPMorgan U.S. Government Money Market Fund classified as cash and cash equivalents at 44.8%, highlighting a mix of income-producing loans and liquid short-term holdings.
PennantPark Investment Corporation reported results for the first fiscal quarter ended December 31, 2025 and updated its dividend approach. Net investment income was $7.0 million, or $0.11 per share, while net assets rose $9.0 million, or $0.14 per share, helped by $59.0 million of realized gains and offset by $57.1 million of unrealized depreciation.
Net asset value per share was $7.00, down 1.5% from September 30, 2025, and the investment portfolio totaled $1,218.5 million with a 10.9% weighted average yield on debt investments. The company will keep total monthly dividends at $0.08 per share, split into a $0.04 base dividend supported by core net investment income and a $0.04 supplemental dividend supported by spillover income, which it anticipates maintaining through December 2026. Liquidity actions included upsizing the Truist Credit Facility to $535 million with lower pricing and issuing $75.0 million of 7.0% Senior Unsecured Notes due February 1, 2029.
PennantPark Investment Corporation held its annual stockholder meeting on February 3, 2026, with 65,296,094 common shares eligible to vote as of the record date.
Stockholders elected Samuel Katz and Marshall Brozost as Class I directors to serve until the 2029 annual meeting, with Katz receiving 14,000,169 votes for and Brozost receiving 12,055,136 votes for. Both director elections included broker non-votes.
Stockholders also ratified the selection of US LLP as independent registered public accounting firm for the year ending September 30, 2026, with 39,679,025 votes for, 934,043 against, and 1,006,624 abstaining.
PennantPark Investment Corporation filed a current report to share that it issued a press release on February 3, 2026 announcing its monthly distribution. The company is using this report to make that information broadly available under Regulation FD, which is designed to ensure fair disclosure to all investors.
The press release detailing the monthly distribution is furnished as Exhibit 99.1. The company notes that this information is being furnished rather than filed, meaning it is not subject to certain liability provisions and is not automatically incorporated into other securities law filings unless specifically referenced.
PennantPark Investment Corporation entered into a Note Purchase Agreement for $75,000,000 of 7.00% senior unsecured notes due February 1, 2029, sold in a private placement to a qualified institutional investor. These notes pay interest semi-annually each February 1 and August 1, starting August 1, 2026.
The notes are general unsecured obligations ranking equally with PennantPark’s other unsecured unsubordinated debt and include a minimum asset coverage covenant of 1.50 to 1.00. They can be redeemed at par plus accrued interest, with a make-whole premium for redemptions before November 1, 2028, and must be prepaid at par upon certain change of control events.
PennantPark also entered a Registration Rights Agreement requiring it to register an exchange offer for substantially identical registered notes, or alternatively register resales of the notes. Failure to meet specified registration deadlines would require the company to pay additional interest to the noteholder.
This excerpt from a PNNT annual filing amendment details a large portfolio of investments in non-controlled, non-affiliated and affiliated portfolio companies. The positions span first lien secured debt, subordinated/corporate notes, and various classes of common and preferred equity or partnership interests.
The investments are diversified across many industries, including business services, healthcare and childcare, consumer products, aerospace and defense, distribution, media, auto sector, gaming, and environmental services. Many of the first lien loans reference SOFR-based floating rates with substantial basis point spreads and, in some cases, PIK (payment-in-kind) components, indicating higher-yield, credit-focused exposure typical of a senior loan or private credit strategy.