Welcome to our dedicated page for PNC Financial Services Group SEC filings (Ticker: PNC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The PNC Financial Services Group, Inc. (NYSE: PNC) files a broad range of documents with the U.S. Securities and Exchange Commission that detail its financial condition, capital structure, strategic transactions and governance matters. As a large diversified financial services institution incorporated in Pennsylvania, PNC uses SEC filings to report material events, securities offerings, mergers and acquisitions, and periodic financial results.
Among the most informative filings for PNC are its current reports on Form 8-K. Recent 8-Ks describe, for example, the completion of the acquisition of FirstBank Holding Company and its banking subsidiary, the receipt of required regulatory approvals for that transaction, and the establishment of a new series of preferred stock, the 7.250% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series X, issued in connection with the merger. Other 8-Ks discuss senior note offerings, including fixed rate/floating rate senior notes, and provide earnings releases, supplementary financial information and investor presentation materials.
Investors reviewing PNC’s SEC filings can also track information about its common stock and preferred stock listed on the New York Stock Exchange, dividend declarations on various preferred series, and details of indentures and underwriting agreements related to its debt securities. These documents help explain how PNC structures its capital, manages funding and communicates significant corporate events.
On this SEC filings page, users can access PNC’s 8-Ks and, through links to EDGAR, its annual reports on Form 10-K, quarterly reports on Form 10-Q, registration statements and other disclosures. AI-powered summaries can help interpret lengthy filings by highlighting key terms, such as changes to preferred stock rights, terms of senior note issuances, or milestones in merger agreements. Users interested in topics like PNC’s merger activity, debt offerings, preferred stock designations or earnings communications can use these filings, along with AI-generated insights, to better understand the company’s regulatory and financial reporting history.
NIBLOCK ROBERT A reported acquisition or exercise transactions in this Form 4 filing.
PNC Financial Services Group director Robert A. Niblock received a grant of 62 phantom stock units tied to PNC common stock under a deferred compensation plan. The units were credited at $209.24 per unit and bring his indirect phantom stock unit balance to 1,894 units. Separately, he holds 4,857 deferred stock units directly, each generally payable in PNC common stock at retirement or, in limited cases, cash based on the stock’s fair market value. These awards are compensation-related and settled in cash or stock rather than involving open‑market trades.
Salesky Bryan Scott reported acquisition or exercise transactions in this Form 4 filing.
PNC Financial Services Group director Bryan Scott Salesky received 125 phantom stock units as a compensation award tied to PNC common stock. The units, valued at $209.24 per unit, are held through a deferred compensation plan and are economically equivalent to PNC shares but will be settled in cash.
After this grant, he holds a total of 2,171 phantom stock units indirectly, including units accumulated as dividend equivalents. Separately, he directly holds deferred stock units representing 4,857 shares of PNC common stock, which are generally payable at retirement. The filing shows routine equity-based compensation rather than open-market buying or selling.
HESSE DANIEL reported acquisition or exercise transactions in this Form 4 filing.
PNC Financial Services Group director Daniel Hesse reported a routine compensation-related award of derivative units tied to PNC common stock. On April 1, 2026, he received 69 phantom stock units, each economically equivalent to one share of PNC common stock, at a reference value of $209.24 per unit under a deferred compensation plan.
After this grant, Hesse holds 4,868 phantom stock units in the PNC Deferred Compensation Plan and 2,116 phantom stock units in the Outside Directors Deferred Stock Unit Plan, both settled in cash. He also directly holds 11,718 deferred stock units under PNC's Directors Deferred Stock Unit Program, which generally provide one share of PNC common stock (or equivalent cash) at retirement. No open-market purchases or sales of PNC common stock were reported.
CAFARO DEBRA A reported acquisition or exercise transactions in this Form 4 filing.
PNC Financial Services Group director Debra A. Cafaro received a grant of 126 phantom stock units on April 1, 2026, as compensation rather than an open-market trade. Each phantom unit is economically equivalent to one share of PNC common stock and will be settled in cash under a deferred compensation plan.
Following this award, she holds 9,265 phantom stock units indirectly through the plan and 10,138 deferred stock units directly, which represent the right to receive PNC common stock (or in limited cases cash) at retirement under the Directors Deferred Stock Unit Program.
Dachille Douglas A. reported acquisition or exercise transactions in this Form 4 filing.
PNC Financial Services Group director Douglas A. Dachille received a grant of 31 phantom stock units on April 1, 2026. Each unit is economically equivalent to one share of PNC common stock and was valued at $209.24 per unit, credited under a deferred compensation plan and settled in cash at distribution.
After this award, Dachille holds 221 phantom stock units indirectly through the PNC Deferred Compensation Plan and 1,236 deferred stock units directly. Each deferred stock unit represents the right to receive one share of PNC common stock at retirement or, in limited cases, cash equal to the share’s fair market value.
Feldstein Andrew T reported acquisition or exercise transactions in this Form 4 filing.
PNC Financial Services Group director Andrew T. Feldstein received a grant of 185 phantom stock units on April 1, 2026 under a Deferred Compensation Plan, with a reference price of $209.24 per unit. Each phantom stock unit is economically equivalent to one share of PNC common stock and will be settled in cash, generally without expiration.
After this grant, Feldstein holds 20,664 phantom stock units indirectly in the Deferred Compensation Plan, including units received as dividend equivalents. He also holds 6,417 phantom stock units indirectly under an Outside Directors Deferred Stock Unit Plan and 11,718 deferred stock units directly, each DSU representing the right at retirement to receive one share of PNC common stock or, in limited cases, cash of equivalent value.
HARSHMAN RICHARD J reported acquisition or exercise transactions in this Form 4 filing.
PNC Financial Services Group director Richard J. Harshman received 32 phantom stock units on April 1, 2026 as a grant under a deferred compensation arrangement. Each phantom stock unit is economically equivalent to one share of PNC common stock and will be settled in cash at distribution. Following the grant, he holds 2,181 phantom stock units indirectly under the PNC Deferred Compensation Plan and 8,847 underlying shares through deferred stock units directly under the PNC Directors Deferred Stock Unit Program, which provide one share of common stock (or equivalent cash) at retirement.
Khator Renu reported acquisition or exercise transactions in this Form 4 filing.
PNC Financial Services Group director Renu Khator reported a routine compensation award of 126 phantom stock units on April 1, 2026, each economically equivalent to one share of PNC common stock at $209.24 per unit. These units are credited under a Deferred Compensation Plan, settle in cash, and generally do not expire, bringing her indirect phantom stock balance to 3,397 units.
The filing also updates holdings of Deferred Stock Units (DSUs), which now represent 3,847 underlying shares of PNC common stock under the Directors Deferred Stock Unit Program. Each DSU provides the right to receive one share of PNC common stock (or, in limited cases, cash equal to its fair market value) at retirement, reflecting ongoing board-level equity-based compensation rather than open-market trading.
PNC Financial Services Group disclosure: The Vanguard Group filed Amendment No. 10 to a Schedule 13G/A describing an internal realignment on January 12, 2026 and reporting disaggregated beneficial ownership. The filing states amount beneficially owned: 0 shares (0%) of common stock.
The filing explains certain Vanguard subsidiaries/business divisions will report separately in reliance on SEC Release No. 34-39538. The form is signed by Ashley Grim, Head of Global Fund Administration, dated 03/27/2026.
The PNC Financial Services Group, Inc. is soliciting votes for its 2026 virtual-only annual meeting, where shareholders will elect 13 directors, ratify PwC as auditor, approve executive pay on an advisory basis, and vote on a new 2026 Omnibus Equity Incentive Plan.
PNC reports a strong 2025, with assets of $574 billion as of December 31, 2025, net income of $7.0 billion and diluted EPS of $16.59. Revenue rose to $23.1 billion from $21.6 billion, while non‑interest expense increased modestly to $13.8 billion, producing positive operating leverage.
The company returned $3.9 billion to shareholders through more than $2.6 billion of common dividends and over $1.2 billion of share repurchases, and ended 2025 with a CET1 capital ratio of 10.6%. PNC also completed the acquisition of FirstBank Holding Company on January 5, 2026, adding $26 billion of assets and significantly expanding its branch presence in Colorado and Arizona.
The proposed 2026 equity plan would authorize up to 28,000,000 new shares, representing approximately 7.17% of outstanding common stock as of December 31, 2025, plus any shares remaining under the expiring 2016 plan, to support PNC’s long‑term, equity‑heavy pay‑for‑performance program.