Welcome to our dedicated page for PNC Financial Services Group SEC filings (Ticker: PNC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The PNC Financial Services Group, Inc. (NYSE: PNC) files a broad range of documents with the U.S. Securities and Exchange Commission that detail its financial condition, capital structure, strategic transactions and governance matters. As a large diversified financial services institution incorporated in Pennsylvania, PNC uses SEC filings to report material events, securities offerings, mergers and acquisitions, and periodic financial results.
Among the most informative filings for PNC are its current reports on Form 8-K. Recent 8-Ks describe, for example, the completion of the acquisition of FirstBank Holding Company and its banking subsidiary, the receipt of required regulatory approvals for that transaction, and the establishment of a new series of preferred stock, the 7.250% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series X, issued in connection with the merger. Other 8-Ks discuss senior note offerings, including fixed rate/floating rate senior notes, and provide earnings releases, supplementary financial information and investor presentation materials.
Investors reviewing PNC’s SEC filings can also track information about its common stock and preferred stock listed on the New York Stock Exchange, dividend declarations on various preferred series, and details of indentures and underwriting agreements related to its debt securities. These documents help explain how PNC structures its capital, manages funding and communicates significant corporate events.
On this SEC filings page, users can access PNC’s 8-Ks and, through links to EDGAR, its annual reports on Form 10-K, quarterly reports on Form 10-Q, registration statements and other disclosures. AI-powered summaries can help interpret lengthy filings by highlighting key terms, such as changes to preferred stock rights, terms of senior note issuances, or milestones in merger agreements. Users interested in topics like PNC’s merger activity, debt offerings, preferred stock designations or earnings communications can use these filings, along with AI-generated insights, to better understand the company’s regulatory and financial reporting history.
PNC Financial Services Group ownership disclosure: Vanguard Capital Management reports beneficial ownership of 30,290,398 shares of Common Stock, representing 7.50% of the class. The filing shows sole voting power over 4,084,556 shares and sole dispositive power over 30,290,398 shares. The statement notes these holdings include securities held by Vanguard funds and affiliates as described, and the filing is signed on 04/30/2026.
The PNC Financial Services Group, Inc. reported the results of its annual shareholder meeting and the approval of a new long-term incentive plan. Shareholders approved the 2026 Omnibus Equity Incentive Plan, which authorizes issuance of 28,000,000 shares of common stock for equity and cash-based awards, plus any shares remaining available under the prior 2016 Incentive Award Plan as of April 22, 2026.
The plan allows a range of awards, including stock options, share appreciation rights, restricted shares, restricted share units, performance awards, other share-based awards and cash-denominated awards, to employees, non-employee directors, consultants and other service providers. Committees of the board will determine recipients, award types, sizes and performance criteria.
All 13 director nominees were elected with strong majorities, PricewaterhouseCoopers LLP was ratified as independent auditor for 2026, and executive compensation received 93.56% support in an advisory vote. The equity plan itself received 96.64% support.
Pfinsgraff Martin reported acquisition or exercise transactions in this Form 4 filing.
PNC Financial Services Group director Martin Pfinsgraff received a grant of 844 deferred stock units. The award was made on April 22, 2026 at a stated price of $0.00 per unit as part of PNC’s Directors Deferred Stock Unit Program under the 2016 Incentive Award Plan.
Each deferred stock unit represents the right to receive at retirement one share of PNC common stock, or in limited circumstances cash equal to the fair market value of one share on the payment determination date. Following this grant, Pfinsgraff holds a total of 10,982 deferred stock units, including units previously credited as dividend equivalents.
HARSHMAN RICHARD J reported acquisition or exercise transactions in this Form 4 filing.
PNC Financial Services Group director Richard J. Harshman reported routine equity-based compensation and deferred holdings. He received 844 Deferred Stock Units as a grant under PNC’s 2016 Incentive Award Plan, increasing his directly held deferred stock units to 9,691.
Each Deferred Stock Unit represents the right to receive at retirement one share of PNC common stock or, in limited cases, cash equal to the fair market value of one share. He also indirectly holds Phantom Stock Units in a Deferred Compensation Plan, which are economically equivalent to 2,181 shares of PNC common stock and are settled in cash upon distribution.
HESSE DANIEL reported acquisition or exercise transactions in this Form 4 filing.
PNC Financial Services Group director Daniel Hesse received a grant of 844 Deferred Stock Units (DSUs) tied to PNC common stock. This compensation award increased his directly held DSUs to 12,562 units, each representing the right at retirement to receive one PNC share or, in limited cases, cash of equivalent value.
He also has indirect holdings of phantom stock units economically equivalent to PNC shares, including units linked to 2,116 and 4,868 underlying PNC common shares through deferred stock and deferred compensation plans. These phantom units are generally settled in cash and typically do not expire.
Salesky Bryan Scott reported acquisition or exercise transactions in this Form 4 filing.
PNC Financial Services Group director Bryan Scott Salesky received a grant of 844 Deferred Stock Units (DSUs). These DSUs were awarded under PNC's 2016 Incentive Award Plan through the Directors Deferred Stock Unit Program and carry a stated price of $0.0000 per unit.
Following this grant, Salesky holds 5,701 DSUs directly, each representing the right to receive one share of PNC common stock, or in limited cases cash equal to its fair market value, at retirement. Separately, he is shown with 2,171 phantom stock units held indirectly through a Deferred Compensation Plan, which are economically equivalent to PNC common shares and are settled in cash.
PNC Financial Services Group director Robert A. Niblock received a compensation-related equity award in the form of deferred stock units. On the reported date, he was granted 844 Deferred Stock Units (DSUs) with an exercise price of $0.00, each tied to one share of PNC common stock.
Under PNC’s Directors Deferred Stock Unit Program, each DSU generally converts at retirement into either one share of PNC common stock or, in limited cases, cash equal to its fair market value. Following this grant, Niblock directly holds 5,701 DSUs and indirectly holds phantom stock units economically equivalent to 1,894 shares through a Deferred Compensation Plan.
ALVARADO JOSEPH reported acquisition or exercise transactions in this Form 4 filing.
PNC Financial Services Group director Joseph Alvarado received a grant of 844 deferred stock units. These units were awarded under PNC’s 2016 Incentive Award Plan through the Directors Deferred Stock Unit Program. Each deferred stock unit represents the right, generally at retirement, to receive one share of PNC common stock or, in limited cases, cash equal to its fair market value. Following this grant and prior dividend-equivalent credits, Alvarado now holds 9,691 deferred stock units directly.
Medler Linda R reported acquisition or exercise transactions in this Form 4 filing.
PNC Financial Services Group director Linda R. Medler reported routine equity-based compensation and holdings. She received an award of 844 Deferred Stock Units (DSUs) under PNC's 2016 Incentive Award Plan, bringing her directly held DSU balance to 10,982 units.
Each DSU represents the right to receive, at retirement, one share of PNC common stock or in limited cases cash equal to one share's fair market value. Separately, she indirectly holds phantom stock units economically equivalent to 1,115 PNC shares through a deferred compensation arrangement, which are settled in cash and generally do not expire.
Feldstein Andrew T reported acquisition or exercise transactions in this Form 4 filing.
PNC Financial Services Group director Andrew T. Feldstein received a compensation-related grant of 844 deferred stock units on April 22, 2026. These units were granted under PNC’s 2016 Incentive Award Plan and its Directors Deferred Stock Unit Program.
Each deferred stock unit represents the right to receive at retirement one share of PNC common stock, or in limited cases cash equal to the fair market value of one share, based on the program’s terms. After this grant, Feldstein holds 12,562 deferred stock units directly.
In addition, he indirectly holds phantom stock units in deferred plans that are economically equivalent to 6,417 and 20,664 shares of PNC common stock. These phantom units are settled in cash upon distribution and generally do not expire.