Plutus Financial (PLUT) director files Form 3 showing 0 owned shares

Q: What does the Plutus Financial (PLUT) Form 3 for Lui Tin Shun show?

The Form 3 shows that director Lui Tin Shun reported his initial beneficial ownership in Plutus Financial Group Ltd, indicating 0 Ordinary Shares held directly as of the reported date on the form.

Q: How many Plutus Financial (PLUT) shares does Lui Tin Shun report owning?

The filing reports that director Lui Tin Shun holds 0 Ordinary Shares directly following the reported date. This reflects his visible beneficial ownership position in Plutus Financial Group Ltd as of that Form 3 filing.

Q: What type of security is reported for Plutus Financial (PLUT) in this Form 3?

The Form 3 lists Ordinary Shares of Plutus Financial Group Ltd as the security. For this security, director Lui Tin Shun reports total direct beneficial ownership of 0 shares following the reported date on the form.

Q: Does the Plutus Financial (PLUT) Form 3 indicate any derivative or option positions?

The insider data summary shows no derivative transactions and an empty derivative position list. That means the Form 3 does not disclose any options, warrants, or other derivative securities currently held by director Lui Tin Shun.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Plutus Financial Group Ltd director Lui Tin Shun filed an initial Form 3 reporting his beneficial ownership in the company. The filing lists Ordinary Shares with total direct holdings of 0 shares following the reported date, indicating no directly owned Plutus shares at that time.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Lui Tin Shun

Role null

Type	Security	Shares	Price	Value
holding	Ordinary Shares	--	--	--

Holdings After Transaction: Ordinary Shares — 0 shares (Direct, null)

Footnotes (1)

Key Figures

Direct Ordinary Share holdings: 0 shares

1 metrics

Direct Ordinary Share holdings 0 shares Total direct holdings after Form 3 as of May 15, 2026

Key Terms

Form 3, Ordinary Shares, beneficial ownership

3 terms

Form 3 regulatory

"Director Lui Tin Shun filed an initial Form 3 reporting his beneficial ownership."

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Ordinary Shares financial

"The filing lists Ordinary Shares with total direct holdings of 0 shares."

Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.

beneficial ownership financial

"Form 3 is an initial statement of beneficial ownership in the company."

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Understanding Insider Trading Forms →

05/15/2026 - 09:54 PM

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Lui Tin Shun

(Last)

(First)

(Middle)

8/F, 80 GLOUCESTER ROAD

(Street)

WAN CHAI

(City)

(State)

(Zip)

CHINA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/15/2026

3. Issuer Name and Ticker or Trading Symbol
Plutus Financial Group Ltd [ PLUT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)

Explanation of Responses:

	/s/ Tin Shun Lui	05/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What does the Plutus Financial (PLUT) Form 3 for Lui Tin Shun show?

The Form 3 shows that director Lui Tin Shun reported his initial beneficial ownership in Plutus Financial Group Ltd, indicating 0 Ordinary Shares held directly as of the reported date on the form.

Did Plutus Financial (PLUT) director Lui Tin Shun buy or sell shares in this Form 3?

No buy or sell activity is reported. The Form 3 functions as an initial ownership statement and shows 0 Ordinary Shares directly owned by director Lui Tin Shun after the reported date, with no transactions indicated.

How many Plutus Financial (PLUT) shares does Lui Tin Shun report owning?

The filing reports that director Lui Tin Shun holds 0 Ordinary Shares directly following the reported date. This reflects his visible beneficial ownership position in Plutus Financial Group Ltd as of that Form 3 filing.

What type of security is reported for Plutus Financial (PLUT) in this Form 3?

The Form 3 lists Ordinary Shares of Plutus Financial Group Ltd as the security. For this security, director Lui Tin Shun reports total direct beneficial ownership of 0 shares following the reported date on the form.

Does the Plutus Financial (PLUT) Form 3 indicate any derivative or option positions?

The insider data summary shows no derivative transactions and an empty derivative position list. That means the Form 3 does not disclose any options, warrants, or other derivative securities currently held by director Lui Tin Shun.