Welcome to our dedicated page for Plum Acquisition IV Units SEC filings (Ticker: PLMKU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Plum Acquisition Corp. IV (PLMKU) SEC filings provide detailed information on its structure as a special purpose acquisition company and the steps it takes toward an initial business combination. As a shell company in the financial services sector, its key disclosures focus on its Cayman Islands incorporation, unit and warrant terms, and sponsor-related financing arrangements.
Through this page, you can review Plum Acquisition Corp. IV’s Exchange Act reports, including current reports on Form 8-K that describe material events. For example, an 8-K filing outlines the issuance of an unsecured promissory note to its sponsor, Plum Partners IV, LLC, specifying that the note may be drawn down prior to the business combination, does not bear interest, and may be converted into ordinary shares of the post-business combination company at a defined per-share amount if the combination is completed.
Investors can also use this filings record to examine how the company classifies its units, Class A ordinary shares, and warrants, as reflected in registration statements and related disclosures. These documents explain the composition of PLMKU units, the exercise price mechanics for warrants, and the company’s status as an emerging growth company under U.S. securities laws.
Stock Titan enhances access to these SEC filings with AI-powered summaries that highlight the main terms and implications of lengthy documents such as 8-Ks and registration-related materials. Real-time updates from EDGAR, along with structured views of forms like 8-K and any future 10-K, 10-Q, or Form 4 filings, help users quickly understand Plum Acquisition Corp. IV’s regulatory disclosures, sponsor obligations, and progress toward completing its initial business combination.
Plum Acquisition Corp. IV is a Cayman Islands-based blank check company formed to complete a business combination, with no operating revenues to date. It raised $172,500,000 from an initial public offering of 17,250,000 units on January 16, 2025, plus $6,728,750 from a concurrent private placement, and placed $174,225,000 in a trust account.
The company has signed a Business Combination Agreement with Controlled Thermal Resources Holdings Inc. (CTR), under which a merger sub will combine with CTR and Plum will domesticate from Cayman to Delaware. All Class A and Class B ordinary shares and warrants will convert into corresponding Delaware securities on a one-for-one basis, and Class B will convert into common stock at the merger effective time.
Public shareholders are entitled to redeem their shares at a price initially anticipated to be $10.10 per share from the trust in connection with the initial business combination, subject to specified limitations. If no business combination is completed by July 16, 2026, Plum will redeem public shares and liquidate, leaving warrants worthless. The filing highlights extensive risks, including high redemption levels, competition among SPACs, macroeconomic and geopolitical instability, regulatory reviews such as potential CFIUS scrutiny, and the risk of being deemed an investment company.
Plum Acquisition Corp. IV announced it has entered into a definitive business combination agreement with Controlled Thermal Resources Holdings Inc. (CTR), an emerging U.S. developer of geothermal power and critical minerals. The deal would make CTR a public company listed on Nasdaq under the ticker “CTRH”.
CTR’s Hell’s Kitchen Project in California is designed to supply up to 650 MW of renewable baseload power and about 100,000 metric tons per year of lithium carbonate at full scale, plus large volumes of potash and other critical minerals. CTR has raised over US$285 million in private capital, completed a definitive feasibility study for Stage 1, secured a conditional use permit, and invested about $185 million in long‑lead equipment. The transaction, unanimously approved by both boards, is expected to close in the second half of 2026, subject to shareholder approvals, regulatory clearances, and other customary conditions, with a pro forma enterprise value of roughly $4.7 billion and CTR holders expected to own about 90.6% of the combined company.
Healthcare of Ontario Pension Plan Trust Fund (HOOPP) filed a Schedule 13G/A disclosing no beneficial ownership of Plum Acquisition Corp. IV Class A ordinary shares. The filing reports an aggregate amount beneficially owned of 0.00, representing 0% of the class, and indicates sole and shared voting and dispositive powers of 0. HOOPP identifies itself as a pension plan formed as a trust under Ontario law and registered with the Financial Services Regulatory Authority of Ontario and certifies that the securities, if any, would be held in the ordinary course of business.
Barclays PLC reports beneficial ownership of 651,050 shares of Plum Acquisition Corp. IV common stock, representing 3.52% of the class. Barclays reports sole voting and sole dispositive power over all shares it holds, indicating it controls how those shares are voted and sold.
The filing identifies Barclays as a holding company with related entities Barclays Bank PLC and Barclays Capital Inc. named in the schedule. The statement certifies the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.