Welcome to our dedicated page for Piper Sandler Co`S SEC filings (Ticker: PIPR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Piper Sandler Companies (NYSE: PIPR) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures from the U.S. Securities and Exchange Commission, along with AI-powered summaries to help interpret them. As an investment bank and institutional securities firm, Piper Sandler uses SEC filings to report its financial results, describe its operations and comply with ongoing reporting obligations.
Recent Form 8-K filings for Piper Sandler reference Item 2.02 – Results of Operations and Financial Condition, noting the release of financial results for specific fiscal quarters and directing readers to accompanying press releases furnished as exhibits. These current reports complement the firm’s earnings announcements and conference calls, providing an official record of quarterly performance.
On this page, you can access Piper Sandler’s 8-K current reports and, where available, annual reports on Form 10-K, quarterly reports on Form 10-Q, and other relevant filings. Stock Titan’s AI features are designed to highlight key sections, explain technical language and surface important points about advisory and capital markets activities, segment performance and risk disclosures as presented by the company in its filings.
For users interested in governance and ownership information, this page also serves as a starting point to locate proxy materials and insider transaction reports such as Form 4, when filed. Real-time updates from EDGAR combined with AI-generated overviews can help investors and researchers quickly understand what Piper Sandler reports in each document, without reading every page in detail.
PIPR presented a Form 144 notice proposing the sale of 45,000 shares of Common Stock that vested as restricted stock under a registered plan on 01/17/2025. The filing lists an associated dollar figure of $3,474,774.00 and a separate numeric entry 17,822,435 in the record.
Piper Sandler Companies reported record first quarter 2026 net revenues of $474.4 million, up 33% from a year earlier but down 29% from the record fourth quarter of 2025. U.S. GAAP net income attributable to the company was $65.2 million, or $0.92 per diluted share, essentially flat versus $0.91 a year ago.
Adjusted net revenues were $469.5 million, up 22% year-over-year, with adjusted earnings of $1.00 per diluted share, slightly below $1.02 in the prior-year quarter. Corporate investment banking and equity brokerage both delivered record first quarter revenues, while municipal financing softened.
Results included $8.5 million of litigation-related expenses, reducing diluted EPS by $0.08 and adjusted EPS by $0.09. The company increased its quarterly dividend by 14% to $0.20 per share, following a four-for-one stock split in March, and returned $171 million to shareholders through dividends and repurchases of 0.9 million shares at an average price of $79.08.
Piper Sandler Cos ownership disclosed: Vanguard Portfolio Management reports beneficial ownership of 5,194,367 shares, representing 7.28% of Piper Sandler common stock as reported in this Schedule 13G. The filing shows sole dispositive power over 5,194,367 shares and sole voting power for 60,834 shares. Disclosures note holdings include shares held for Vanguard funds and managed accounts; no single other person holds more than 5%.
Piper Sandler Companies filed an amended Form 3 for executive Jean-Paul M. Peltier to correct his reported common stock holdings. The amendment updates his direct ownership to 242,328 shares of common stock as of the reported date.
The filing states that an additional 98,232 shares were added due to an earlier administrative oversight, and all share figures have been adjusted to reflect a four-for-one stock split of the company’s common stock that became effective on March 23, 2026.
Piper Sandler Companies is asking shareholders to elect ten directors, ratify Ernst & Young LLP as auditor for 2026, and approve an advisory say-on-pay vote at its fully virtual May 20, 2026 annual meeting. Holders of common stock as of March 24, 2026 may vote online, by phone, mail, or during the webcast.
Management highlights strong 2025 results, including adjusted net revenues of $1.88 billion, adjusted net income of $318 million, and adjusted earnings per share of $4.43, all non-GAAP figures reconciled in Appendix A. Adjusted net income rose 39% from 2024, and adjusted return on equity reached 24.4%.
The company returned $239 million to shareholders through buybacks and dividends and completed a four-for-one stock split effective March 23, 2026. CEO Chad Abraham’s 2025 total compensation tied to these results was $11.6 million, largely performance-based, and the prior year’s say-on-pay received about 98.3% support. The board stresses its majority voting standard, independent committee structure, and use of PSUs linked to adjusted ROE and relative total shareholder return.
Sterling Brian R reported acquisition or exercise transactions in this Form 4 filing.
Piper Sandler Companies director Brian R. Sterling reported a compensation-related share accrual rather than an open-market trade. He elected to defer his quarterly director cash retainer fees, resulting in the accrual of 323 shares of phantom stock to his account. These phantom shares will be paid out in common stock on the last day of the year in which his board service ends. Following this accrual, he is shown as beneficially owning 102,659 shares of common stock directly.
Piper Sandler Companies director Philip Soran reported an acquisition of 323 shares of phantom stock tied to his quarterly director cash retainer fees. These phantom shares, which increased his direct holdings to 79,207 shares, will be paid in common stock when his board service ends.
Piper Sandler Companies director Ann C. Gallo reported receiving an award of 323 shares of common stock-equivalent phantom stock. This reflects her election to defer quarterly director cash retainer fees, converting that cash into phantom stock credited to her account. Following this award, she holds 5,831 shares of common stock directly. The phantom stock will be settled in common stock on the last day of the year in which her board service ends.
Piper Sandler Cos: an amended Schedule 13G/A from The Vanguard Group reports a disaggregation of certain Vanguard subsidiaries following an internal realignment and states 0 shares beneficially owned and 0% of the class. The filing cites SEC Release No. 34-39538 (January 12, 1998) and is signed by Ashley Grim, Head of Global Fund Administration, dated 03/27/2026.
Piper Sandler Companies approved and implemented a four-for-one forward stock split of its common stock, keeping the $0.01 par value unchanged. At the same time, the company increased its authorized common shares from 100,000,000 to 400,000,000 through an amendment to its certificate of incorporation.
The amendment became effective at 4:30 p.m. Eastern Time on March 23, 2026, and trading in the split-adjusted shares is expected to begin on March 24, 2026. The stock will trade under a new CUSIP number, 724078209, and existing Form S-8 registrations are proportionately adjusted under Rule 416(b).