Welcome to our dedicated page for Pennymac Finl Svcs SEC filings (Ticker: PFSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
PennyMac Financial Services, Inc. filings document operating results, governance actions and capital-structure matters for a mortgage production and servicing company. Form 8-K reports furnish quarterly and annual financial results, slide presentations and investor updates tied to the company’s production and servicing activities.
Proxy materials cover annual meeting matters, director-election standards and stockholder voting items. Other filings record bylaw amendments, stockholder-agreement references and debt financing disclosures, including senior notes due 2034, secured mortgage servicing rights facilities and related use-of-proceeds language.
PennyMac Financial Services, Inc. Chief Financial Officer Daniel Stanley Perotti reported an open‑market sale of 2,925 shares of Common Stock at $87.50 per share. The transaction was executed indirectly through The Perotti Family Trust and was carried out automatically under a Rule 10b5-1 trading plan adopted by the reporting person.
Following this sale, indirect holdings through the trust totaled 210,625 shares of Common Stock. Separately, Perotti holds 15,701 shares directly, consisting of 10,409 restricted stock units and 5,292 shares of Common Stock that will be delivered upon vesting of the units.
PennyMac Financial Services, Inc. reported a proposed or completed sale of 2,925 shares of Common Stock by Daniel Perotti on 02/17/2026, with a reported value of $272,902.50.
The filing lists prior vesting of restricted stock unit awards (450 shares on 03/06/2018; 928 shares on 03/06/2019; 1,547 shares on 03/15/2020) as part of issuer equity compensation plans. These vesting figures are context provided in the excerpt.
PennyMac Financial Services Chairman & CEO David Spector reported automatic insider sales by an affiliated entity. On May 12, 2026, ST Family Investment Company LLC, an entity associated with him, sold a total of 10,000 shares of PennyMac common stock in open-market transactions at weighted average prices around the high-$80s per share under a Rule 10b5-1 trading plan adopted on August 8, 2025. Following these sales, the LLC held 67,832 shares indirectly, while Spector held 504,401 shares directly, consisting of 466,560 common shares and 37,841 restricted stock units that will settle in stock upon vesting.
PFSI affiliate reported multiple disposals of Common Stock via Form 144. The filing lists series of sales by David Spector and ST Family Investment Company LLC across dates in 02/19/2026, 03/06/2026 and 04/14/2026, including a 10,000-share sale on 04/14/2026 with a reported gross value of $928,027. The cover shows 51,924,875 shares outstanding as of 05/12/2026 for Common Stock on the NYSE. The transactions are recorded as dispositions by affiliated holders; timing and method details are shown per sale line items.
PennyMac Financial Services Chairman & CEO David Spector reported a restructuring of his holdings in Common Stock. A total of 25,000 shares were transferred for no consideration to his former spouse pursuant to a divorce settlement, so this was not a market sale or purchase. After the adjustment, he directly holds 504,401 shares, including 37,841 restricted stock units that will settle in an equal number of shares upon vesting, and 466,560 shares of Common Stock. He also indirectly owns 70,604 shares through ST Family Investment Company LLC.
NANJI FARHAD reported acquisition or exercise transactions in this Form 4 filing.
PennyMac Financial Services, Inc. director Farhad Nanji reported receiving shares of common stock as part of his board compensation. He was granted 338 shares of common stock at $93.03 per share, taken in stock instead of cash fees for the previous quarter and exempt under Rule 16b-3.
After this grant, Nanji directly holds 187,837 shares of common stock, consisting of 1,963 restricted stock units and 185,874 shares of common stock, with the restricted stock units settling in shares upon vesting. A separate holding entry shows 4,531,792 shares held indirectly through MFN Partners, LP.
PennyMac Financial Services, Inc. director Joseph F. Mazzella reported receiving 359 shares of common stock on May 7, 2026. These shares were granted at $93.03 per share as equity compensation in lieu of cash for his prior quarter service as a non-management director, and the grant is described as exempt under Rule 16b-3.
Following the grant, Mazzella directly holds 81,905 common shares and indirectly holds 165,031 common shares through the Mazzella Family Irrevocable Trust, reflecting a routine compensation-related acquisition rather than an open-market purchase or sale.
Chandra Sunil reported acquisition or exercise transactions in this Form 4 filing.
PennyMac Financial Services, Inc. director Sunil Chandra received an equity award of 336 shares of Common Stock valued at $93.03 per share. The shares were issued in lieu of cash compensation for services as a non-management director during the previous quarter and are exempt under Rule 16b-3.
After this award, Chandra directly holds 4,771 shares of Common Stock. A related footnote states that the reported holdings consist of 1,963 restricted stock units and 2,808 shares of Common Stock, with the units to be settled in an equal number of shares upon vesting.
PennyMac Financial Services reported solid first‑quarter 2026 results and outlined a major subservicing acquisition. Net income was $82.3M, up from $76.3M a year earlier, on total net revenues of $545.0M versus $430.9M. Diluted earnings per share rose to $1.53 from $1.42.
Total assets increased to $31.9B, driven by larger loan held‑for‑sale balances and mortgage servicing rights, which reached a fair value of $10.1B. The servicing portfolio totaled $720.3B of unpaid principal balance. Operating cash flow was negative as PennyMac actively originated and sold loans, offset by strong financing inflows.
The company agreed to acquire Cenlar’s subservicing business in an all‑cash deal with an upfront price of $172.5M plus or minus an equity adjustment and up to $85M in contingent consideration over three years. This transaction, expected to close in the second half of 2026 subject to regulatory approvals, would add subservicing contracts for about 100 institutional clients.
PennyMac Financial Services, Inc. reported first quarter 2026 net income of $82.3 million, or $1.53 diluted EPS, on total net revenues of $545.0 million. Adjusted net income was $117.7 million, with adjusted diluted EPS of $2.19 and an 11% annualized adjusted return on equity.
Production pretax income rose to $133.6 million on loan production volume of $37.0 billion UPB, while servicing pretax income was $12.7 million. The servicing portfolio reached $720.3 billion UPB, and book value per share increased to $83.31. The board declared a quarterly dividend of $0.30 per share.