What are Susan L. Hubble’s PFIS share holdings after this transaction?

Following the corrected transactions, Susan L. Hubble’s IRA holds 1,842 PFIS common shares. She also directly owns 2,308 common shares, a total that includes 457 time-based restricted common shares solely owned by her, as described in the filing’s footnotes.

Equity awards vest for Peoples Financial (PFIS) EVP Susan Hubble

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

4/A

Rhea-AI Filing Summary

Peoples Financial Services Corp. executive Susan L. Hubble updated her equity holdings following a performance-based award vesting and related tax withholding. On February 27, 2026, 1,373 performance-based stock awards vested into common shares held indirectly through an IRA, while 379 shares were withheld at $53.60 per share to cover taxes. This amendment corrects a prior Form 4 that had mistakenly reported 2,059 vested awards and 695 withheld shares. After these changes, Hubble’s IRA holds 1,842 shares of common stock, and she directly owns 2,308 common shares, including 457 time-based restricted shares. She also holds 819 restricted stock units, each representing one share of common stock, scheduled to vest in three equal annual installments beginning March 11, 2026.

Insider Trade Summary

4 transactions reported

Mixed 4 txns

Insider Hubble Susan L

Role EVP/CHIEF INFORMATION OFFICER

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,373	$0.00	--
Tax Withholding	Common Stock	379	$53.60	$20K
holding	Restricted Stock Units	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 2,221 shares (Indirect, By IRA); Restricted Stock Units — 819 shares (Direct); Common Stock — 2,308 shares (Direct)

Footnotes (1)

On March 3, 2026, the reporting person filed a Form 4 which inadvertently reported the vesting of 2,059 performance-based stock awards and 695 shares withheld for taxes. As reported in this amendment, 1,373 performance-based stock awards vested, and 379 shares were withheld for taxes. This amount includes 457 shares of time based restricted common stock solely owned by Ms. Hubble and 1,851 shares solely owned by Ms. Hubble. Each restricted stock unit represents a contingent right to receive one share of PFIS common stock. The restricted stock units vest in three equal annual installments beginning March 11, 2026.

Key Figures

Vested performance-based awards: 1,373 shares Shares withheld for taxes: 379 shares at $53.60 Indirect IRA holdings after transaction: 1,842 shares +3 more

6 metrics

Vested performance-based awards 1,373 shares Performance-based stock awards vested on February 27, 2026

Shares withheld for taxes 379 shares at $53.60 Tax withholding disposition on February 27, 2026

Indirect IRA holdings after transaction 1,842 shares PFIS common stock held indirectly by IRA

Direct common shares held 2,308 shares PFIS common stock directly owned, including restricted shares

Time-based restricted common stock 457 shares Included within directly owned PFIS common stock

Restricted stock units held 819 units Each RSU represents one PFIS common share

Key Terms

performance-based stock awards, restricted stock units, time based restricted common stock, tax liability by delivering securities, +1 more

5 terms

performance-based stock awards financial

"As reported in this amendment, 1,373 performance-based stock awards vested, and 379 shares were withheld"

restricted stock units financial

"Each restricted stock unit represents a contingent right to receive one share of PFIS common stock."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

time based restricted common stock financial

"This amount includes 457 shares of time based restricted common stock solely owned by Ms. Hubble"

tax liability by delivering securities financial

"Payment of exercise price or tax liability by delivering securities"

IRA financial

"Common Stock ... indirect ... nature_of_ownership: By IRA"

An individual retirement account (IRA) is a savings account designed to help people put aside money for their retirement, often with tax advantages that encourage long-term savings. It matters to investors because it can grow over time, providing financial security later in life, and offers benefits that can reduce current taxes or allow investments to compound more effectively.

Form 4 Insider Transactions: What Each Field Means →

04/10/2026 - 04:28 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hubble Susan L

(Last)

(First)

(Middle)

C/O PEOPLES SECURITY BANK & TRUST CO

30 E D PREATE DRIVE

(Street)

MOOSIC

PENNSYLVANIA

18507

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PEOPLES FINANCIAL SERVICES CORP. [ PFIS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP/CHIEF INFORMATION OFFICER

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
03/03/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	02/27/2026		A		1,373⁽¹⁾	A	$0	2,221	I	By IRA
Common Stock	02/27/2026		F		379⁽¹⁾	D	$53.6	1,842	I	By IRA
Common Stock								2,308⁽²⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽³⁾							⁽⁴⁾	⁽⁴⁾	COMMON STOCK	819		819	D

Explanation of Responses:

1. On March 3, 2026, the reporting person filed a Form 4 which inadvertently reported the vesting of 2,059 performance-based stock awards and 695 shares withheld for taxes. As reported in this amendment, 1,373 performance-based stock awards vested, and 379 shares were withheld for taxes.

2. This amount includes 457 shares of time based restricted common stock solely owned by Ms. Hubble and 1,851 shares solely owned by Ms. Hubble.

3. Each restricted stock unit represents a contingent right to receive one share of PFIS common stock.

4. The restricted stock units vest in three equal annual installments beginning March 11, 2026.

	/s/ James M. Bone, Jr., As Attorney in Fact for Susan L. Hubble	04/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did PFIS executive Susan L. Hubble report in this amended Form 4?

Susan L. Hubble reported corrected equity award activity at Peoples Financial Services Corp. (PFIS). 1,373 performance-based stock awards vested and 379 shares were withheld for taxes, replacing higher figures mistakenly reported in an earlier Form 4 for the same event.

How many PFIS shares vested and were withheld for Susan L. Hubble?

1,373 performance-based PFIS stock awards vested for Susan L. Hubble, and 379 common shares were withheld at $53.60 per share to satisfy tax obligations. These corrected amounts replace previously reported 2,059 vested awards and 695 withheld shares.

What PFIS restricted stock units does Susan L. Hubble hold after the filing?

Susan L. Hubble holds 819 PFIS restricted stock units, each representing a contingent right to receive one share of common stock. These restricted stock units are scheduled to vest in three equal annual installments beginning on March 11, 2026, according to the disclosure.

Why did Peoples Financial Services Corp. file this amended Form 4 for PFIS?

The amended Form 4 for PFIS corrects an earlier report that overstated both vested performance-based stock awards and tax-withheld shares. It now accurately reflects 1,373 vested awards and 379 shares withheld for taxes for EVP and Chief Information Officer Susan L. Hubble.

How is the tax withholding on PFIS shares reflected for Susan L. Hubble?

The filing shows a tax-withholding disposition of 379 PFIS common shares at $53.60 per share. These shares were delivered to satisfy tax liabilities arising from the vesting of performance-based stock awards, rather than from an open-market sale by the executive.