Welcome to our dedicated page for Prudential Financial SEC filings (Ticker: PFH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
PFH filings document Prudential Financial, Inc.'s public-company disclosures as the issuer of the 4.125% Junior Subordinated Notes due 2060 and other listed securities. The company's 8-K filings cover earnings releases, quarterly financial supplements, Regulation FD materials, segment reporting changes, and capital-markets information tied to the issuer's operating results and financial condition.
Prudential Financial's SEC record also includes proxy materials for shareholder voting and governance, executive incentive and equity-award disclosures, board leadership changes, and shareholder communications such as mini-tender offer notices. Filing exhibits and furnished releases address company-specific subjects including PGIM asset-management metrics, general account investment income, insurance subsidiaries in Japan, and operational or compliance matters reported through material-event filings.
Prudential Financial, Inc. is offering InterNotes in two fixed-rate tranches that price at 100.000%. One tranche matures on 06/15/2031 with a stated interest rate of 4.600% and a first interest payment of $24.41 on 12/15/2026. A second tranche matures on 06/15/2036 with a stated interest rate of 5.100% and a first interest payment of $27.06 on 12/15/2026. The 2036 tranche is callable at 100.000% beginning 06/15/2028. Both tranches pay interest semi-annually on Jun 15 and Dec 15, settle 06/04/2026, and are sold through a purchasing agent and listed dealer agents.
Prudential Financial, Inc. offers a tranche of InterNotes (CUSIP 74432BBV9) with an aggregate principal amount of $7,473,000 sold at 100.000% of principal and a stated interest rate of 5.000% per annum. The notes pay interest semi‑annually beginning on 11/15/2026 and mature on 05/15/2036.
The notes are callable at 100.000% beginning on 05/15/2028, are senior unsecured, sold in minimum increments of $1,000, and include a survivor's option subject to limitations described in the prospectus supplement.
Prudential Financial EVP and General Counsel Ann M. Kappler reported an open-market sale of 13,580 shares of common stock at a weighted average price of $103.25 per share. The shares were sold in multiple trades at prices ranging from $103.25 to $103.29.
After this transaction, she holds 22,059 Prudential shares directly and 899 shares indirectly through a 401(k) account. She also retains 9,952 vested stock options, 15,446 restricted stock units, and 68,395 target performance shares, so she continues to have substantial equity exposure to the company.
Prudential Financial, Inc. is offering Senior Unsecured Notes (CUSIP 74432BBW7) under an automatically effective registration statement; terms in this pricing supplement are subject to completion and a final pricing supplement will be delivered. The notes carry a fixed 4.650% interest rate, pay semi‑annually on May 15 and Nov 15, mature on 05/15/2031, and have an initial selling price of 100.000%. The first interest payment date is 11/15/2026 with a listed first payment amount of $21.44 per $1,000 principal. The offering window is May 18–26, 2026, trade date 05/26/2026, and settle date 05/29/2026. Minimum denomination is $1,000. The survivor’s option feature is described in the prospectus supplement.
PFH affiliate filed a Form 144 notice to sell common stock through Morgan Stanley Smith Barney LLC. The filing lists a proposed sale quantity of 13,580 shares and multiple scheduled releases of awarded performance shares and restricted stock units with tranche amounts and release dates between 02/11/2025 and 02/10/2026.
Wolk Joseph J reported acquisition or exercise transactions in this Form 4 filing.
Prudential Financial director Joseph J. Wolk received a grant of 1,754 restricted stock units tied to company common stock. Each unit represents a contingent right to receive one share of Prudential Financial common stock. The 2026 restricted stock units vest at the earlier of the company’s annual meeting or one year on May 12, 2027, and have been deferred until Mr. Wolk retires from the Board under Prudential Financial, Inc.’s 2011 Deferred Compensation Plan for Non-Employee Directors. Following this award, Mr. Wolk holds 1,754 restricted stock units directly.
TODMAN MICHAEL reported acquisition or exercise transactions in this Form 4 filing.
Prudential Financial director Michael Todman reported an equity grant of 1,754 restricted stock units (RSUs) tied to the company’s common stock. The RSUs were awarded at no cash cost and represent a contingent right to receive one share of PRU common stock, or its economic equivalent, for each unit.
The RSUs vest at the earlier of the next annual shareholder meeting or one year on May 12, 2027. Payment in shares or cash will generally occur upon or after Todman’s termination of service as a director, unless he elects an earlier payout date under Prudential’s 2011 Deferred Compensation Plan for Non-Employee Directors. Following this grant, he holds 1,754 RSUs directly.
Stoddard Thomas D reported acquisition or exercise transactions in this Form 4 filing.
Prudential Financial Inc. director Thomas D. Stoddard received a grant of 1,754 2026 Restricted Stock Units. Each unit represents a contingent right to receive one share of Prudential common stock. The units vest at the earlier of the next annual meeting or May 12, 2027 and are deferred until his retirement from the Board under the company’s 2011 Deferred Compensation Plan for Non-Employee Directors.
Prudential Financial director Christine A. Poon reported routine equity compensation activity involving restricted stock units and common shares. On May 12, 2026, she exercised 1,765 restricted stock units into the economic equivalent of common stock and then returned 1,765 common shares to the issuer at $102.58 per share. Following these transactions, she directly held 11,583 shares of common stock.
On the same date, Poon also received a new award of 1,754 restricted stock units for 2026, each representing the right to receive the economic equivalent of one Prudential common share. According to the footnotes, these restricted stock units vest at the earlier of the company’s annual meeting or in one year, on May 12, 2027.
Pianalto Sandra reported acquisition or exercise transactions in this Form 4 filing.
PRUDENTIAL FINANCIAL INC director Sandra Pianalto received a grant of 1,754 restricted stock units for 2026. These units are a form of deferred equity compensation tied to Prudential common stock, granted at no purchase price.
Each restricted stock unit represents the right to receive one share of Prudential common stock or its cash equivalent. The units vest at the earlier of the next annual meeting or on May 12, 2027, and the value is generally paid after her service as a director ends, subject to her deferral elections under Prudential’s 2011 Deferred Compensation Plan for Non-Employee Directors.