Welcome to our dedicated page for Principal Financial SEC filings (Ticker: PFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Principal Financial Group, Inc. filings document financial results, asset management disclosures, governance matters, and capital structure for a Nasdaq-listed financial services company. Recent Form 8-K reports include quarterly and annual earnings releases, dividend announcements, and Regulation FD disclosures of assets under management by Principal Asset Management - Investment Management and Principal Asset Management - International Pension.
Proxy materials describe board oversight, executive compensation, shareholder voting matters, and strategic focus areas in the retirement ecosystem, small and midsized businesses, and global asset management. Other current reports record board and executive leadership changes, while cover disclosures identify PFG common stock as registered on the Nasdaq Global Select Market.
Principal Financial Group’s President – Asia & Middle East, Wee Yee Cheong, reported open-market sales of company common stock. The insider sold a total of 10,745 shares across two days at weighted average prices just above $103 per share.
The transactions consisted of 3,211 shares sold on May 20, 2026 at a weighted average price of $103.06 and 7,534 shares sold on May 21, 2026 at a weighted average price of $103.16. After these sales, Cheong directly holds 66,443 shares of Principal Financial Group common stock.
Principal Financial Group Inc. director Mary E. Beams reported an equity award on Form 4. On May 19, 2026, she acquired 2,175 shares of Common Stock through a grant classified as a "grant, award, or other acquisition," noted in the footnotes as a grant of restricted stock units.
After this award, Beams directly holds 16,852 shares of Principal Financial Group common stock. This is a compensation-related equity grant, not an open-market purchase or sale.
RIVERA ALFREDO reported acquisition or exercise transactions in this Form 4 filing.
Principal Financial Group director Alfredo Rivera received a grant of 2,175 shares of Common Stock in the form of restricted stock units. The award was recorded at a price of $0.00 per share, indicating it is compensation rather than an open-market purchase. Following this grant, Rivera directly holds 16,394 shares of Principal Financial Group common stock.
Richer Clare Stack reported acquisition or exercise transactions in this Form 4 filing.
Principal Financial Group director Clare Stack Richer received an equity award rather than buying shares on the market. On the reported date, she was granted restricted stock units covering 2,175 shares of Common Stock at no cash cost. Following this grant, she directly holds 21,270 Common Shares.
Pickerell Blair reported acquisition or exercise transactions in this Form 4 filing.
PRINCIPAL FINANCIAL GROUP INC director Blair Pickerell received an equity award of 2,175 shares of Common Stock on May 19, 2026. The transaction is coded as a grant or award and is described in the footnotes as a grant of restricted stock units.
Following this award, Pickerell’s direct holdings increased to 39,546 shares of Common Stock. This is a compensation-related equity grant rather than an open-market purchase or sale, so it reflects routine director compensation rather than a trading decision.
Mitchell H Elizabeth reported acquisition or exercise transactions in this Form 4 filing.
Principal Financial Group director Elizabeth H. Mitchell received a grant of 2,175 shares of common stock as a restricted stock unit award. The grant was made at no cash cost per share and increased her directly owned stake to 13,120 common shares, reflecting routine equity-based compensation.
Nordin Diane C reported acquisition or exercise transactions in this Form 4 filing.
PRINCIPAL FINANCIAL GROUP INC director Diane C. Nordin received a grant of 2,175 shares of Common Stock on May 19, 2026 as a compensation-related award, reported at a price of $0.00 per share. Following this grant, she holds 31,120 shares of Principal Financial Group stock directly.
PRINCIPAL FINANCIAL GROUP INC director Claudio Muruzabal reported an equity compensation grant from the company. He acquired 2,175 shares of common stock through a grant or award, recorded at a price of $0.00 per share. Following this grant, his directly owned holdings increased to 13,502 shares of common stock.
Carter Miller Jocelyn reported acquisition or exercise transactions in this Form 4 filing.
Principal Financial Group Inc. director Jocelyn Carter Miller received a grant of restricted stock units representing 2,175 shares of Common Stock on May 19, 2026. The grant carried no purchase price and increased her direct holdings to 90,662 shares after the award.
HOCHSCHILD ROGER C reported acquisition or exercise transactions in this Form 4 filing.
Principal Financial Group director Roger C. Hochschild received an equity award of 2,175 shares of Common Stock on May 19, 2026. The Form 4 identifies this as a grant or award, with no cash price per share and a footnote describing it as restricted stock units. Following the award, he directly holds 41,183 shares of Common Stock.