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  4. [Form 4] PetVivo Holdings, Inc. Insider Trading Activity

Director awarded 53,832 PetVivo (PETV) shares for Board service

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ruben Joshua David reported acquisition or exercise transactions in this Form 4 filing.

PetVivo Holdings director Ruben Joshua David reported stock-based compensation grants. He received an aggregate annual grant of 46,332 restricted common shares for Board service, vesting in four installments: 8,832 shares for the pro-rated first quarter and 12,500 shares at the beginning of each subsequent quarter of service.

He also received a one-time grant of 7,500 restricted shares as compensation for prior Board service. Following these awards, he holds 53,832 common shares directly. These are compensation-related grants, not open-market purchases or sales.

Positive

  • None.

Negative

  • None.
Insider Ruben Joshua David
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 7,500 $0.74 $6K
Grant/Award Common Stock 46,332 $0.74 $34K
Holdings After Transaction: Common Stock — 53,832 shares (Direct)
Footnotes (1)
  1. Represents an aggregate annual grant of 46,332 shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,832 for the pro-rated first quarter and 12,500 Shares at the beginning of each subsequent quarter of Board service. Represents an aggregate one-time grant of 7,500 shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for prior Board service
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ruben Joshua David
(Last)(First)(Middle)
5151 EDINA INDUSTRIAL BLVD.,
SUITE 575
(Street)
EDINA, MINNESOTA 55439
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
PetVivo Holdings, Inc. [ PETV ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock01/02/2026A46,332(1)A$0.7446,332(1)D
Common Stock03/09/2026A7,500(2)A$0.7453,832(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents an aggregate annual grant of 46,332 shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 8,832 for the pro-rated first quarter and 12,500 Shares at the beginning of each subsequent quarter of Board service.
2. Represents an aggregate one-time grant of 7,500 shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for prior Board service
/s/ Joshus Ruben03/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What does the PetVivo (PETV) Form 4 filed by Ruben Joshua David report?

The Form 4 reports stock-based compensation to director Ruben Joshua David. He received restricted common stock grants for current and prior Board service, increasing his directly held PetVivo shares to 53,832 after the reported transactions.

How many PetVivo (PETV) shares were granted to the director in this Form 4?

The director received 46,332 restricted shares as an aggregate annual grant for Board service and a separate one-time grant of 7,500 restricted shares for prior Board service, totaling 53,832 shares awarded in the reported period.

What is the vesting schedule for Ruben Joshua David’s PetVivo (PETV) annual stock grant?

The 46,332-share annual grant vests in four parts: 8,832 restricted shares for the pro-rated first quarter, then 12,500 restricted shares at the beginning of each subsequent quarter of Board service, aligning vesting with continued Board tenure.

Are the PetVivo (PETV) transactions in this Form 4 open-market buys or sells?

The transactions are not open-market buys or sells. They are classified as grant or award acquisitions of restricted common stock, issued as compensation for current and prior Board service, rather than discretionary market trading by the director.

How many PetVivo (PETV) shares does Ruben Joshua David hold after these grants?

After the reported stock awards, Ruben Joshua David directly holds 53,832 shares of PetVivo common stock. This figure reflects the cumulative result of the 46,332-share annual grant and the separate 7,500-share one-time grant disclosed.

Does this PetVivo (PETV) Form 4 indicate any remaining derivatives or options for the director?

The filing data show no derivative securities remaining for the director in this report. The derivative summary section is empty, indicating only non-derivative restricted common stock grants are disclosed in the reported transactions.