Welcome to our dedicated page for Penguin Solutions SEC filings (Ticker: PENG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Penguin Solutions, Inc. (PENG) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a Delaware corporation listed on Nasdaq, Penguin Solutions submits periodic and current reports that describe its financial performance, risk factors, and significant corporate events across its Advanced Computing, Integrated Memory, and Optimized LED segments.
Among the filings available are current reports on Form 8-K. For example, Penguin Solutions filed an 8-K describing the release of financial results for a fiscal period and noting that the company refers to non-GAAP financial information in its earnings materials, with reconciliations to GAAP included in the associated press release. The same 8-K also reports that the Audit Committee of the Board of Directors approved a stock repurchase authorization, allowing the company to repurchase shares of its common stock through open market purchases, privately negotiated transactions, or other methods, subject to market conditions and corporate needs.
In addition to current reports, investors can consult Penguin Solutions’ annual reports on Form 10-K and quarterly reports on Form 10-Q, which the company references in its risk factor discussions. These filings contain sections such as “Risk Factors,” “Results of Operations,” “Quantitative and Qualitative Disclosures About Market Risk,” and “Liquidity and Capital Resources,” providing detail on the company’s operations in high-performance computing, AI infrastructure, memory technologies, and LED solutions.
On Stock Titan, these filings are supplemented by AI-powered summaries that explain key points, highlight important adjustments between GAAP and non-GAAP measures, and make it easier to understand complex disclosures. Users can also review information related to corporate actions, stock repurchase authorizations, and other material events reported on Forms 8-K, as well as track how Penguin Solutions presents its financial metrics and risk disclosures over time.
Penguin Solutions, Inc. senior vice president Clark Joseph Gates reported open-market sales of company common stock. He sold 1,485 shares at $27.62 per share and 5,000 shares at $29.75 per share, totaling 6,485 shares. After these transactions, he directly holds 86,776 shares of Penguin Solutions common stock. The filing notes the sales were made under a previously established Rule 10b5-1 trading plan adopted on November 11, 2025, indicating the trades were pre-scheduled rather than newly decided.
Joseph Clark reported sales of Common stock under 10b5-1 plans and disclosed issuer awards. The filing lists four 10b5-1 sales on 02/10/2026, 02/24/2026, 04/09/2026, and 04/16/2026 with share counts and proceeds per each entry. It also shows 1,485 Restricted Stock Units and 10,351 Performance Stock Units listed as securities to be sold or issued.
Penguin Solutions, Inc. SVP and CFO Nathan Olmstead reported a routine tax-related share disposition. On April 20, 2026, 2,605 shares of common stock were surrendered to the company to cover tax withholding tied to vesting of restricted stock units at an indicated value of $26.74 per share. The footnote clarifies that no shares were sold in the market, and Olmstead continued to hold 101,233 shares directly after this transaction.
Penguin Solutions, Inc. SVP and Chief Legal Officer Anne Kuykendall reported a small open-market sale of company stock and a tax-related share surrender. On April 22, 2026 she sold 738 shares of common stock at $27.92 per share in an open-market transaction.
On April 20, 2026 she surrendered 3,062 shares to Penguin Solutions to cover tax withholding tied to vesting restricted stock units; the footnote clarifies no shares were sold in that transaction. After these events she directly held 128,794 shares, which includes 1,242 shares purchased through the company’s Amended and Restated Employee Stock Purchase Plan on April 15, 2026. The filing notes the sale was executed under a previously established Rule 10b5-1 trading plan adopted on November 11, 2025.
Penguin Solutions, Inc. senior vice president and chief revenue officer Anthony George Frey surrendered 532 shares of common stock on April 20, 2026 to cover tax withholding obligations tied to vesting of restricted stock units. No shares were sold in the market. After this tax-related disposition, he directly holds 76,089 shares, which includes 1,667 shares purchased through the company’s Amended and Restated Employee Stock Purchase Plan on April 15, 2026.
PENG reported proposed and recent officer/insider sales via a Form 144, listing 8,738 Restricted Stock Units granted 04/20/2022 and two completed 10b5-1 sales of Common stock: $70,980.80 on 03/16/2026 (4,000 shares) and $83,203.20 on 02/25/2026 (4,000 shares).
The filing lists Morgan Stanley Smith Barney LLC as broker-dealer. The record shows the securities type as Common and identifies the transactions as 10b5-1 plan sales.
Penguin Solutions, Inc. senior vice president Clark Joseph Gates reported recent transactions in the company’s common stock. On April 16, he sold 5,000 shares in an open-market transaction at $26.82 per share. After this sale, he directly held 95,549 shares.
On April 20, he surrendered 2,288 shares at $26.74 per share to Penguin Solutions solely to satisfy tax withholding obligations tied to vesting of restricted stock units; no shares were sold in the market in this step. Following the tax withholding transaction, his direct ownership stood at 93,261 shares, which includes 823 shares purchased through the company’s Employee Stock Purchase Plan.
PENG affiliate submitted a Form 144 notice to sell 5,000 shares of Common Stock tied to Restricted Stock Units dated 04/20/2022. The notice lists recent 10b5-1 sales by the reporting person: 12,546 shares on 04/09/2026 for $282,882.74, 10,046 shares on 02/24/2026 for $201,597.10, and 1,346 shares on 02/10/2026 for $25,614.38. Trades were routed through Morgan Stanley Smith Barney LLC; the filing lists 50747508 on the cover and a filing date of 04/16/2026.
Penguin Solutions, Inc. executive Clark Joseph Gates, SVP and President of Optimized LED, reported an open-market sale of 12,546 shares of common stock at a weighted average price of $22.5476 per share. After this transaction, he directly holds 99,726 shares of Penguin Solutions common stock.
The sale was carried out under a previously established Rule 10b5-1 trading plan, which is a pre-arranged program that schedules share sales in advance. This structure makes the transaction appear more like planned portfolio management than a discretionary decision based on recent company developments.
Morgan Stanley Smith Barney LLC submitted a Form 144 notice tied to proposed sales of Common shares by an affiliate under 10b5-1 plans. The excerpt lists two recent 10b5-1 sales: 10,046 shares on 02/24/2026 for $201,597.10 and 1,346 shares on 02/10/2026 for $25,614.38. The filing also shows RSUs of 2,500 shares granted 07/20/2023 and PSUs of 10,046 shares granted 10/14/2025.