Welcome to our dedicated page for Penguin Solutions SEC filings (Ticker: PENG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Penguin Solutions, Inc. (PENG) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a Delaware corporation listed on Nasdaq, Penguin Solutions submits periodic and current reports that describe its financial performance, risk factors, and significant corporate events across its Advanced Computing, Integrated Memory, and Optimized LED segments.
Among the filings available are current reports on Form 8-K. For example, Penguin Solutions filed an 8-K describing the release of financial results for a fiscal period and noting that the company refers to non-GAAP financial information in its earnings materials, with reconciliations to GAAP included in the associated press release. The same 8-K also reports that the Audit Committee of the Board of Directors approved a stock repurchase authorization, allowing the company to repurchase shares of its common stock through open market purchases, privately negotiated transactions, or other methods, subject to market conditions and corporate needs.
In addition to current reports, investors can consult Penguin Solutions’ annual reports on Form 10-K and quarterly reports on Form 10-Q, which the company references in its risk factor discussions. These filings contain sections such as “Risk Factors,” “Results of Operations,” “Quantitative and Qualitative Disclosures About Market Risk,” and “Liquidity and Capital Resources,” providing detail on the company’s operations in high-performance computing, AI infrastructure, memory technologies, and LED solutions.
On Stock Titan, these filings are supplemented by AI-powered summaries that explain key points, highlight important adjustments between GAAP and non-GAAP measures, and make it easier to understand complex disclosures. Users can also review information related to corporate actions, stock repurchase authorizations, and other material events reported on Forms 8-K, as well as track how Penguin Solutions presents its financial metrics and risk disclosures over time.
Penguin Solutions, Inc. senior vice president and president of Optimized LED, Clark Joseph Gates, reported selling a total of 10,351 shares of common stock on June 1, 2026. The six open-market sales were executed at per-share prices ranging from about $55.53 to $60.76, and were carried out under a previously established Rule 10b5-1 trading plan adopted on November 11, 2025.
PENG affiliate reported proposed and recent sales of Common Stock by Joseph Clark. The filing lists planned sales of Performance Stock Units and multiple 10b5-1 sales completed in 04/09/2026, 04/16/2026, 04/23/2026, 04/24/2026, 05/05/2026, and 05/08/2026 with individual share and dollar amounts shown in the filing.
Penguin Solutions, Inc. announced a planned CFO transition and reaffirmed its financial outlook for full-year fiscal 2026. Senior Vice President and CFO Nate Olmstead will resign effective July 8, 2026, to pursue another opportunity, and will not receive severance.
Vice President of Finance and Accounting Aaron Johnson will become interim CFO and principal financial and accounting officer effective July 9, 2026, while the company conducts a search for a permanent CFO. The company reaffirmed its fiscal 2026 outlook and expects both net sales and diluted EPS to be at the high end of its prior ranges, citing strong agentic AI-driven demand, and plans to report third-quarter 2026 results on July 7, 2026.
Penguin Solutions, Inc. senior vice president and chief legal officer Anne Kuykendall reported selling a total of 4,000 shares of common stock in open‑market transactions on May 26, 2026. The sales were executed at weighted average prices in ranges from about $52.32 to $55.44 per share under a previously established Rule 10b5‑1 trading plan, indicating the trades were pre‑scheduled rather than discretionary. She continues to hold a substantial direct equity position after these transactions.
HEARD DAVID W reported acquisition or exercise transactions in this Form 4 filing.
Penguin Solutions, Inc. director David W. Heard reported an equity compensation grant in the form of restricted stock units covering 4,485 shares of Common Stock. The units were granted at a reported price of $0.00 per share and will vest over time.
According to the award terms, 2,562 restricted stock units are scheduled to vest on May 18, 2027, with the remainder of the award vesting on January 31, 2028. Following this grant, the filing shows Heard with 4,485 directly owned shares tied to this award.
Penguin Solutions, Inc. director David W. Heard has filed an initial statement of beneficial ownership on Form 3. The filing identifies him as a director and, in this excerpt, shows no reported transactions or derivative positions, indicating this is an administrative onboarding disclosure of his insider status.
Penguin Solutions, Inc. director Maximiliane C Straub reported an open-market sale of company stock. On May 14, 2026, Straub sold 3,000 shares of Penguin Solutions common stock at a price of $49.00 per share.
After this transaction, Straub directly holds 51,975 shares of Penguin Solutions common stock, according to the filing.
Penguin Solutions, Inc. reported that its board of directors increased its authorized size to eight members and appointed David Heard, President of Network Infrastructure at Nokia, as a Class I director and member of the Compensation Committee, effective immediately, with a term expiring at the 2029 annual meeting of stockholders.
Heard, age 58, is a veteran technology executive with leadership roles at Nokia and former CEO experience at Infinera. He will receive an initial grant of 4,485 restricted stock units under the Independent Director Compensation Policy, vesting over time, and was determined to be independent under Nasdaq rules. The company also furnished a press release highlighting his role in supporting its AI Factory Platform strategy.
Penguin Solutions, Inc. director Maximiliane C. Straub reported open-market sales of company common stock. On May 11, Straub sold 8,000 shares at an average price of $44.9994 per share. On May 12, Straub sold an additional 4,000 shares at an average price of $44.3409 per share.
Across both days, the transactions totaled 12,000 shares sold. Following these sales, Straub directly holds 54,975 shares of Penguin Solutions common stock.
Penguin Solutions, Inc. director Sandeep Nayyar sold 20,000 shares of Common Stock in open-market transactions. The sales occurred on May 11, 2026 and May 12, 2026, with 12,893 shares sold at a weighted average price of $45.0891 and 7,107 shares sold at $43.4800. After these transactions, Nayyar directly owns 25,417 shares of Penguin Solutions common stock.