Welcome to our dedicated page for PALLADYNE AI SEC filings (Ticker: PDYNW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Palladyne AI Corp (PDYN, PDYNW) SEC filings page on Stock Titan provides access to the company’s official disclosures as filed with the U.S. Securities and Exchange Commission. As a Nasdaq‑listed technology issuer with both common stock and redeemable warrants, Palladyne AI uses Forms 10‑K, 10‑Q, 8‑K and related schedules to report its financial condition, risk factors, capital structure and material events.
For this defense and industrial technology company, annual reports on Form 10‑K and quarterly reports on Form 10‑Q are key sources for understanding its embodied AI and autonomy software business, government development contracts, acquisitions such as GuideTech and the Crucis companies, and the performance of its Palladyne Defense and Palladyne Commercial operations. These filings also describe its cash position, warrant liabilities, research and development spending and other financial metrics.
Current reports on Form 8‑K highlight specific developments, including director appointments, warrant‑related disclosures, revenue and liquidity updates, and press releases furnished under Items 2.02 and 7.01. For example, Palladyne AI has filed 8‑Ks regarding new board members, warrant terms for PDYNW and the release of mid‑year financial information.
Investors and analysts can also review filings related to equity incentive plans, inducement awards and executive compensation, which explain stock‑based grants and warrant exercises, as well as any registration statements and prospectus supplements associated with at‑the‑market offerings or other capital raises.
On Stock Titan, these documents are paired with AI‑powered summaries that help interpret lengthy 10‑K and 10‑Q reports, highlight notable items in 8‑Ks and clarify the implications of warrant and equity‑related disclosures for PDYN and PDYNW holders. Real‑time updates from EDGAR ensure that new Palladyne AI filings, including any Form 4 insider transaction reports, become available quickly with plain‑language context.
Palladyne AI Corp. Chief Financial Officer Trevor Thatcher reported selling 3,030 shares of common stock at a weighted-average price of $5.5463 per share. The sale was made to cover income tax liabilities from vesting restricted stock unit awards under sell-to-cover arrangements and was not a discretionary trade.
According to the filing, 7,078 shares represented by RSUs settled on March 29, 2026 and were reduced by the 3,030 shares sold for taxes. After these transactions, Thatcher directly owns 180,258 shares of Palladyne AI common stock, including shares represented by RSUs.
Palladyne AI Corp.'s Chief Legal Officer, Stephen Sonne, reported an open-market sale of 3,471 shares of common stock at a weighted-average price of $5.5463 per share. According to the disclosure, these shares were sold under sell-to-cover arrangements to pay income tax liabilities tied to the vesting of restricted stock unit awards, and are described as non-discretionary. Following the tax-related sale, Sonne holds 202,735 shares directly, including shares represented by RSUs, after 8,995 RSUs settled and were partially reduced by the 3,471 shares sold for taxes.
Palladyne AI Corp. chief technology officer Denis Garagic reported a tax-related share sale linked to vesting stock awards. He sold 15,149 shares of common stock in open-market transactions at a weighted-average price of $5.5463 per share to cover income tax liabilities from restricted stock unit (RSU) vesting under sell-to-cover arrangements, which are described as non-discretionary. These sales occurred across multiple trades between $5.295 and $5.6301 per share. Following the sale and the settlement of 34,601 RSUs on March 29, 2026, Garagic holds 577,135 shares of Palladyne AI common stock, including shares represented by RSUs.
Palladyne AI Corp. reported a Form 144 notice related to Common Stock transactions. The filing shows a proposed sale of 7,649 shares on 03/12/2026 for $57,749.95. The filing also lists Restricted Share Units vesting on 03/29/2026 under equity compensation.
Palladyne AI Corp submitted a Form 144 notice to sell 3,471 shares of Common Stock in connection with restricted share units that vested on 03/29/2026. The notice lists broker Muriel Siebert & Co., LLC and reports prior sales of 6,802 shares on 03/12/2026.
Palladyne AI Corp. filed a Rule 144 notice reporting 15,149 shares of Common Stock related to restricted share units vesting. The filing also discloses 12,945 shares sold during the past three months and a monetary figure of $97,734.75 tied to those sales. Dates shown include 03/29/2026 (vesting) and 03/30/2026 (filing/issuer data).
Palladyne AI Corp. President and CEO Benjamin G. Wolff purchased 1,000 shares of common stock in an open-market transaction at $5.85 per share on March 27, 2026. After this trade, he directly holds 2,837,401 common shares.
In addition to his direct stake, Wolff has indirect ownership interests. These include 107,526 shares held by the MLC Solo 401k Trust for which he and his spouse serve as co-trustees and he is the sole beneficiary, 383,119 shares held by Mare's Leg Capital, LLC, an entity wholly owned by Wolff and his spouse, and 904 shares held by his spouse.
Palladyne AI Corp.'s Chief Financial Officer Trevor Thatcher reported two share-related events involving the company’s common stock. On March 10, 2026, he received 25,000 restricted stock units (RSUs) under the 2021 Equity Incentive Plan, which can only be settled in common shares.
According to the filing, 25% of this RSU award vests on March 10, 2027, with the remainder vesting in equal quarterly installments beginning May 20, 2027, subject to continued service. On March 12, 2026, he sold 7,649 shares at $7.55 per share to cover income tax liabilities from RSU vesting under sell-to-cover arrangements, described as non-discretionary. After these transactions, he directly owned 183,288 shares, including shares represented by RSUs.
Palladyne AI Corp. chief legal officer Stephen Sonne reported a routine compensation and tax event involving company common stock. On March 10, 2026, he received 25,000 restricted stock units (RSUs) under the 2021 Equity Incentive Plan at no cost. According to the award terms, 25% of this grant vests on March 10, 2027, with the remainder vesting in equal quarterly installments beginning May 20, 2027, subject to continued service.
Separately, on March 12, 2026, 6,802 shares of common stock were sold at $7.55 per share to cover income tax liabilities arising from RSU vesting. The footnotes state this was a sell-to-cover arrangement implemented by the company and does not represent a discretionary trading decision by Sonne. After these transactions, he directly owned 206,206 shares, including shares represented by RSUs for which 17,500 had just settled and were partially reduced by the tax-related sale.
Palladyne AI Corp. chief technology officer Denis Garagic reported routine equity compensation and related tax transactions. On March 10, 2026, he received a grant of 35,000 restricted stock units under the 2021 Equity Incentive Plan, which vest 25% on March 10, 2027 and then in equal quarterly installments beginning May 20, 2027, subject to continued service. As part of the vesting of 30,000 RSUs on March 10, 2026, 12,945 shares of common stock were sold on March 12, 2026 at $7.55 per share to cover income tax liabilities under sell-to-cover arrangements, which the filing states are not discretionary transactions. Following these events, Garagic holds 592,284 shares of common stock, including shares represented by RSUs.