Welcome to our dedicated page for Purecycle Technologies SEC filings (Ticker: PCTTU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for PureCycle Technologies, Inc. (PCTTU) provides access to the company’s official regulatory disclosures filed with the U.S. Securities and Exchange Commission. These documents offer detailed information on its polypropylene recycling business, capital structure and material corporate events.
PureCycle describes itself as a plastics material and resin manufacturing company focused on recycling waste polypropylene into virgin-like resin using a patented solvent-based purification process licensed from The Procter & Gamble Company. Its filings can include annual reports on Form 10-K and quarterly reports on Form 10-Q, which typically discuss the company’s single operating segment related to recycling polypropylene into resins, the PureFive resin family and risks and considerations associated with its technology and operations.
Current reports on Form 8-K are especially important for tracking material events. For example, a recent Form 8-K describes binding subscription agreements for an offering of Series B Convertible Perpetual Preferred Stock, summarizing terms such as ranking relative to other securities, conversion features into common stock, cumulative dividends, liquidation preference, protective provisions and change in control rights. The filing also outlines related registration obligations for common stock issuable upon conversion of these preferred shares.
Through this page, users can review such 8-Ks along with other SEC forms, including those that may address amendments to the certificate of incorporation, preferred stock designations and other governance matters. Insider transaction reports on Form 4, when filed, provide visibility into trades by officers, directors or significant shareholders.
Stock Titan enhances these filings with AI-powered summaries that explain key terms, highlight material changes and help readers interpret complex provisions such as preferred stock designations and conversion mechanics. Real-time updates from EDGAR ensure that new PureCycle filings, including 10-Ks, 10-Qs and 8-Ks, are available promptly with concise AI-generated insights.
PureCycle Technologies, Inc. Chief Financial Officer Donald Carpenter filed an initial Form 3 showing his existing equity stake in the company. He directly holds 135,539 shares of Common Stock, plus four blocks of employee stock options covering 10,793, 10,718, 8,887, and 23,426 underlying common shares. These options have exercise prices of $5.72, $5.73, $10.58, and $8.58 per share and expire between 2033 and 2036. A footnote states that exercise of the nonqualified award is subject to vesting three years after the grant date, highlighting that some option value depends on continued service.
PureCycle Technologies Inc filed an Amendment No. 3 to Schedule 13G/A reporting that The Vanguard Group holds 0 shares and 0% of the class following an internal realignment. The filing states Vanguard's subsidiaries will report beneficial ownership separately in reliance on January 12, 1998, and that the realignment occurred on January 12, 2026. The form is signed by Ashley Grim, Head of Global Fund Administration, on 03/27/2026.
PureCycle Technologies has called its 2026 annual shareholder meeting for May 7, 2026, at 10:00 a.m. ET as a virtual-only event, with March 17, 2026 as the record date for 180,725,284 outstanding common shares.
Shareholders will vote on three items: electing nine directors (including newer appointees Dr. Siri Jirapongphan and Valerie Mars) to one-year terms, ratifying Grant Thornton LLP as auditor for fiscal 2026, and an advisory “say‑on‑pay” resolution on named executive officer compensation.
The proxy highlights 2025 milestones, including producing a record 22.4 million pounds of PureFive resin with four consecutive quarters of sequential revenue growth, progress on facilities in Thailand and Antwerp, EU REACH and recycling certifications, and a €40 million EU grant for the Antwerp project.
Governance disclosures emphasize a largely independent board, formal clawback and anti‑hedging policies, committee structures, director stock ownership guidelines, and a mix of cash and RSU retainers. Detailed related‑party financing with Sylebra‑affiliated entities, Samlyn and others is outlined, covering a revolving credit facility, SOPA revenue bonds, convertible notes and preferred equity financings.
PureCycle Technologies is asking holders of its 5,893,827 outstanding PCT warrants to consent to amend the warrant agreement. The amendment would lower the stock price level needed to redeem warrants from $18.00 to $14.38 per share and, if approved, extend the warrant expiration from June 17, 2026 to March 17, 2027. Each warrant allows purchase of one share at $11.50. The company notes that at current prices the warrants are out of the money and could expire worthless, while the amendment and extension could increase the chances that holders realize value and enable PureCycle to receive up to about $67.8 million in gross proceeds if all warrants are exercised.
PureCycle Technologies, Inc. Chief Executive Officer Dustin Olson reported a tax-related share disposition. Olson surrendered 25,887 shares of common stock at a value of $5.79 per share to cover tax liability tied to the vesting of an equity award under the PureCycle Technologies, Inc. 2021 Equity and Incentive Compensation Plan. This was a tax-withholding disposition rather than an open-market sale. After this transaction, Olson directly holds 1,323,250 shares of PureCycle common stock.
PureCycle Technologies, Inc. General Counsel, CCO & Secretary Brad Kalter reported a tax-related share disposition. He surrendered 6,562 shares of Common Stock on March 22, 2026 to cover tax liability tied to the vesting of an equity grant under the 2021 Equity and Incentive Compensation Plan, rather than selling shares in the open market.
After this withholding, he continues to hold 183,327 Common Stock shares directly and 120,000 shares indirectly through the “Brad S. Kalter and Julie F. Kalter Revocable Trust,” indicating the transaction was a routine compensation and tax event rather than a change in investment stance.
PureCycle Technologies, Inc. filed a current report describing its participation in the 38th Annual ROTH Conference. CEO Dustin Olson will take part in a fireside chat on March 23, 2026 at 12:00 p.m. EDT, which will be streamed live online via webcast.
During the discussion, Olson plans to share information on PureCycle’s global expansion plans and provide additional updates on the company, which uses a patented dissolution recycling technology licensed from Procter & Gamble to purify polypropylene plastic waste into reusable PureFive™ resin.
PureCycle Technologies, Inc. reported that executive officer Brad Kalter had equity compensation vest and related tax withholding transactions in company stock. On February 27, 2026, he acquired 14,200 shares of common stock at $0.00 per share from the vesting of performance share units originally granted on March 22, 2023. On the same date, 4,593 shares were surrendered at $6.31 per share to cover tax liabilities tied to this vesting. After these transactions, Kalter directly owned 193,287 shares of PureCycle common stock.
PureCycle Technologies, Inc. Chief Executive Officer Dustin Olson reported two stock transactions involving company common shares. He acquired 46,052 shares on February 27, 2026 at no cost upon vesting of performance share units granted on March 22, 2023. On the same date, he disposed of 18,121 shares at $6.31 per share, surrendering them to cover tax liability tied to that vesting. After these transactions, Olson directly owned 1,354,923 shares of PureCycle common stock.
PureCycle Technologies, Inc. is an early commercial-stage company developing patented dissolution recycling technology to turn waste polypropylene into near-virgin PureFive® resin. Its first large plant in Ironton, Ohio has 107 million pounds per year design capacity but is not yet running at full capacity.
In 2025, the company raised capital through a $33 million common stock private placement, $41.9 million of bond sales for net proceeds of $36.9 million, and $300 million of Series B convertible perpetual preferred stock. As of December 31, 2025, total consolidated indebtedness was $363.7 million, while revenue remains minimal.
PureCycle is planning major expansion, including 130 million pound per year facilities in Thailand and Belgium and a 300 million pound per year facility in Augusta, Georgia projected to be operational by 2030, supported in part by an accepted €40 million EU Innovation Fund grant. The business faces significant risks around funding needs, technology scale-up, regulatory approvals, feedstock sourcing, cybersecurity and intense competition, and it depends heavily on its P&G license and successful operation of the Ironton Facility.