Welcome to our dedicated page for Patria Investments SEC filings (Ticker: PAX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Patria Investments Limited (NASDAQ: PAX) files as a foreign private issuer with the U.S. Securities and Exchange Commission, providing investors with a stream of regulatory disclosures that complement its press releases. As an alternative asset manager focused on private equity, credit, real estate, infrastructure, public equities and solutions strategies, Patria uses its SEC filings to present financial results, governance decisions and key corporate actions.
On this page, you can review Patria’s Form 6-K current reports, which frequently include press releases on quarterly earnings, acquisitions and strategic initiatives, as well as unaudited condensed consolidated interim financial statements for multi-month periods. Recent 6-K filings have attached financial statements for six- and nine-month periods, earnings presentations, and press releases announcing transactions such as the acquisition of a majority stake in Solis Investimentos and the agreement to acquire RBR Gestão de Recursos Ltda.
Patria also uses 6-K filings to distribute notices of annual general meetings, proxy statements, proxy cards and the results of shareholder votes, including approvals of financial statements and appointments to the board of directors. These documents provide insight into the company’s governance framework and shareholder decision-making.
Stock Titan’s platform surfaces Patria’s SEC submissions in one place and applies AI-powered summaries to help explain the content of lengthy filings. Investors can quickly understand the key points of interim financial statements, earnings-related exhibits and governance materials without reading every page. Real-time updates from EDGAR ensure that new Patria 6-K and 20-F filings appear promptly, while insider transaction reports on Form 4 and annual reports on Form 20-F can be accessed and interpreted with the aid of AI-generated highlights and plain-language explanations.
Patria Investments Ltd director Glen George Wigney filed an initial ownership report on Class A Common Shares. The filing shows he directly holds 2,160 Class A Common Shares after the reported entry, with no explicit buy or sell transaction indicated.
Patria Investments Ltd director Jennifer Anne Collins filed an initial insider ownership report on Form 3 for the company’s Class A common shares. The filing lists her status as a director but does not report any buy or sell transactions, indicating this is a baseline disclosure of her insider position.
Patria Investments Ltd executive Andre Franco Sales, CEO and CIO of Infrastructure, disclosed his equity holdings in a Form 3. He directly holds 319,418 Class A Common Shares, including 138,302 unvested restricted share units under the matching share program and 181,116 Class A shares he owns. He also indirectly holds 276,620 Class B Common Shares through Patria Holdings Limited, which are directly held by AMGS Investments Limited, an entity he owns and controls. Class B shares are convertible in certain circumstances into an equivalent number of Class A shares and carry 10 votes per share, giving him meaningful voting power relative to his economic stake.
Patria Investments Ltd executive Ana Paula Alves, Head of Human Resources, filed an initial ownership statement detailing her equity interests. She beneficially owns 191,370 Class A Common Shares and 82,576 unvested restricted share units under a matching share program. She also holds multiple performance share unit awards that may settle in Class A Common Shares at a conversion price of 0.0000 per share. According to the terms, these performance shares vest and are settled in three equal annual installments beginning on the third anniversary of the grant date, subject to specified total shareholder return goals and continued employment through each vesting date.
Patria Investments Ltd executive Ricardo Leonel Scavazza filed an initial statement of beneficial ownership, detailing his current holdings in the company. The filing shows indirect ownership of 436,986 Class B Common Shares, which are convertible into an equivalent number of Class A shares and carry 10 votes per share.
He also holds 60,300 Class A Common Shares directly, including 19,301 unvested restricted share units under the company’s matching share program and 40,999 Class A shares owned outright. This Form 3 does not report new trades but establishes his equity position as an insider.
Patria Investments Ltd director and Global Head of Commercial Daniel Rizardi Sorrentino filed an initial statement of beneficial ownership. He directly holds 578,054 Class A common shares, including 21,977 unvested restricted share units, 110,615 unvested matching share units and 445,462 Class A shares. He also indirectly holds Class B common shares convertible into 222,517 Class A shares through entities he controls, which carry 10 votes per share. In addition, he holds several performance share unit awards tied to 85,469, 156,644, 141,653 and 159,257 underlying Class A shares that vest in three equal annual installments starting on the third anniversary of grant, subject to total shareholder return goals and continued employment.
Patria Investments Ltd executive Marco Nicola D'Ippolito, CEO of Global Private Markets, filed an initial Form 3 disclosing his equity interests in the company. He directly holds 450,678 Class A Common Shares, including 22,412 unvested restricted share units, 101,830 unvested matching share units, and 326,436 Class A Common Shares.
He also has performance share units that may settle in Class A Common Shares, with underlying amounts of 87,165, 78,322 and 123,525 shares, vesting in three equal annual installments beginning on the third anniversary of grant, subject to total shareholder return targets and continued employment. In addition, 158,910 Class B Common Shares are beneficially owned indirectly through Patria Holdings Limited and held in trust by Teesdale, an entity he owns and controls; these Class B shares are convertible into an equivalent number of Class A shares and carry 10 votes per share.
Patria Investments Ltd executive Jose Augusto Goncalves de Araujo, Head of Commercial for Brazil, has filed an initial Form 3 detailing his equity interests. He directly holds Class A Common Shares, including 35,125 shares alongside 13,227 unvested restricted share units and 25,466 unvested restricted share units from a matching share program. He also has an indirect interest in 10,714 Class A Common Shares beneficially owned by Patria Holdings Limited and directly held by Kalispell, an entity he owns and controls. In addition, he holds several grants of Performance Share Units that are settled in Class A Common Shares at an exercise price of 0.0000. These performance shares vest in three equal annual installments beginning on the third anniversary of the grant date, subject to specified Total Shareholder Return goals and continued employment through each vesting date.
Patria Investments Ltd filed an initial insider ownership report for Chief Compliance Officer Nick Whitfield on Form 3. This filing establishes his status as a reporting insider under SEC rules. The report does not list any buy or sell transactions and serves as a baseline disclosure of his holdings.
Patria Investments Ltd reported that its Global Chief Operating Officer, Nikitas Psyllakis, has filed an initial Form 3, which is the required statement of an insider’s beneficial ownership when they first become a reporting person. The insider data show no buy, sell, or other share transactions and no derivative positions reported in this filing. This is an administrative disclosure that establishes Psyllakis as an insider for future ownership and trading reports.